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Article

Measuring Vibrations of Subway Tunnel Structures with Cracks

1
Department of Civil Engineering, PowerChina Huadong Engineering Co., Ltd., Hangzhou 311122, China
2
Department of Civil Engineering, Hangzhou City University, Hangzhou 310015, China
3
Key Laboratory for Safe Construction and Intelligent Maintenance of Shield Tunnels in Key Cities of Zhejiang Province, Hangzhou 310015, China
4
Zhejiang Engineering Research Center of Intelligent Urban Infrastructure, Hangzhou 310015, China
*
Author to whom correspondence should be addressed.
Buildings 2024, 14(9), 2660; https://doi.org/10.3390/buildings14092660
Submission received: 1 July 2024 / Revised: 19 August 2024 / Accepted: 21 August 2024 / Published: 27 August 2024
(This article belongs to the Section Construction Management, and Computers & Digitization)

Abstract

:
In a study conducted in a metro tunnel, acceleration and displacement sensors were strategically placed along steel rails, track beds, and tunnel walls to capture real-time dynamic responses during train operations. Data were analyzed in the time and frequency domains, focusing on vibration levels and one-third octave bands. The results indicated that peak vibration acceleration significantly decreases from steel rails to tunnel walls, with different vibration frequencies observed at various locations: steel rails (200 Hz–1400 Hz), track beds, and tunnel walls (70 Hz–400 Hz). Cracks notably increase peak acceleration, vibration levels, peak frequency, and steel rail displacement but do not alter the overall vibration trends. Tunnel wall responses show the highest sensitivity to cracks, with a 300% increase in peak frequency, followed by track beds (100%) and steel rails (70%). Vibration levels under one-third octave band processing increased by 12.4% for tunnel walls, 8.8% for track beds, and 2.2% for steel rails. Cracks also caused steel rails’ vertical and lateral displacement to rise by 112% and 53%, respectively. These findings provide valuable insights for vibration reduction and crack repair in long-term subway operations.

