1. Introduction
Research in geomorphology shows that soil does not need to be fully saturated to trigger landslides or dam failures, challenging the belief that saturation increases failure risks [
1,
2]. Landslides are common in the Himalayas and Northeast India, posing serious threats to both infrastructure and lives due to their sudden and rapid movement [
3,
4,
5]. Notably, the 2012 landslides in Rohtang Pass and the 2017 events in Mizoram caused significant damage, highlighting the urgent need for improved understanding and mitigation strategies for these natural hazards [
6,
7,
8,
9].
Changes in soil parameters like matric suction due to moisture are crucial for understanding rainfall-induced slope failures [
10,
11]. This study emphasizes the role of unsaturated soil mechanics in assessing factors that influence slope stability and its importance in slope engineering practices [
8].
Figure 1a defines the vadose zone, which extends from the earth’s surface to the water table, as crucial for measuring the SWCC in labs and applying them in engineering. This zone experiences varying moisture levels due to weather changes, affecting soil mechanics.
Figure 1b illustrates how factors like evaporation and rainfall influence soil moisture movements, altering pore water pressure and creating a trumpet-shaped curve representing soil suction changes over time.
The SWCC illustrates the relationship between soil water content and suction, typically displayed on a graph with water content (gravimetric, volumetric, or saturation degree) on the vertical axis and matric suction on the logarithmic horizontal axis, clarifying their relationship [
12,
13].
Figure 2 shows the water retention curve, illustrating the relationship between soil saturation and negative pore water pressure from studies on unsaturated soils. This curve is essential for understanding changes in soil volume, strength, and hydraulic properties.
Landslides, driven by gravity, rapidly move soil and rock downhill, often triggered by rainfall, especially during monsoons in North-East India [
7,
11,
14]. Rainwater increases pore pressure, reducing soil strength and causing slope failures. Treatments like microbial-induced calcite precipitation can stabilize slopes [
14,
15]. Mizoram’s terrain, climate, and human activities contribute to frequent landslides, causing significant damage and disruptions [
7,
16].
Soil characteristics greatly affect groundwater levels and stability, particularly in unsaturated soils [
17,
18]. Uniform drying techniques, like microwave drying, are essential for accurate research [
12]. Rainfall intensity and soil properties impact slope stability, highlighting the importance of predictive modeling [
19,
20]. Setting rainfall thresholds and using stabilization measures are vital for slope integrity [
21,
22]. Continuous monitoring and real-time assessments are crucial for managing construction and environmental risks [
19,
23].
Mizoram, part of the Tripura-Mizoram Miogeosyncline in the Assam-Arakan basin, has rock formations from the Palaeogene-Neogene period, trending North–South with dips of 20° to 50°. Rock slope stability is evaluated using graphical charts derived from field surveys, sampling, and geotechnical tests, incorporating geotechnical indices, weathering effects, and in situ stress conditions [
5,
7,
11,
15,
16].
Table 1 shows the landslide hazard classes based on severity and their corresponding area of Mizoram.
In Mizoram, the primary causes of slope failures are predominantly associated with surface factors and hydro-environmental conditions rather than subsurface factors, seismic activities, or volcanic events, which are rare or non-existent in this region of India [
9,
24].
Mizoram, part of the Himalayan mobile belt, experiences significant neo-tectonic activity, making it prone to slope failures, especially near active fault zones [
3,
4]. The region’s young geological setting consists mainly of unstable, soft sedimentary rocks, which are susceptible to landslides during intense rainfall [
6,
16].
Figure 3a shows that the Northeast region of India has the highest number of landslides [
7,
15].
Figure 3b maps landslides in Mizoram, highlighting the Lunglei district as being particularly affected. Steep slopes and poor land use practices further increase landslide frequency in the region [
9].
Landslide susceptibility mapping (LSM) is vital for risk assessment and prevention due to the increasing frequency of landslides globally [
8,
25]. However, refined LSM at the township level faces challenges like limited recorded landslides and varying factors [
25]. Remote sensing (RS) techniques are crucial for studying landslides, enabling large-scale monitoring and data capture [
25]. The literature highlights their use in detecting, monitoring, and predicting landslides through various instruments and image analysis techniques, including optical and microwave sensing, to quantify geological and geotechnical changes. These methods are essential for disaster management [
9,
25].
