Plasma-Based Amorphous Carbon Coatings on Polymeric Substrates for Biomedical Applications: A Critical Review Focused on Adhesion
Abstract
1. Introduction
2. Amorphous Carbon Coatings
2.1. Deposition Methods
2.2. Classification
3. Adhesion of Amorphous Carbon Coatings on Polymers for Biomedical Applications
3.1. Fundamentals and Adhesion Assessment Techniques
- The maximum force per unit area exerted when two materials are separated.
- The energy (work) applied to separate or detach two materials from each other.
3.2. Biomedical Applications of Polymers and Amorphous Carbon Coatings
3.3. Reported Adhesion Studies on Polymeric Substrates
4. Perspectives on the Main Factors That Influence the Adhesion of Amorphous Carbon Coatings
4.1. Effect of Pre-Treatment
4.2. Effect of Coating Type
4.3. Effect of Dopants
5. Conclusions
Author Contributions
Funding
Data Availability Statement
Acknowledgments
Conflicts of Interest
Abbreviations
a-C | Pure amorphous carbon |
a-C:H | Hydrogenated amorphous carbon |
AIP | Arc ion plating |
PBII | Plasma-based ion implantation |
CVD | Chemical vapor deposition |
DLC | Diamond-like carbon |
ECR | Electron cyclotron resonance |
ERDA | Elastic recoil detection analysis |
GLC | Graphite-like carbon |
hBMNLs | Human blood mononuclear leukocytes |
hBMSCs | Human bone marrow-derived mesenchymal stem cells |
HDPE | High-density polyethylene |
HR-ERDA | High-resolution elastic recoil detection analysis |
IBS | Ion beam sputtering |
IE | Ionized evaporation |
MC3T3 | Mouse-derived pre-osteoblastic cell line |
MG-63 | Human osteosarcoma cell line derived from bone cancer |
MS | Magnetron sputtering |
NIH-3T3 | Mouse embryonic fibroblast cell line established from Swiss mouse embryos |
PBII&D | Plasma-based ion implantation and deposition |
PC | Polycarbonate |
PDMS | Polydimethylsiloxane |
PECVD | Plasma-enhanced chemical vapor deposition |
PEEK | Polyether ether ketone |
PET | Polyethylene terephthalate |
PLC | Polymer-like carbon |
PMMA | Polymethyl methacrylate |
PP | Polypropylene |
PU | Polyurethane |
PVD | Physical vapor deposition |
ta-C | Tetrahedral amorphous carbon |
ta-C:H | Tetrahedral hydrogenated amorphous carbon |
TMS | Tetramethyl silane |
UHMWPE | Ultra-high-molecular-weight polyethylene |
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Type | C-C sp3 (%) | Hydrogen (%) | Hardness (GPa) * |
---|---|---|---|
Pure amorphous carbon (a-C) | 10–50 [6,38] | <5 [6,38] | 9–25 [38] |
Tetrahedral amorphous carbon (ta-C) | 50–90 [6,38,39] | <5 [6,38] | 25–90 [38,39,40] |
Hydrogenated amorphous carbon (a-C:H) | 10–60 [38,39] | 10–50 [38,39,41,42] | 9–45 [38,39] |
Tetrahedral hydrogenated amorphous carbon (ta-C:H) | 50–90 [38,41] | 5–50 [38] | 9–50 [38,40] |
Polymer-like carbon (PLC) | Up to 70% sp3 ** but commonly presents a higher proportion of sp2 carbon bonds [36,38,41] | 40–70 [36,38,41] | 0.5–9 [38] |
Graphite-like carbon (GLC and GLCH) *** | Predominantly consist of sp2 carbon bonds [41,43] | ≤20 [41] | 5–20 [43] |
Technique (Adhesion Test) | Description | Applied on: Type of Coating/ Type of Substrate | Limitations | |||
---|---|---|---|---|---|---|
Hard/ Hard | Hard/ Soft | Soft/ Soft | Soft/ Hard | |||
Rockwell indentation (formation of crater and analysis with optical microscopy) ASTM D785 [50] | A conventional Rockwell hardness test is carried out, followed by a qualitative analysis of the network of coating cracks and flaking around the edges. | The interpretation of the cracks can be subjective. | ||||
Cross-cut tape test ASTM D3359 [51] | Involves creating a cross-hatch pattern of cuts on the coated surface, applying adhesive tape, and then peeling it off. This qualitative test provides a quick way to gauge adhesion strength, and results are often interpreted using standardized rating scales. | The cross-cut pattern can potentially damage both the coating and the underlying polymeric substrate, leading to imprecise results. | ||||
Ball-on-disc test ASTM G99 [52] | Qualitative/semi-quantitative technique. A ball (steel, Al2O3, Si3N4) is pressed against the substrate mounted on a disc with a predefined force, establishing a contact area between them. Then, the disc is rotated at a constant speed while the ball remains stationary or is moved in a specific pattern across the disc’s surface. The wear track on the disc can reveal information about how well the coating adheres to the substrate. | An indirect measurement of adhesion. Misinterpreted data. | ||||