1. Introduction

In recent years, China’s rapid urbanization has led to a continuous expansion of operational urban rail transit networks. By December 2023, 55 cities across 31 provinces (including autonomous regions and municipalities directly under the central government) and the Xinjiang Production and Construction Corps had opened and operated 306 urban rail transit lines, spanning a total of 10,165.7 km. Concurrently, vibrations generated during train operations have attracted significant attention and become a focal point of research for scholars both domestically and internationally.
Scholars both domestically and internationally have conducted extensive research on vibrations generated during train operations using various methods. For instance, in numerical simulations, Lombaert et al. [1] utilized the Monte Carlo method to analyze the impact of random irregularities on the prediction of vibration responses. Kouroussis et al. [2] examined the effects of track irregularities, local track damage, and uneven wheel wear on environmental vibrations. Yang et al. [3] employed centrifuge testing and numerical simulations to study the dynamic response patterns of tunnel structures, discussing the influences of boundary conditions and soil parameters in numerical simulations. Yaseri et al. [4] analyzed the dynamic responses of tunnel structures and subway surfaces by establishing a three-dimensional proportional boundary coupling model. Real et al. [5] developed both two-dimensional and three-dimensional finite element models to predict the dynamic responses of tunnel structures under train vibration loads, demonstrating the reliability of the three-dimensional model through the comparison and analysis of field measurement data. Di et al. [6] investigated the dynamic response of elastic semi-space in porous double-track subway tunnels. Lai et al. [7] studied the characteristics and propagation laws of tunnel vibration responses under vehicle and subway train loading. Clot et al. [8] researched the differences in dynamic responses between double-deck circular tunnels and simple tunnels, establishing a 2.5D semi-analytical model to predict ground vibrations. Song et al. [9] proposed a theoretical analysis model for deeply buried tunnels in unsaturated soil, considering the coupling of soil, groundwater, and air, and analyzed the dynamic responses of tunnel vaults under vertical and harmonic loads. Huang et al. [10] utilized a two-dimensional soil–water coupled dynamic finite element analysis method to study the long-term settlement of subway tunnels in saturated clay induced by train vibrations. Yuan et al. [11] derived a semi-analytical solution to calculate ground vibrations induced by subway train vibrations and used it to investigate the effects of hydraulic boundary conditions and groundwater level fluctuations on ground vibrations. Pan et al. [12] established a finite element model of a train tunnel influenced by Nanjing Metro Line 10, analyzing the dynamic responses of the tunnel surroundings under vibration loads for single-hole and double-track subway tunnels. Faizan et al. [13] developed a two-dimensional finite element model of railway–soil coupling to perform computational analyses on four different soil types and compared them with field measurements from the Istanbul–Ankara high-speed railway section. Further, Kirtel [14] established a nonlinear two-dimensional finite element model, fully considering the effects of local plastic deformation of soil-on-soil vibration-coupled dynamic responses, and predicted the mitigation effects of thin-wall isolation measures on structural vibrations.
In addition to traditional theoretical analyses and analytical–numerical models, field experiments are also a direct and reliable method for studying train vibration responses. Zheng and Yan [15] measured vibrations caused by high-speed trains on dock roofs, flat ground, and slopes to study the influence of train speed and gradients on vibrations. Nelson et al. [16] conducted force density level tests in a tunnel similar to the profile of the Lighthouse Hill Tunnel to investigate the impact of subway operations on the University of Washington. Verbraken [17] provided extensive field test data within a section, analyzing in detail the effects of different hammer strike positions, equivalent line source lengths, and excitation intervals on force density levels and the line transmission rate. Zhai et al. [18] conducted field tests on ground vibrations of the Beijing–Shanghai railway, analyzing the temporal and frequency-domain characteristics of ground vibration accelerations. Li and Yuan [19] studied the ground displacement response patterns of double-track closed tunnels through field monitoring. Ma et al. [20] conducted field monitoring on Xi’an Metro Lines 6 and 2, studying the effects of train-induced vibrations on ancient buildings above double-track subway tunnels. Zhang et al. [21] recorded acceleration results for six different train speeds on traditional railway tracks, showing that vibration propagation along the longitudinal direction resembles a sinusoidal waveform and decays exponentially with propagation distance. Qu et al. [22] conducted field measurements on the Shenzhen double-track subway, showing that ground vibrations in the 50–63 Hz frequency band are enhanced when a nearby train is about to pass the test section. When a distant train passes the test section and a nearby train has just left, acceleration decreases by 12 dB in the 10–16 Hz frequency range. He et al. [23] measured the operation of bullet trains and analyzed them from the perspective of bridge–train interactions and ground–train interactions. Sanayei et al. [24] conducted in situ tests on full-size buildings and compared the predicted results of impedance models with actual response results, showing good agreement between predicted and actual responses. Yang et al. [25] reported on-site vibration measurements at the Tianjin West Elevated Bridge Railway Station, where data were primarily collected from trains passing through the station. Vibration measurements were recorded in different directions in the waiting hall to obtain an accelerated time response. Ma et al. [26] conducted real-time monitoring tests on the subway tunnels over one year. Each test lasted 24 h, recording all vibration responses of passing trains. Cao et al. [27] conducted vibration tests on a seven-story residential building built on an elevated subway station section, measuring acceleration time processes at different locations and comparing corresponding spectra. The study investigated the impact of track position on vibration and assessed vibration maintainability through two different indicators. Cao et al. [28] studied vibrations in a three-story subway station section where trains pass through elevated bridges, measuring acceleration times on three levels of tracks and floors. Amplitudes and the frequency content of vibrations at different locations were compared using respective spectra and root mean square (RMS) spectra of one-third octave frequency equations. The study examined the impact of track position on floor vibrations and assessed building vibration levels using two indicators.
Furthermore, many scholars abroad have conducted model testing and research in the field of tunnel train dynamic response. Jiang et al. [29] employed actual engineering design methods to construct a model measuring 5 m in length, 15 m in width, and 6 m in height. Using a sequential loading system consisting of eight high-performance hydraulic actuators, they simulated the load of a running train with a maximum speed of 360 km/h. Al Shaer et al. [30] proposed a simplified scaled experiment based on three sleepers to study the dynamic behavior and settlement of ballast tracks. Yang. et al. [31] investigated the influence of different tunnel cross-sectional shapes on train dynamic response through model experiments, highlighting the significant impact of rectangular cross-sections on dynamic response, with the cross-sectional shape mainly affecting areas near the tunnel. Yang. et al. [32] conducted physical model tests on the dynamic characteristics of shield tunnels and surrounding soil, revealing a significant amplification of tunnel and soil responses with increasing train speed. Mousavi-Rahimi et al. [33] developed a 1 g scale physical model to study the effects of floor frequencies related to local bending modes, primary soil frequencies in vertical translation and foundation geometry on building vibration levels. The experimental results under impulse pulse loads in the frequency range of 0–156 Hz showed minimal vibration levels transmitted to the floor in the lining structure. Yang et al. [34] tested three different tunnel lining models and explored the dynamic characteristics of tunnel linings through a series of physical model experiments. Yi et al. [35] established a 1:10 scale model based on Guangzhou Metro Line 9 to study the cumulative deformation of tunnel linings under long-term dynamic loads from trains, revealing the impact of long-term dynamic loads on tunnel cumulative deformation. Bao et al. [36] proposed a multi-scale modeling and simulation method for shield tunnel tests and validated it through vibration platform tests, demonstrating consistency in macroscopic responses between the two methods. Huang et al. [37] primarily analyzed the acceleration, dynamic coefficient, and dynamic stress of foundation soil and tunnels in dynamic model tests with different train speeds at a geometric ratio of 1:4. They discussed the relationship with train speed, indicating that as train speed increases, the response of the tunnel bottom and foundation soil to vibration slightly increases, while the pressure of the foundation soil decreases exponentially with distance.
Real-time monitoring systems play a critical role in assessing structural health and ensuring the safety of tunnel infrastructures. Previous studies have implemented various monitoring technologies to capture real-time data on structural responses. Strauss et al. [38] provided a comprehensive review of testing methods and monitoring strategies for tunnel assessment, categorizing various technologies and techniques. They concluded that a systematic approach to monitoring, including both non-destructive and semi-destructive techniques, is essential for evaluating structural performance and ensuring tunnel safety. Jiang et al. [39] employed various non-destructive testing methods to detect defects in tunnel linings and concluded that early detection and retrofitting are crucial for maintaining tunnel integrity and extending service life. Despite these advancements, there is a notable gap in the literature regarding the specific impact of cracks on the dynamic response of tunnel structures. Most existing studies focus on general vibration analyses without addressing the effects of structural defects.
This study uses a segment of a metro tunnel as an example. It measures the internal dynamic response of cracked and intact tunnel sections, capturing the average peak acceleration and vibration levels. Additionally, a Fourier transform and one-third octave band analysis are applied to time-domain data to extract the full-frequency vibration characteristics of the tunnel, both with and without cracks. This approach provides essential field measurement data to support theoretical calculations and numerical simulations.

