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Article

The Wavelet Transform for Feature Extraction and Surface Roughness Evaluation after Micromachining

Faculty of Mechanical Engineering and Mechatronics, West Pomeranian University of Technology in Szczecin, 19 Piastow Ave., 70-310 Szczecin, Poland
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Author to whom correspondence should be addressed.
Coatings 2024, 14(2), 210; https://doi.org/10.3390/coatings14020210
Submission received: 12 January 2024 / Revised: 2 February 2024 / Accepted: 4 February 2024 / Published: 6 February 2024
(This article belongs to the Special Issue Recent Trends in Precision Measurement of Metals and Alloys)

Abstract

:
Miniaturization is a dominant trend in machine building which requires the use of advanced techniques of manufacturing and control. Apart from dimensional and shape precision of miniaturized components, surface geometry, particularly roughness and so-called microroughness that results from the use of advanced treatment techniques, plays an important role in correct assembly, reliable operation and durability of the whole machine. The selection of filtration method in surface geometry of micro-objects can be a substantial problem. The authors of the paper propose to use wavelet filtration in digital processing of a point cloud to remove measurement noise and not to change the surface character of the measured object. Also, the authors propose, in this paper, some criteria for selecting the number of wavelet filtration levels based on minimalization of the RMS value. It is supposed to improve the efficiency of low-pass filtration of small areas of the surface, particularly compared to traditional λs Gaussian filtration.

1. Introduction

Micromechanical and microhydraulic solutions are frequently applied in modern machines used in medicine, aviation, and automotive industries. Micromechanical systems are responsible for the operation of optical and inductive sensors in measurement and research equipment. Devices that are assembled comprise components that work together, which have many functional surfaces, usually connected by multibolted connections [1,2,3]. Their surface geometry can limit or allow implementation of a number of specific tasks, including the ability to reflect or diffuse light and the ability to retain liquid, and it can also effect hydrophobic/hydrophilic properties of coatings [4,5]. The durability and reliability of micromachines and devices is also determined by their surface geometry. Apart from the well-known production techniques of microcomponents and devices, there are also several microtreatment technological processes [6,7,8,9,10,11,12,13,14].
The most frequent processes applied in industry and discussed in the literature are micromilling [6,7], microgrinding [10,11,12], micropolishing [13,14], different microlaser treatments [14,15], and so-called microhybrid treatment methods [16].
One of the most frequent problems is assessment of manufactured microsurfaces. The literature contains many approaches to the analysis of recorded surface geometry data. One typical approach is to determine surface geometry parameters for raw point data (without filtration) [17]. This approach requires the use of advanced measurement equipment, whose errors are negligibly small and do not generate distortion in the form of so-called measurement noise.
Another approach, which is the most frequent technique, is to use standard filtration methods that comply with the various parts of ISO 16610 [18,19,20,21,22,23,24,25,26,27,28], e.g., Gaussian filter [29,30,31]. In this approach, the conditions are set according to standards defined in the past which are still valid ISO 3274 [32].
The last approach used to process data recorded on surfaces is the so-called multiscale analysis. It relies on multiple-scale extraction of data with various filtration methods, depending on the operator’s needs [33,34,35,36]. Multiscale analysis is difficult to conduct. It requires advanced knowledge of metrology and specialist software, and results can be difficult to interpret. Filtration procedures need a thorough description of all the stages of the process and their conditions.
There are some difficulties when measuring and investigating the properties of small surface areas (after micromachining of aluminum and steel). The use of standard filtration conditions (Table 1) is a certain way to ensure reproducibility and mutual ability to compare obtained results.
The above set of recommendations (Table 1) is sometimes the source of misunderstanding when 2D filtration conditions are translated into 3D surface filtration. This can be particularly the case when the size of the measured surface is significantly different from the length of the recommended profiles. Constraints can occur in filtering a surface of small size, where the length in different directions (X and Y axes) is smaller than 0.5 mm (lt < 0.48 mm). An additional constraint is the functional character of prepared waviness, from which only roughness should be extracted. This problem is illustrated in Figure 1 (from personal research), which shows a surface with the dimensions of X = 99 µm and Y = 99 µm, scanned (in plane XY) on a Mitutoyo quick-Vision HYPER WLI (Mitutoyo, Kanagawa, Japan). The measuring system (white light interferometric) is fixed-objective, with a range to 1.2 mm, magnification ×25, and numerical aperture of 0.5 with the resolution of 0.2 µm, and generated a dataset comprising 0.245 million points.
The surface of the specimen, shown in Figure 1a, was made by selective sintering of metallic powders (LPBF) from Inconel 718 alloy [37,38]. Machining was carried out on a custom SNTM-CM-ZUT-1 machine [39] using a JS512015F2C.0Z2-NXT (Seco Tools, Fagersta, Sweden) double-blade carbide cutter with a diameter of 1.5 mm and a helical line angle of the blade = 46°. The feed rate for micromilling was carried out according to the direction of the trajectory of laser sintering of the last layer. The cutting test was carried out at a speed of vf = 24.0 m/min and a depth of cut of ap = 100 µm. In Figure 1, the X direction is the feed direction, while the Y direction is the drilling direction. The presented surface contains heights that play the role of function as well as microroughness, whose value is difficult to determine (prefilter), according to the conditions (Table 1).
According to the procedure recommended by ISO 3274 [32], roughness should be determined with the low-pass filter λs = 2.5 µm, and the high-pass filter λc = 0.25 µm should be used to remove waviness errors (shape errors). There is some ambiguity to interpretation of results. A metrologist would think about roughness in terms of surface represented in a 2D image (filtered and rejected as noise). However, when we want to determine the functionality (i.e., height, shape, and volume) of manufactured waviness, we think about the surface—Figure 1a. The height of regular structures (Sp and Sv) in Figure 1a is about 2 µm. Between the presented extreme situations, it is permissible to use other normalized filters with the length of λs and λc = 0.8 µm as well as λs and λc = 0.25 µm. In each case when a filter was used, surface geometry amplitude parameters were significantly different—see Table 2.
It is becoming difficult to select commonly available standard lengths of λ filter that would allow the separation of measurement noise or the extraction of microroughness without changing the character of the functional surface core.
The problem of proper selection of filter length and, therefore, the problem of filter affecting the points of surface core occurs regardless of filtration type (Gaussian, spline, and coarse Gaussian) [30,33,34,35,36,40,41,42]. The scale of that phenomenon decreases as the height of surface geometry and the area of measured surface increase.
The literature also describes a method called wavelet transform. The advantage of the method is that it can separate roughness (measurement noise and/or microroughness) of functional surfaces with a regular shape [40,41,43,44]. This property is particularly important in surface metrology, in the assessment of milling stability [45,46,47], and in other areas of technology regarding machine components [48,49]. Wavelet analysis is often used in processing surface signals obtained in typical auxiliary technological operations, such as the assessment of washing efficiency and dirt removal [50], and the assessment of quality of paint coatings and their reflectivity. For filtration of small surfaces, authors apply not only wavelet transform [51] but also combined methods of multiscale filtration [52].