Mizoram, known as India’s landslide capital, frequently experiences landslides, especially in Lunglei and Aizawl [
9,
11]. These districts are vulnerable due to steep slopes, fragile geology, and heavy monsoonal rains. In 2017, intense rainfall caused about 600 deaths and damaged over 5000 homes, emphasizing the need for effective land management and preparedness strategies [
9,
11].
Rain-induced debris flows cause 93.19% of landslides, highlighting the need for targeted mitigation [
5,
26]. Key strategies include better drainage systems, strict land use policies, and slope stabilization [
24,
27]. Advancements in remote sensing and GIS can improve early warning systems and disaster response [
25,
26].
Figure 4 shows conditions before and after shallow transitional landslides around Lunglei district, Mizoram, captured by the RESOURCESAT 2 LISS IV Mx satellite in 2013 and 2017 [
9]. This case study analyzes the connection between substantial monsoonal rainfall and landslides using comprehensive rainfall data from the Mizoram Meteorological Department [
9].
This study investigates the SWCC of natural CI soils by measuring matric suction with the contact filter paper technique across different densities and saturation levels. It aims to enhance understanding of unsaturated soil behavior, particularly in slope stability contexts. The research will also evaluate shear strength parameters through unconfined compressive tests on microwave-dried samples, as per ASTM standards, to establish relationships amongst soil unsaturated shear strength, density, and saturation levels.
5. Methodology
Soil matric suction was evaluated using the ASTM D5298-10 contact filter paper technique to study natural soil slope behavior [
37]. Laboratory tests on unsaturated clay samples measured unconfined compressive strength at various saturation levels per IS 2720 (Part X)-2006 [
30]. Results in
Table 5 and
Figure 15 show that the strength increased with saturation up to a point, then decreased. Specimens had saturation levels of 20%, 40%, 60%, and 80%, with dry densities per standard and modified Proctor densities. CI soils, common in the Lunglei district, were used.
For numerical analysis, PLAXIS 2D software (Version V20.02) was used for fully coupled flow-deformation analysis, considering actual permeabilities, soil suction, and time [
42]. This approach allows for a dynamic understanding of groundwater flow and changes in pore pressures. The Hardening Soil model was chosen for its effectiveness in considering soil suction, which is crucial for understanding interactions between soil deformation, pore pressure, and groundwater flow. Including soil suction ensures a precise representation of unsaturated soil behavior, providing accurate and reliable results [
43].
In PLAXIS 2D, fully coupled flow-deformation analysis integrates hydraulic and mechanical behaviors to model interactions such as soil stiffness changes due to pore water pressure variations [
41]. This method is essential for scenarios like consolidation under load, slope stability during rainfall, and excavations near water tables. It involves solving coupled equations with detailed parameters, offering realistic but computationally intensive simulations for complex geotechnical issues [
41,
42].
This ensures a comprehensive evaluation of the soil behavior, where suction plays a pivotal role in the interaction between these factors.
Table 6 shows the parameters that were used for numerical simulations. These parameters were derived from various soil tests in accordance with Indian standards [
29].
The model assumes a homogeneous slope with consistent properties like elastic modulus, cohesion, and friction angle to focus on soil suction effects. This simplification aids in understanding general behavior but may miss local variations. Stability is assessed using average mechanical properties, simplifying the process while highlighting the fundamental behavior of soil suction effects.
The Hardening Soil model was used to define soil shear strength under unsaturated conditions, simulating stress-dependent stiffness and dilatancy effects to assess slope stability [
43]. Transient flow through unsaturated soil was simulated using Richard’s equation, based on Raynold’s transport theorem and the continuity equation [
42].
In terms of groundwater flow boundary conditions for the slope model, the top surface was set to simulate infiltration due to rainfall; the side boundaries were designated for seepage, and the bottom of the slope was considered impervious [
43,
44].
Richards’ equation can be presented in various forms: water content, mixed water content and capillary head, and head form. In one-dimensional contexts, the “mixed water content form” combines water content (θ) with capillary head (ψ(θ)), as shown in Equation (2) [
42].
where,
z is the vertical coordinate (positive downward) [L];
t is time [T]; q equals q(z,t) equals volumetric soil moisture content [-]; y(q) is empirical soil hydraulic capillary head function [L]; K(q) = empirical unsaturated hydraulic conductivity function [L T–1] [
44].