2. Project Overview and Measurement Point Layout

The test was conducted in an area where the surrounding soil layers, from top to bottom, consist of mixed fill soil, virgin fill soil, sandy silt, silty sand, and silty clay. The route traverses Fengqing Avenue, predominantly passing through curved sections, as illustrated in Figure 1 and Figure 2. The tunnel is currently operational, with regular maintenance conducted to ensure safety and efficiency. Near Section 219 of the tunnel, various defects such as cracks and accompanying seepage water were observed, as depicted in Figure 3.
In this survey, acceleration sensors and displacement sensors were installed within the tunnel. Acceleration measurement points were placed on the tunnel wall, steel rails, and track beds, while displacement measurement points were located transversely on the steel rails and vertically beneath them. All measurement points were situated along a unified cross-section. To minimize the influence of other variables on the survey results, the selected section was at the same location within the up and down lines, with mile markers from K1+489.450 to K1+544.742. Specifically, this corresponds to rings 219 and 1151. Cracks and defects were more prevalent around ring 219, while ring 1151 and its surrounding 20-ring radius showed no significant cracks. Refer to Table 1 for detailed sensor parameters.
The measurement points are numbered from 1 to 11, with points 1–7 representing acceleration measurement points. These points are sequentially positioned as follows: left and right tunnel walls, track bed, and the transverse and vertical displacement of the left and right rails. Points 8–11 represent displacement measurement points and are arranged as follows: transverse and vertical displacement of the left rail and transverse and vertical displacement of the right rail. The specific layout is illustrated in Figure 4, and the site arrangement is shown in Figure 5.

3. Measurement Method

3.1. Principle and Advantage of the Vibration Test

Based on the “Technical Specification for Vibration Testing Caused by Urban Rail Transit” [38], adjustments and improvements have been made to traditional electrical sensor testing techniques.
Adjustments to the acceleration sensors have significantly reduced signal output impedance and enhanced the instruments’ anti-interference capabilities, making them more suitable for long-distance data transmission. Given the smooth surface of the tunnel walls and the significant aerodynamic forces during train operations, which may affect the structure and adhesive stability of the instruments, a series of memory alloy fixtures has been used to create a tight shear structure, effectively resisting impact forces and withstanding the harsh subway environment. Additionally, the output signals are varied, and the measurement range is extensive, allowing for the collection and transmission of signals across a wide spectrum.
Displacement sensor measurements are based on the principle that the maximum normal stress is consistent across all sections of an equal-strength beam. This measurement relies on the relationship between strain and displacement. As illustrated in Figure 6, two strain gauges are attached to both the front and back sides of the beam, forming a full Wheatstone bridge for measuring bending. When displacement occurs in the tested structure, the strain displacement transducer deforms, altering the resistance of the strain gauges. This setup offers high resolution, often achieving 0.2% of full scale.
To ensure reliable data collection, the necessary instruments and accessories must be positioned within the railway tracks, away from subway stations. Additionally, data collection personnel cannot frequently download the collected data within a week. Thus, a terminal data acquisition device capable of storing and converting data formats is used to create a complete system with the aforementioned measuring instruments. This terminal acquisition instrument has 16 channels with 1/4, 1/2, and full bridge inputs and programmable bridge voltages of 2 V, 5 V, and 10 V, fully meeting the requirements for instrument connection. It is equipped with both offline and online modes, allowing for the offline management of all instruments. Moreover, it has a 16 GB memory for temporary storage of large amounts of data. For this monitoring, a comprehensive subway vibration testing system is employed, significantly reducing workload and ensuring smooth data collection. The aforementioned components make up the front end of the vibration testing system, while the back end consists of an industrial router and mobile terminals. During offline operation, users can remotely control operations such as startup, shutdown, parameter settings, real-time waveform viewing, and data browsing from anywhere via the Internet using a computer with compatible software, ensuring reliable data collection. This setup is illustrated in Figure 7.