Pull-off test ASTM D4541 [53] | Quantitative technique, in which a force is applied perpendicular to the substrate surface, causing the coating to detach or “pull off” from it. The force required to remove the coating is measured and used to assess the adhesion strength. | Difficult to distinguish between cohesive failure, adhesive failure at the interface, and failure within the substrate. | ||||
Pull-out test ASTM not specified | Quantitative analysis. A force is applied parallel to the substrate surface, causing the coating to slide or be pulled out from the substrate. | Might not provide the most reliable or meaningful data, and it might be difficult to identify the mode of failure. | ||||
T-peel test ASTM D1876 [54] | This quantitative test measures the force required to peel apart two flexible materials that are bonded together. It has a T-shaped geometry, and the peeling force is applied at the free ends of the T. The recorded force vs. displacement data is analyzed to determine the peel strength. | Flexibility is required. Hard coatings are more prone to cracking than peeling, making it difficult to accurately measure adhesion strength using this method. | ||||
Scratch test ASTM D7027 [55] | This method typically uses a spherical-tipped diamond indenter to scratch a coating with progressively increasing force, either continuously or in stages. The critical load necessary to detach the coating from the substrate is a qualitative indicator of the adhesion strength between the coating and substrate. | Difficulty in identifying failure modes. Complex data interpretation to determine the exact point of failure. | ||||
Tensile stress relaxation test and analysis of cracks and/or delamination ASTM D2990 [56] | Dog-bone-shaped specimens are subjected to tensile deformation, in which one end is connected to a load cell while the other is fixed. The coating delamination or cracking is qualitatively analyzed in the center area after the release of the strain. | It can be used only with flexible substrates. Complex fracture behavior and process for the identification of crack type (adhesive or cohesive). |
Substrate | Pre- Treatment | Type of Amorphous Carbon | Analysis to Determine the Type of Amorphous Carbon | Adhesion Test | Adhesion Results | Application /Biological Performance | Ref. |
---|---|---|---|---|---|---|---|
UHMWPE | Etching by Ar+ | a-C:H (1.5 µm) | Raman ID/IG: 0.2–0.3 | Rockwell D penetration and modified scratch tests with a ball indenter | Maximum normal load of 10.6 N. The adhesion of the coatings to the UHMWPE substrates can be considered sufficient for use in total knee replacements. | Total knee replacements/ Not cytotoxic to MG-63 cells 1 in vitro | [8] |
UHMWPE | Etching by Ar+ | a-C | Raman ID/IG: 0.67 Indentation Hardness: 2.16 GPa | Rockwell and scratch tests | The sample deposited at −60 V bias exhibited greater adhesion than those at −40 V and −80 V. However, the sample produced with a gradient bias voltage exhibited superior adhesion compared to the one deposited with a balanced bias voltage. Maximum normal load of 3 N. | Total joint replacements /Not assessed | [57] |
UHMWPE | O2 plasma | DLC | ID/IG is not presented in this paper, but the authors affirmed that the DLC coating spectra obtained by Raman were similar to a typical DLC coating with a mixture of sp3- and sp2-bonded carbons. | Ball-on-disc test and scratch test | After the ball-on-disc test, the DLC coating without pre-treatment exhibited cracks, while the DLC coating pre-treated with oxygen plasma showed no cracks, indicating improved adhesion strength. In the scratch test, the critical loads for DLC-coated UHMWPE could not be reached to indicate the adhesive strength to the substrate. | Total hip and total knee joint prostheses/ Not assessed | [60] |
Medical-grade HDPE | Ar plasma by reactive ion etching (RIE) Ar and O2 plasma by PECVD | DLC and Si-DLC | Values of sp3/sp2 ratio, hydrogen content, and ID/IG ratio are not mentioned. | Scratch test | DLC coatings with 21 at.% of Si-doped deposited by PECVD showed greater adhesion compared to pristine DLC thin coatings deposited by pulsed laser deposition (PLD) on HDPE substrates that were modified with RIE. Maximum load is not reported. | Hip implants/ Not assessed | [58] |