The analysis used the Mohr-Coulomb soil strength model and Van Genuchten hydraulic model for CI clay, with a standardized 24 h rainfall duration. The groundwater table was 15 m below the slope top. The six-stage analysis included two dry stages for the baseline factor of safety, followed by two stages with 80 mm/day rainfall, and two stages with 190 mm/day rainfall to assess safety. Rainfall data was based on 2017 figures from the Lunglei district, as shown in
Figure 14.
6. Results and Discussion
6.1. Soil Suction and the Properties of the Soil
Considering the SWCC curve generated from measurements of soil suction, validated further by RETC software, and the established correlation between moisture loss and drying time, the precision of the resulting drying SWCC curve is effectively affirmed. The drying time in a microwave is longer for specimens of heavier density compared to those of lighter-density soil. Soil matric suction is primarily influenced by the soil properties, such as its water retention capacity, cohesion, index properties of soil, soil mineral composition and temperature conditions, but it also varies with the soil density and saturation levels. It has been noted that soils with higher plasticity require greater pressure to remove water from the soil mass, resulting in more soil suction.
6.2. Unconfined Compressive Strength Test Results
Figure 15 shows UCS strengths at different densities and variations of unsaturated soil samples. At a modified Proctor density, the CI soil reaches its peak UCS value when the moisture content is at 40% saturation. This level of moisture optimizes the soil’s structural arrangement and cohesion, thereby enhancing its load-bearing capacity. The presence of water at this specific saturation level contributes positively to the soil matrix, facilitating particle cohesion and improving the overall strength of the soil.
However, when the saturation level drops to 20%, CI soil shows a significant decrease in strength. At lower moisture levels, there is insufficient water to facilitate optimal particle bonding, leading to weaker soil cohesion and, consequently, reduced UCS values. This illustrates that overly dry conditions can compromise the structural integrity of CI soil, making it unsuitable for supporting loads and increasing the risk of slope instability.
Conversely, as the saturation level increases beyond the optimal 40%—at 60% and 80% saturation—the UCS strength of CI soil begins to decline gradually. This reduction in strength with increasing moisture content beyond the optimal point is attributed to the lubricating effect of excess water, which causes soil particles to slide past each other more easily under load, reducing the soil’s overall strength and stability. This phenomenon highlights that fully saturated conditions, where soil suction approaches zero, also pose a risk to slope stability, as the increased water content compromises the soil shear strength.
The implications of these findings are significant for the understanding of natural slope failures. They indicate that not only are fully saturated conditions hazardous for slopes due to the elimination of soil suction and the resultant decrease in shear strength, but conditions of under-saturation (below 40%) also pose a threat. In such dry conditions, the lack of adequate moisture leads to reduced particle cohesion and soil strength, making slopes vulnerable to failure. This underscores the importance of maintaining an optimal moisture level in CI soil, not only to enhance its load-bearing capacity but also to ensure the stability of natural slopes and prevent failure under varying moisture conditions.
6.3. Reduction in Factor of Safety during Numerical Analysis
The critical factors influencing slope failures triggered by rainfall are the intensity and duration of the rainfall. The conventional and uniform slope inclined at 30 degrees was examined under various rainfall intensities over a 24 h period.
Figure 16 illustrates the applied rainfall intensity on the slope for 24 h and the corresponding variations in the factor of safety. These values are derived from daily rainfall data sourced from the meteorological records of Mizoram for the year 2002–2022, provided by the Government of Mizoram. The average of the maximum daily rainfall is 80 mm/day, while the highest recorded rainfall in a single day reached 190 mm/day in the years 2002–2022. Rainfall intensity of 80 mm/day is considered low, while 190 mm/h is classified as high intensity. Prolonged rainfall reduces the factor of safety to a critical condition, mainly due to soil permeability facilitating water infiltration into the slope. The initial factor of safety was close to 2.0.
Figure 17a shows the initial factor of safety before rainfall, which is close to 2.0.
Figure 17b shows that in the case of 80 mm/day rainfall intensity, it was found to be crucial for slope stability, as the safety factor decreased to 1.536, approaching the point of failure.