3.2. Instrument Installation and Data Collection

Instrument installation must ensure that it does not interfere with the normal operation of the subway. Therefore, the circuits and transmission wires of each sensor are wrapped in PVC tubing. The installation of each measuring instrument begins with polishing the surface of the steel rails or tunnel walls using a steel brush. Epoxy resin AB adhesive is then applied to secure the base, and the sensor is mounted on it. Given that the steel rails experience long-term friction from passing trains and may accumulate charge, which could affect the data accuracy of the contact displacement sensor, a rectangular glass plate is attached with a strong adhesive for insulation. Aluminum foil is also wrapped around the outer perimeter of the sensor to prevent electromagnetic interference from passing trains, as shown in Figure 8. To ensure the proper operation of the displacement sensor, a preload of approximately 1–1.5 mm is applied to its front end during installation. After all installations are completed, the PVC tubing and all conversion lines are securely fixed with strong fiber tape to prevent the wires from becoming entangled in the train wheels. Finally, the instruments are calibrated and zeroed using a computer, and the triggering conditions are checked for reliability and precision before starting automated measurements and data uploads.

3.3. Evaluation Criteria

Due to the broad frequency range of vibrations caused by subway train operations, it is not sufficient to evaluate the dynamic response level of tunnels solely based on peak acceleration. In this study, the one-third octave band and vibration level are employed as evaluation indicators to measure the dynamic response induced by train operations, referencing DB33/T1252-2021 [40] and ISO2631-1:2004 [41]. The calculation formula for the vibration level (VL) is as follows:
I = 20 log a e a ref
where a e is the effective value of acceleration obtained after correcting the counting weight at different frequencies, which can be obtained by the following formula:
a e = n i = 1 a i 2 10 c i 10
where a i is the effective value of acceleration; c i is the weighted modified value corresponding to the is the central frequency, which is not considered in this paper, so 0 is adopted; and a ref is the baseline acceleration, and 10–6 m/s2 is taken in this paper.
The effective value of vibration acceleration is the root mean square of acceleration, which can be determined by the following formula:
a i = 1 T 0 T a 2 d t
T is the time; a is the acceleration at any time.

4. Analysis of Test Results

The train operating in the test section is a type B train, with each car measuring 22 m in length. The operational speed of the subway train ranges from 50 to 60 km/h, resulting in an effective vibration duration of 8 to 10 s. The UIC60 type rail is used, with a cast-in-place concrete track bed. By statistically analyzing the peak acceleration and vibration levels at each measurement point, a more reliable average peak value and vibration level can be obtained. Additionally, Fourier transformation and one-third octave band analysis are employed to investigate the influence of tunnel cracks on train vibrations in the frequency domain.

4.1. Time-Domain Analysis of Train Vibration

The average peak acceleration and vibration level for the left and right rails, track bed, and tunnel wall are shown in Table 2. The vibrations induced by the rails, track bed, and tunnel wall are considered as underground vibrations, classified as engineering-grade vibrations, which do not require the consideration of human sensitivity to vibration levels. Therefore, the vibration level calculation weighting for these components is ignored.
From the acceleration time–history curve, it can be observed that the vibrations generated by the train at a distance trigger the sensor data collection. When the train passes through the measurement point, the acceleration curve experiences significant fluctuations, lasting for 8–10 s. The measurement section is a straight track segment of the subway train, and the tunnel structure is symmetrical, resulting in almost identical left and right acceleration responses. This symmetry also leads to the Z-axis acceleration of the rails being over three times higher than the Y-axis acceleration. Regarding vibration propagation, the Z-axis average acceleration response of the rails is the highest, reaching up to 29.39 m/s2. However, as the vibration propagates to the track bed, the Z-axis acceleration significantly decreases to 0.76 m/s2, representing a difference of approximately 40 s between the two. The connection between the track bed and the tunnel wall is more integral, and the materials are similar, resulting in less noticeable vibration attenuation compared to the rails. The Z-axis acceleration decreases from 0.76 m/s2 to 0.11 m/s2, representing a difference of about 7 s.
Similar to the transmission pattern of acceleration, the vibration levels of the Z-axis and Y-axis decrease by approximately 10%. However, the vibration level decreases significantly as the acceleration is transmitted from the rails to the bed, dropping from 143.69 dB to 73.59 dB, a decrease of up to 20%. Due to the integral nature of the tunnel structure, the vibration level decreases by only approximately 7% as the acceleration is transmitted from the track bed to the tunnel wall. Representative acceleration time–history curves for the Z-axis and Y-axis of the rails, track bed, and tunnel wall are shown in Figure 9 and Figure 10.
Table 3 shows the average acceleration and vibration levels for the rails, track bed, and tunnel wall at the cracked section. Regarding attenuation patterns, the acceleration and vibration levels at the cracked section are consistent with those at the intact section, with the hierarchy being rail > track bed > tunnel wall and the magnitudes at each part remaining unchanged. In terms of response increments at each part, different degrees of increase were observed: vertical acceleration of the rails increased by approximately 7%, horizontal acceleration of the rails increased by about 10%, acceleration of the track bed increased by around 14%, and acceleration of the tunnel wall increased by about 70%. Similarly, the vertical and horizontal vibration levels of the rails increased by 14%, the vibration level of the track bed increased by 20%, and the vibration level of the tunnel wall increased by 35%. As the measurement points approach the crack, the average acceleration and vibration levels progressively increase, indicating that the presence of the crack intensifies the dynamic response of various parts of the tunnel. This was reflected in the time–history curve as an increase in peak acceleration and effective vibration values. Figure 11 shows representative measured acceleration data for the rails, track bed, and tunnel wall, along with their corresponding time–history curves.