PEEK | O2 plasma before PLC deposition O2 plasma and titanium interlayer before a-C:H deposition | PLC and a-C:H | XPS: PLC, sp2 C=C 64.5%, sp3 C-C 20.4%, C-O 15.1%. a-C:H, sp2 C=C 65.3%, sp3 C-C 25.5%, C-O 9.3%. Nanoindentation hardness: PLC, 3.2–3.6 GPa; a-C:H, 5.1–5.2 GPa | Pull-off and scratch test | PLC coatings showed higher pull-off force (1400–1500 N) with cohesive fracture compared to a-C:H coatings (980–1390 N). PLC coatings reached rupture at 5 N, but partially adhered to PEEK in the scratch test at a normal load of 10 N. The a-C:H showed delamination at 10 N. | Intervertebral disc implants and dental implants/ Not assessed | [59] |
PEEK | Cleaning with Ar plasma as pre-treatment NH3 plasma after DLC deposition | DLC and NH2-DLC | XPS showed an increase in carbon content after the deposition and confirmed the amination of PEEK. The authors did not mention the sp3 or sp2 content. Nanoindentation tests showed an increased value from 0.38 GPa to 2.99 GPa after DLC and NH2-DLC deposition. | Scratch test | In the results of scratch tests, neither cracks nor spallation can be found around the scratch tracks, and no failures of the deposited DLC coatings were visible after a loading force of 100 N, indicating excellent adhesion between the coatings and PEEK substrates. | Orthopedic implants /NH2-DLC favorable to osteogenic performances of hBMSCs 2 in vitro and can facilitate the peri-implant bone regeneration in vivo | [61] |
PC | O2 plasma | SiOx-DLC, a-C:H, and Si-a-C:H (ICP-CVD) C2H2 + 10%TMS 3, O2 + C2H2 | 250 nm thickness Hardness: DLC: 13.1 GPa, Si-DLC: 11.8 GPa, SiOx-DLC: 10.79–11.9 GPa | Scratch test | While the undoped DLC coatings have relatively poor adhesion strength, Si doping with 10 vol.% TMS in DLC coatings enhances the adhesion strength from 21.5 mN to 24.8 mN. Incorporation of a-SiOx network in DLC coatings by supplying 5 vol.% O2 in plasma leads to further increase in adhesion strength up to 37.8 mN. | Orthopedic implants and optical applications/ Not assessed | [88] |
PC | Not mentioned. The doping could be considered as pre-treatment | a-C, SiO2 (ECR-type IBS 4), a-C:H, a-C:H:Si bipolar-type PBII 5 | XPS and ERDA 6: a-C 100% C (140 nm), a-C:H 81% C, 19% H (40 nm), a-C:H:Si 63% C, 20% H, 17% Si (40 nm), SiO2 (265 nm) | Scratch test | a-C:H:Si showed the highest adhesion strength (maximum critical load of around 32 mN). | Orthopedic implants and optical applications/ Not assessed | [64] |
PMMA | Ar+ ion sputtering | DLC | The authors confirmed the presence of D- and G-bands, characteristic of the DLC structure, by Raman spectroscopy. FTIR peaks: 1450 cm−1 correspond to sp3-bonded CH2, peaks at 1245 cm−1, and between 1515 cm−1 and 1640 cm−1 are related to sp2/sp3 bonded C–C. | Pull-off test | DLC coatings are significantly adhered to the PMMA surfaces. All the coated samples show adhesion strength between 2.96 and 3.25 MPa. | Artificial dentures, bones, and ophthalmic intraocular lenses/ Not assessed | [62] |
PMMA | O2 plasma | DLC | Raman ID/IG is not presented in this paper, but the authors affirm that the DLC coating spectra are similar to a typical DLC coating with a mixture of sp3- and sp2-bonded carbons. | Ball-on-disc test and scratch test | Cracks were observed in the DLC coating without pre-treatment. DLC-coated PMMA showed a smoother surface than uncoated PMMA. The adhesion strength obtained by the scratch test for DLC-coated PMMA was 101.5 mN with plasma pre-treatment, compared to 42.5 mN without pre-treatment. | Contact lenses and denture teeth/ Not assessed | [60] |
PDMS | Not mentioned | DLC | DLC coatings deposited at different powers were analyzed by Raman, and the ID/IG ratios obtained were as follows: (a) 300 W: 1.30 (b) 500 W: 1.02 (c) 900 W: 2.11 | Scratch test | The highest adhesion value (58.94 N) was registered for samples produced at the highest power (900 W). Applying the lowest power (300 W) resulted in the thickest carbon coating and the poorest mechanical properties (18.70 N). | Not specified/ Not assessed | [65] |
PDMS | O2 plasma | a-C:H or DLC | Raman ID/IG: 0.2–0.6 The G-band shift to a higher frequency indicates that the DLC on silicone is more graphitic in nature. | Pull-off test | DLC coatings with a refractive index <1.85 showed greater adhesion (~20 MPa), while for those >1.85, the adhesion was approximately 12 MPa. | Not specified/ Not assessed | [66] |