Figure 17c shows that a rainfall intensity of 190 mm/day for 24 h induces excess pore water pressure, significantly reducing the safety factor to 0.879. The infiltration of rainfall into the soil leads to a decrease in the factor of safety, attributed to the reduction in matric suction and an increase in pore water pressure [
18,
45].
From
Figure 17b,c, displacement contours effectively show how sections of a slope move under heavy rainfall of 80 mm/day and 190 mm/day, respectively, highlighting areas with significant movement near the surface where failures are likely to initiate. These areas, showing larger displacements, indicate critical zones where shear stresses approach or exceed the soil’s shear strength, suggesting the development of failure mechanisms. The analysis demonstrates that the upper layers of the slope are particularly vulnerable to rainfall infiltration, leading to potential shallow slope failures exacerbated by reduced effective stress and increased lubrication. This underscores the importance of monitoring and stabilizing slopes, especially in adverse weather conditions.
6.4. Variation in Pore Water Pressure and Matric Suction
The existing evidence strongly supports the notion that slope failure stems from a decrease in matric suction and the subsequent increase in pore water pressure. Matric suction emerges as the critical variable essential for evaluating the susceptibility of slope failures induced by rainfall [
18]. The likelihood of slope failure is notably tied to the initial matric suction conditions of soils, both at the surface and subsurface. As illustrated in
Figure 17, observable fluctuations in pore water pressure and matric suction due to rainfall infiltration reveal significant patterns. Notably, rainfall with a longer-duration rainfall and more intensity have a more pronounced influence [
46,
47].
Collectively,
Figure 17 and
Figure 18 show after the 80 mm/day rainfall for 24 h matric suction along the slope surface started to reduce significantly after the 190 mm/day rainfall. On the other hand, excess pore pressure started to increase along the slope surface after 80 mm/day and 190 mm/day rainfall infiltration, respectively [
18]. Moreover, the reduction in matric suction becomes less prominent with increasing slope depth. The maximum reduction of suction is observed near the slope’s face, gradually diminishing with greater depth, a phenomenon associated with the presence of a groundwater table at elevated depths [
48,
49].
Additionally, the seismic response of Hyderabad’s primary soils is Black Cotton Soil, which swells and shrinks dramatically, and sandier Red Soil. Black Cotton Soil’s poor drainage and high swell-shrink behavior increase slope failure risks during earthquakes, potentially leading to liquefaction-like conditions. Red Soil, though better draining, has lower cohesion and is vulnerable to slope failures under seismic stress, especially in loose or steep areas. Even low-magnitude earthquakes can induce significant changes in pore water pressure due to the existing high saturation of soils. This makes even small seismic events capable of triggering liquefaction, thereby leading to failures.
7. Conclusions
The aims of this study are to (i) develop the SWCC curve for the sampled soils, (ii) reliably measure the UCS strength of the soils, and (iii) evaluate numerically the influences of both rainfall duration and intensity on slopes characterized by initially elevated soil matric suction resulting from an extended dry period. Soil suction measurement, its validation and microwave drying have been demonstrated to be reliable in developing the SWCC curves at different densities and degrees of saturation. A numerical analysis, utilizing finite element methods, was conducted on an idealized slope with a 30° angle. The analysis involved a coupled flow-deformation approach, enabling simultaneous examination of seepage and deformation behaviors. From the outcomes of this investigation, the following conclusions can be drawn:
Microwave drying times vary based on soil density, with specimens of higher density taking longer to dry than those with lower density. Based on soil type and compaction levels,
Figure 12 indicates that specimens used in this study with reduced saturation levels—80%, 60%, 40%, and 20% from an initial 100%—can be achieved through microwave drying for durations of 70, 110, 140, and 180 s, respectively.
Matric suction in the soil is primarily determined by several soil properties, including water retention capacity, cohesion, mineral composition, temperature conditions and index properties of soil such as Atterberg’s limit, free swell index, and specific gravity.
Soils with higher plasticity are observed to require more pressure for water extraction, leading to increased soil suction. This highlights the relationship between soil plasticity and the effort needed to reduce moisture content, directly impacting the soil’s suction capabilities.
CI soil attains its highest Unconfined Compressive Strength (UCS) which is 564 kPa at a moisture saturation of 60% when compacted to its modified Proctor density. This moisture level is key to optimizing the soil structure and cohesion, enhancing its ability to support loads.