4.2. Full-Frequency Analysis of Train Vibration

Applying the Fourier transform to the acceleration time–history curves for each measurement point provides the spectral data of train-induced vibrations. This reveals the frequency characteristics of vibrations in various tunnel structures during subway train operations. It can be observed that as the train-induced vibration propagates from the rails to the track bed and then to the tunnel wall, the high-frequency components continuously attenuate.
The main frequency range for the vertical vibration of the rails is between 200 (Hz) and 1400 (Hz), with a peak at 570 (Hz). The spectral distribution of the lateral vibration of the rails is similar to that of the vertical vibration, but the overall peak is about 40% lower. Both vertical and lateral vibrations are mainly characterized by medium-frequency to high-frequency components.
The spectral plot for the track bed shows a distribution between 200 Hz and 1400 Hz, with minimal peaks between 600 Hz and 1400 Hz and between 600 Hz and 1400 Hz. The main frequency range is concentrated within 400 Hz, with a peak at 70 Hz, indicating that low-frequency to medium-frequency vibrations are predominant.
For the tunnel wall, the main frequency range is between 200 Hz and 400 Hz, with a peak at 300 Hz. Due to the integral nature of the tunnel structure, its frequency distribution is similar to the track bed, with predominantly low-frequency to medium-frequency vibrations. The peak values are consistent with those of the track bed. Representative spectral data for the acceleration of the rails, track bed, and tunnel wall are shown in Figure 12.

4.3. Frequency-Domain Analysis of Crack Cross-Section

The spectral analysis of the measurement point data at the cracked section revealed that the presence of cracks has minimal impact on the overall spectral distribution of vibrations, with the data trends remaining consistent, as shown in Figure 13. For the rails, the presence of cracks significantly enhances the mid-frequency range (400 Hz–800 Hz) in both the Z- and Y-directions, with an amplitude increase of approximately 70%, while the low- and high-frequency ranges remain largely unchanged. For the track bed, the spectral curve at the cracked measurement points shows a significant increase in the low-frequency to mid-frequency range (200 Hz–600 Hz), with the peak value increasing by about 100%, while other frequency ranges remain unchanged. For the tunnel wall, the presence of cracks causes a substantial increase in the low-frequency range (200 Hz–400 Hz), with an increase of about 300%.
Considering the spectral changes corresponding to the cracked measurement points, it can be observed that the presence of cracks causes varying degrees of increase at different frequencies for the tunnel structures. The tunnel wall, being directly affected by the cracks, shows the most significant increase. However, due to the initially low vibration response of the tunnel wall, the degradation does not result in a magnitude change. The degree of increase gradually decreases with the increasing distance and connectivity between the measurement point and the crack. The sensitivity to cracks varies among the tunnel structures: the rails are mainly affected in the mid-frequency range, while the track bed and tunnel wall are mainly affected in the low-frequency range. Since the cracks alter the tunnel structure and strength without changing the excitation conditions of the train vibration source, the spectral trend remains consistent. The changes in internal structure and strength lead to a noticeable enhancement of the resonance effect, with the peak of the response spectrum indicating the resonance frequency of the structure. This explains why the enhanced segments of the spectra are primarily in the main frequency range.
Resonance occurs when the frequency of external vibrations matches the natural frequency of the tunnel structure, leading to amplified vibrations. This amplification can result in higher stress and strain on the tunnel components, potentially accelerating wear and tear and leading to structural damage over time. Additionally, resonance can compromise the structural integrity of the tunnel by causing excessive vibrations that exceed the design limits. This can lead to cracks, joint failures, and other forms of structural degradation.