PU | O2 plasma | DLC | All spectra had similar band shapes of typical DLC Raman spectra at any position exhibiting a shouldered peak (D-band at 1350 cm−1) and a broad peak (G-band at 1570 cm−1). | Tape test and nano-scratch test | On untreated substrates, DLC coatings were easily removed after the tape test. Coatings pre-treated with O2 plasma adhered strongly to substrates. Nano-scratch tests revealed that O2 plasma improved the adhesion strength of the coating by 10% compared to the untreated coating. Maximum load of 100 mN. | Medical devices and implants/ Non-cytotoxic NIH-3T3 cells 7 in vitro | [67] |
PTFE | N2 plasma | DLC doped with fluorine | All coatings exhibited two broad peaks in the Raman spectrum (G- and D- bands), indicating that DLC was successfully coated onto PTFE despite fluorine doping. | Pull-out test | The adhesion strengths of all samples with different CF4 ratios (0% to 80%) were improved with N2 plasma pre-treatment. The sample with the highest adhesion strength was the 0% CF4 ratio with ~4 MPa compared to ~1.8 MPa for the untreated sample. | Not specified/ Not assessed | [68] |
PTFE | Ar or O2 plasma and a-C:H:F coating interlayers | a-C:H 60.1 at.% of C, and 39.9 at.% of H. a-C, H-free, 100 at.% of C. | Two peaks in the Raman spectra: the D-peak (1350 cm−1) and the G-peak (1530 cm−1), which is representative of the DLC coating. HR-ERDA 8 was used to study the H content in the coatings. | T-peel test | The peel strengths of Ar and O2 plasma pre-treated samples were improved in comparison with those without pre-treatment. Ar plasma showed the maximum peel strength of around 2.7 N/cm on H-free a-C coatings. The authors did not mention the results for a-C:H coating. | Stents and prosthetic vascular grafts/H-free a-C inhibited thrombus formation in vitro | [70] |
PET | Doping with N and Si | N-DLC and Si-DLC | Raman ID/IG ratio is 0.82 for pure DLC, 1.12–1.42 for N-DLC, showing that nitrogen doping enhances sp2 bonding formation. The ID/IG ratio for Si-DLC samples is 0.54–0.76, confirming that Si doping facilitates the formation of sp3 bonding. | Scratch test | No delamination was observed for N-DLC samples, while coating detachment was observed around the scratch for Si-DLC, indicating better adhesion of N-DLC compared to Si-DLC. Increase in load from 0.1 to 0.5 mN. | Artificial heart valves and blood vessels/Not assessed | [71] |
PP | Ar and O2 plasma | a-C:H doped with SiOx | The Raman bands found are not the typical ones for DLC coatings. However, after the deconvolution, the authors identified five peaks corresponding to the different carbon forms. | Pull-off test | Ar treatment results in 4.4 times higher pull-off force (~15 kg/cm2) than that of the initial substrate. With O2, the maximum force (~24 kg/cm2) was 7 times higher compared to the substrate without pre- treatment. | Blood-contacting devices, such as heart valves and catheters/Not cytotoxic to hBMNLs 9 in vitro | [72] |
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Yáñez-Hernández, L.A.; Bonilla-Gameros, L.; Chevallier, P.; Sarkissian, A.; Mantovani, D. Plasma-Based Amorphous Carbon Coatings on Polymeric Substrates for Biomedical Applications: A Critical Review Focused on Adhesion. Appl. Sci. 2025, 15, 9968. https://doi.org/10.3390/app15189968
Yáñez-Hernández LA, Bonilla-Gameros L, Chevallier P, Sarkissian A, Mantovani D. Plasma-Based Amorphous Carbon Coatings on Polymeric Substrates for Biomedical Applications: A Critical Review Focused on Adhesion. Applied Sciences. 2025; 15(18):9968. https://doi.org/10.3390/app15189968
Chicago/Turabian StyleYáñez-Hernández, L. Astrid, Linda Bonilla-Gameros, Pascale Chevallier, Andranik Sarkissian, and Diego Mantovani. 2025. "Plasma-Based Amorphous Carbon Coatings on Polymeric Substrates for Biomedical Applications: A Critical Review Focused on Adhesion" Applied Sciences 15, no. 18: 9968. https://doi.org/10.3390/app15189968
APA StyleYáñez-Hernández, L. A., Bonilla-Gameros, L., Chevallier, P., Sarkissian, A., & Mantovani, D. (2025). Plasma-Based Amorphous Carbon Coatings on Polymeric Substrates for Biomedical Applications: A Critical Review Focused on Adhesion. Applied Sciences, 15(18), 9968. https://doi.org/10.3390/app15189968