A decline in moisture content to 20% leads to a notable drop in CI soil strength ranges between 103 kPa to 299 kPa for different compactions. This decrease is due to inadequate water for proper particle bonding, resulting in weaker cohesion and lower UCS values, showing how dry conditions undermine the soil’s integrity.
Beyond the optimal saturation of 60%, at level 80% saturation, there is a progressive weakening of CI soil’s UCS up to 417 kPa. The additional moisture lubricates the soil particles, easing their movements under pressure and thus diminishing the soil strength and stability, especially as soil suction is reduced.
The findings reveal that extreme moisture conditions—both overly saturated and significantly under-saturated—threaten slope stability. While saturated conditions decrease soil suction and shear strength, insufficient moisture undermines particle cohesion and overall soil strength, increasing the risk of slope failure.
Maintaining CI soil around the 40% to 60% saturation level is crucial for maximizing its load-bearing properties and ensuring slope stability. This balance is vital for preventing slope failures, emphasizing the importance of monitoring and managing soil moisture levels in geotechnical engineering and construction projects.
Apart from soil strength properties and slope geometry, the stability of slopes is significantly influenced by the duration and intensity of rainfall. The extent of infiltration is contingent upon the hydraulic characteristics of the soil. The fluctuation in simulated climate led to changes in the matric suction profile over different time periods. At the initial stage, the factor of safety was close to 2.0. During a 24 h period with rainfall intensity of 80 mm/day, the factor of safety decreased from 1.986 to 1.536, approaching a critical point. In a similar period with a higher rainfall intensity of 190 mm/day, the factor of safety further dropped to 0.879, creating a very critical condition.
Rainfall characterized by low intensity and extended duration is more critical when compared to high intensity and short-duration rainfall.
Slope failure originates from a decline in matric suction followed by an increase in pore water pressure. Matric suction becomes the crucial variable necessary for assessing the vulnerability of slope failures induced by rainfall.
In regions such as Mizoram, a six-to-eight-month dry season induces substantial soil matric suction. Subsequently, heavy monsoonal activity reduces matric suction, and rainfall infiltration leads to an increase in pore water pressure. This increase in pore water pressure results in a notable mobilization of shear strength. Ultimately, the mobilized shear strength surpasses the resisting shear strength, particularly during the monsoon season, leading to the occurrence of shallow transitional landslides widely observed in the Lunglei district.
The study conducted in Peringavu, Kerala, India, where daily rainfall reached 84.5 mm/day, demonstrated a critical decrease in the factor of safety, dropping from an initial 1.459 to 0.582. This sharp decline was due to the intense rainfall saturating the soil, significantly lowering matric suction, and increasing positive pore water pressure [
50,
51]. These changes diminished the soil’s effective stress and shear strength at the slip surface, leading to a vertical cut failure and the collapse of a building [
52,
53]. This numerical analysis not only underscores the progressive deterioration of slope stability under different rainfall conditions but also aligns closely with the actual failure events observed in the field, offering crucial insights into the mechanics of slope failure and the management of effective stress [
54,
55].
It has been observed that soil failures can occur not only from the increase in positive pore water pressure in saturated soils due to rising groundwater levels but also from the loss of unsaturated shear strength resulting from the dissipation of matric suction [
56,
57]. The dissipation of matric suction in unsaturated soil can induce soil failure, influencing not only the occurrence of shallow landslides but also affecting the depth of failure and the timing, with these factors heavily dependent on rainfall conditions [
20,
58].
The current study offers a foundation for further exploration into predicting and analyzing factors like rainfall intensity, duration, and frequency, as well as antecedent soil conditions that impact slope stability.
Maintaining an appropriate level of soil moisture becomes essential for ensuring the stability of structures, especially during extreme conditions characterized by pore fluid fluctuation zones. Consequently, assessing the soil structure interaction necessitates a comprehensive understanding of saturation conditions. By prioritizing the evaluation of saturation conditions, we can effectively address the challenges posed by climate change and altered environmental loading, thereby promoting the stability and resilience of various structures.
Therefore, matric suction plays a crucial role in the stability of slopes, particularly following an extended dry period. This research can be utilized to develop real-time early warning systems employing soil matric suction reduction sensors and pore pressure sensors. Implementing such systems allows for proactive measures to be taken before landslides and slope failures, thereby minimizing potential damage, loss of property, and casualties [
59].