4.4. One-Third Octave Analysis

The time-domain data were analyzed using the one-third octave band spectrum analysis, displaying the cracked and non-cracked sections overlapping. The range of 0–1000 Hz was selected and displayed on a logarithmic scale. As shown in Figure 14, the spectral trends of the cracked sections generally match those of the non-cracked sections, both showing a slow increase in the low-frequency range and a rapid increase in the high-frequency range. The presence of cracks effectively increases the vibration levels within the main frequency range of each component. For the vertical response of the rails at a center frequency of 500 Hz, the vibration level increases by 2.83 dB, with an amplitude increase of 2.2%. For the lateral response of the rails at a center frequency of 400 Hz, the vibration level increases by 0.6 dB. For the track bed response at a center frequency of 100 Hz, the vibration level increases by 7.87 dB, with an amplitude increase of 8.8%. For the tunnel wall response at a center frequency of 315 Hz, the vibration level increases by 10.74 dB, with an amplitude increase of 12.4%.
From the above analysis, it is evident that the center frequencies of each component closely match their main vibration frequencies. Compared to the normal sections, the vibration levels at the center frequencies of the cracked sections are slightly increased. The sensitivity of the responses to structural degradation follows the order tunnel wall > rails > track bed. Additionally, the peak frequencies of the vibration levels in each component are consistent with those obtained from the Fourier spectrum analysis.
The spectral curves of different positions within the same section are overlapped, as shown in Figure 15, for both the cracked and non-cracked sections. The trends in vibration level development for cracked and non-cracked sections are generally consistent. Regarding the magnitude of vibration levels, the order is vertical rail > lateral rail > track bed > tunnel wall. This aligns with the results obtained from the time-domain analysis of acceleration for each component. For specific vibration level magnitudes at each location, refer to Table 4.
According to DB11/T838-2019 “Subway Noise and Vibration Control Specification” [42], for a standard B-type train operating at a speed of 20 m/s, the maximum vertical vibration level for the tunnel wall is 84 (dB). In this measurement, the vibration level in the intact section was −1.3 dB below the standard, while the cracked section exceeded the standard by 13.5 (dB). Table 5 provides appropriate vibration reduction measures. The table shows that, in the absence of cracks, the existing low-level to medium-level vibration reduction measures inside the tunnel are sufficient to meet the required standards. However, in the presence of cracks, excessive vibration indicates that these cracks amplify the tunnel’s dynamic response under the train’s vibration load, which severely impacts the train’s normal operation. Therefore, it is essential to promptly repair the cracks and implement specialized vibration reduction measures in future operations.

4.5. Track Displacement

When the train passes the measurement point, both vertical and lateral displacements of the rail are observed. The preloaded displacement sensor used in this measurement indicates that as the train approaches the measurement point, the displacement amplitude gradually increases, and as the train moves away, the displacement gradually returns to zero. The maximum vertical displacement of the rail can reach 1.1 (mm), and the maximum lateral displacement can reach 0.51 (mm), as shown in Figure 16.
In the section with cracks, the displacement response is similar to that of the intact section, occurring between 15 (s) and 25 (s). However, the amplitude increases significantly, with the vertical displacement amplitude of the rail increasing by 112% and the lateral displacement amplitude increasing by 53%, as shown in Figure 17.

4.6. Experimental Error Analysis

This study identified several sources of error that could potentially affect the vibration measurements of subway tunnel structures. Firstly, the accuracy of the sensors and the performance of the data acquisition system are the primary sources of error. The accuracy, linearity, and drift characteristics of the acceleration and displacement sensors, as well as the resolution and sampling frequency of the data acquisition system and the signal-to-noise ratio, could all impact the measurement results. Secondly, environmental conditions are significant factors. External environmental vibrations (such as other trains passing by or construction work) and variations in temperature and humidity may affect sensor performance and data stability. Additionally, the installation position and fixation method of the sensors (such as the use of adhesives or mechanical fixtures) might introduce errors. To evaluate the repeatability and reproducibility of the experiment, multiple repeated measurements were conducted, and possible errors were compensated for during the Fourier transform and one-third octave band analysis. Statistical indicators such as standard deviation and confidence intervals were used to assess the reliability of the experimental data, and the results were compared with existing literature to discuss differences and possible sources of error. Finally, an analysis was conducted to determine whether these errors would substantially affect the conclusions, and any corrective or compensatory measures taken during the experiment were detailed to enhance the persuasiveness of the conclusions.
Through a comparison with existing literature, validation of the research methods, and a practical application of the results, this study thoroughly explored the impact of cracks on the vibration response of tunnel structures, thereby verifying and expanding upon existing theories. Firstly, the cracks significantly increased the vibration levels of the tunnel walls, sleepers, and rails compared to the existing studies, which is in line with the findings of the dynamic response of concrete structures with cracks as mentioned in a study by Xu et al. [43]. This comparison not only confirms the critical role of cracks in underground structures but also further validates the use of vibration measurements as a key tool for assessing structural integrity.
In addition to these factors, the mass and speed of the train are critical in determining the characteristics of the sound intensity–frequency graph. Heavier trains tend to generate greater vibration energy, which is reflected in the higher sound intensity levels observed in the frequency domain. This is particularly noticeable in the low-frequency to mid-frequency ranges, where the impact of mass is most significant. Higher train speeds, on the other hand, tend to shift the vibration spectrum towards higher frequencies, amplifying the sound intensity in the high-frequency range. This relationship between train mass, speed, and frequency response has been well documented in studies such as those by Zhang et al. [44] and Gupta et al. [45], where increased mass and speed were shown to significantly influence the overall vibration characteristics. Incorporating these parameters into the analysis allowed for a more comprehensive understanding of the impact of cracks on tunnel vibrations and provided a deeper insight into the complex interplay between these variables.
In terms of research methods, a Fourier transform and one-third octave band analysis were employed, both of which are widely used in vibration analysis. However, by comparing RMS values and vibration levels across different frequency ranges, a deeper understanding was achieved regarding how cracks affect various components of tunnel structures. This methodological improvement enabled a more precise identification of the impact of cracks on tunnel vibrations and provided a new perspective for exploring the complex relationship between cracks and vibration responses, thereby supplementing and expanding upon existing research. Additionally, the results of this study have significant practical implications. The impact of cracks on the vibration response of tunnel walls was found to be the greatest, a finding that aligns with the results of Wu et al. [46] on the vibration characteristics of tunnel structures in the presence of cracks. This suggests that special attention should be paid to the condition of tunnel walls during inspection and maintenance. This not only provides practical guidance for the maintenance and management of tunnels but also offers concrete support for relevant theories through experimental data. Through these methodological innovations and validation in practical applications, this study’s results not only enhance the scientific rigor of existing theories but also point to new directions for future research, demonstrating important academic and practical significance.

5. Conclusions

Vibration tests were conducted on a section of the subway, comparing normal and cracked segments. The dynamic response transmission within the tunnel and the amplification effects of cracks on the dynamic response of various components were analyzed using a time-domain analysis, a frequency-domain analysis, acceleration vibration levels, and a one-third octave band analysis. The specific conclusions are as follows:
(1) During train operations, various structures within the tunnel experience vibrations of different magnitudes. The vertical response of the rails, which are in direct contact with the train, is the most significant, with an average peak value of 29.39 (m/s2). This vibration decreases as it propagates to the track bed and tunnel walls. Due to the integral nature of the tunnel structure, the magnitudes of acceleration and vibration levels for the track bed and tunnel walls are generally consistent.
(2) The presence of cracks significantly affects the tunnel’s dynamic response. Acceleration peak values increase at locations with cracks compared to intact sections, with a noticeable increase in average acceleration and vibration levels. The magnitude of this increase decreases as the distance from the cracks and connections increases, with the tunnel walls experiencing the highest increases, followed by the track bed and then the rails.
(3) Fourier transformation of the measured data reveals that the vibration induced by train operations attenuates as it propagates through the tunnel, consistent with the conclusions drawn from the time-domain analysis. Vibration spectra at different measurement points show variations. The rail spectrum is primarily concentrated in the mid-to-high frequency range (200 Hz–1400 Hz), while the spectra for the track bed and tunnel walls are concentrated in the low-to-medium frequency range (50 Hz–400 Hz).
(4) The analysis of the spectra at crack locations shows that the cracks enhance the peak values within the main frequency range of each structure’s spectrum without altering the overall spectrum distribution. The amplitude of the main frequency increases by 70% in the rail spectrum, 100% in the track bed spectrum, and 300% in the tunnel wall spectrum, indicating that cracks have a greater impact on the tunnel wall, followed by the track bed and then the rails.
(5) The analysis using the one-third octave method reveals that the tunnel’s dynamic response follows a characteristic pattern of slow growth in low frequencies and rapid growth in high frequencies. Due to cracks, there is an average increase of 2% in peak vibration levels for the rails, 2.3% for the track bed, and 6% for the lining. The peak frequency of the vibration levels matches those obtained from the Fourier spectrum conversion. Compared to noise control regulations, the impact of cracks on tunnel dynamic response is significant, and existing measures cannot meet the vibration tolerance requirements, necessitating prompt crack repairs and special vibration reduction measures.
(6) The measured results indicate that vertical rail displacement is greater than lateral displacement, consistent with the theory of adhesion and slip. When the train passes the measurement points, significant vibration occurs, gradually decreasing as the train moves away, with rail displacement gradually returning to its normal value. Under normal conditions, vertical rail displacement is 1.1 mm, and lateral displacement is 0.51 mm. The presence of cracks increases vertical displacement by 112% and lateral displacement by 53%, without altering the distribution of displacement responses.
(7) Advanced technologies such as Ground Penetrating Radar (GPR), fiber optic sensors, and acoustic emission monitoring are used to detect and monitor cracks in tunnel structures more effectively. These methods are highly sensitive and accurate, allowing for rapid detection and timely maintenance interventions.
(8) Incorporating advanced computational techniques such as machine learning (ML) [47], artificial intelligence (AI) [48], and artificial neural network (ANN) [49] algorithms can significantly enhance our analysis of the vibration–frequency data for various tunnel components, both with and without cracks. By training these algorithms with the extracted data, we can estimate the magnitude of vibration based on the induced frequency under specific conditions. This approach facilitates optimal design and rapid mechanical analysis, providing valuable insights for maintaining and improving tunnel infrastructure.

Author Contributions

Conceptualization, Q.Z. (Qihui Zhou) and Q.Z. (Qiongfang Zhang); methodology, X.H.; validation, Q.Z. (Qihui Zhou) and Q.Z. (Qiongfang Zhang); formal analysis, M.S. and Z.H.; investigation, X.W., M.S. and Z.H.; resources, Q.Z. (Qihui Zhou); data curation, Q.Z. (Qiongfang Zhang) and M.S.; writing—original draft preparation, X.H.; writing—review and editing, Q.Z. (Qihui Zhou); visualization, Q.Z. (Qiongfang Zhang); supervision, M.S. and X.H.; project administration, Y.Q.; funding acquisition, M.S. All authors have read and agreed to the published version of the manuscript.

Funding

The research was fund by Zhejiang Provincial Key Research and Development Program: 2020C01102; Zhejiang Provincial Natural Science Foundation: LTGG23E080002; Zhejiang Provincial Natural Science Foundation: LY18E080024.

Data Availability Statement

The raw data supporting the conclusions of this article will be made available by the authors on request.

Conflicts of Interest

Authors Qihui Zhou, Qiongfang Zhang are employed by the PowerChina Huadong Engineering Co., Ltd. The remaining authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.

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Figure 1. Diagram of the cracked tunnel section showing cracks and water seepage.
Figure 1. Diagram of the cracked tunnel section showing cracks and water seepage.
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Figure 2. Soil layer information.
Figure 2. Soil layer information.
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Figure 3. Crack and leakage diagram.
Figure 3. Crack and leakage diagram.
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Figure 4. Schematic diagram of the measurement point arrangement.
Figure 4. Schematic diagram of the measurement point arrangement.
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Figure 5. Actual layout of the measurement points.
Figure 5. Actual layout of the measurement points.
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Figure 6. Schematic diagram of displacement sensors.
Figure 6. Schematic diagram of displacement sensors.
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Figure 7. Schematic diagram of the subway vibration detection system.
Figure 7. Schematic diagram of the subway vibration detection system.
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Figure 8. Instrument Installation Layout.
Figure 8. Instrument Installation Layout.
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Figure 9. Track vibration acceleration under normal section.
Figure 9. Track vibration acceleration under normal section.
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Figure 10. Vibration acceleration under normal section.
Figure 10. Vibration acceleration under normal section.
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Figure 11. Vibration acceleration in the tunnel at the crack.
Figure 11. Vibration acceleration in the tunnel at the crack.
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Figure 12. Spectrograms under normal tunnels.
Figure 12. Spectrograms under normal tunnels.
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Figure 13. Spectrogram inside the tunnel at the crack.
Figure 13. Spectrogram inside the tunnel at the crack.
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Figure 14. One-third octave frequency of the vibration response in the tunnel.
Figure 14. One-third octave frequency of the vibration response in the tunnel.
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Figure 15. One-third octave magnitude for different sections.
Figure 15. One-third octave magnitude for different sections.
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Figure 16. Track displacement under normal section.
Figure 16. Track displacement under normal section.
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Figure 17. Track displacement under cracked section.
Figure 17. Track displacement under cracked section.
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Table 1. Instrument parameters.
Table 1. Instrument parameters.
SensorQuantitySensitivityRangeFrequency ResponseSampling Frequency
Acceleration sensor75 mv/g1000 g10%5.12 k(Hz)
Displacement sensor40.8 v/mm5–20 mm-5.12 k(Hz)
Acquisition instrument116 independent channels, GPS synchronous clock sampling, 16 G memory
Table 2. Acceleration and vibration levels of each measurement point on the normal section of the 1151 ring.
Table 2. Acceleration and vibration levels of each measurement point on the normal section of the 1151 ring.
Measuring Pointa (m/s2)I (dB)
Vertical direction of left rail (Z-direction)29.39147.38
Vertical direction of right rail (Z-direction)21.16146.51
Lateral direction of left rail (Y-direction)8.56139.61
Lateral direction of right rail (Y-direction)7.48134.78
Track bed0.76112.04
Left side of tunnel lining0.1196.1
Right side of tunnel lining0.1394.39
Table 3. Acceleration and vibration level of each measuring point of the crack section.
Table 3. Acceleration and vibration level of each measuring point of the crack section.
Measuring PointA (m/s2)I (dB)
Vertical direction of rail (Z-direction)31.18166.21
Lateral direction of rail (Y-direction)9.88161.25
Track bed0.86132.20
Tunnel lining0.2120.74
Table 4. Peak value of the one-third octave frequency range.
Table 4. Peak value of the one-third octave frequency range.
Measuring PointNormal (1151 Ring)/(dB)Crack (219 Ring)/(dB)
Vertical direction of rail (Z-direction)133.271136.103
Lateral direction of rail (Y-direction)126.295126.894
Track bed105.917108.651
Tunnel lining82.74297.488
Table 5. Selection of track vibration reduction measures.
Table 5. Selection of track vibration reduction measures.
Vibration Superscalar [dB]<33–77–11≥11
Selection of damping measure levelPrimaryIntermediateSeniorSpecial
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MDPI and ACS Style

Zhou, Q.; Zhang, Q.; Sun, M.; Huang, X.; Huang, Z.; Wen, X.; Qiu, Y. Measuring Vibrations of Subway Tunnel Structures with Cracks. Buildings 2024, 14, 2660. https://doi.org/10.3390/buildings14092660

AMA Style

Zhou Q, Zhang Q, Sun M, Huang X, Huang Z, Wen X, Qiu Y. Measuring Vibrations of Subway Tunnel Structures with Cracks. Buildings. 2024; 14(9):2660. https://doi.org/10.3390/buildings14092660

Chicago/Turabian Style

Zhou, Qihui, Qiongfang Zhang, Miaomiao Sun, Xin Huang, Zhanggong Huang, Xuewei Wen, and Yuanfeng Qiu. 2024. "Measuring Vibrations of Subway Tunnel Structures with Cracks" Buildings 14, no. 9: 2660. https://doi.org/10.3390/buildings14092660

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