2. Detection of Measurement Noise

Two filters are commonly used to process 3D signal from surface geometry measurement: Gaussian filters [25] and Gaussian regression filters [27]. They have both evolved from filtration of 2D signal collected from surface profiles, i.e., from Gaussian filter according to ISO 16610-21 [18]. Apart from Gaussian filtration, other methods are used [53,54,55,56] to detect and remove high-frequency components of so-called noise. Surface [54] and adaptive filtering [53] has become particularly popular. The use of any filtration method, including wavelet filtration [43,44,45,46,47,48,49,50], poses a challenge for every metrologist. He/she must select a way in which the filter will operate (filter value/length) and stop [57].

Noise Extraction Method Based on Subtraction of Random Variables

The aim is to separate noise while at the same time not change the character of surface of the measured object. Statistical analysis of the recorded measurement data bank can be useful in determination of filtration stoppage:
Z m 1 = S u r f + S n o i s e 1   and   Z m 2 = S u r f + S n o i s e 2
where S u r f —constant value related to measured coordinates   ( S u r f X ; Y ; Z ) ; Z m 1 ;   Z m 2 —random variables of the coordinates of surface Z height; S n o i s e 1 ;   S n o i s e 2 —random variables of measurement noise (that accompany the measurement of Z m surface coordinates).
The difference of the random variables of the coordinates of the height of the Z surface is equal to
Z m 1 Z m 2 = S n o i s e 1 S n o i s e 2
Assuming a certain natural changeability of the analyzed property of surface Surf, it can be expressed with natural variance of variables:
V a r Z m 1 Z m 2 = V a r S n o i s e 1 + V a r ( S n o i s e 2 )
Under the assumption that the unchanging conditions of measurement are
V a r S n o i s e 1 = V a r S n o i s e 2 = σ n o i s e 2
after substituting Equation (4) into Equation (3), we obtain
V a r Z m 1 Z m 2 = 2 σ n o i s e 2
Hence, the value of measurement noise in many measurements of the same surface fragment can be determined in the following form:
σ n o i s e = 1 2 · V a r Z m 1 Z m 2
ISO 25178-2 [58] defines many surface topography parameters, including Sq, i.e., the value of root-mean-square deviation of surface Zm points from the mean height. Because of its analogy to RMS (root-mean-square) in signal analysis, the Sq parameter is often used in the analysis of surface topography. Taking S q 2 as a random variable, we can write
S q 2 = 1 N i = 1 n z i + ξ i 2
Given the constant positioning of coordinates xi and yi (the same fragment of measured surface), measurement noise is generated only through the changes of coordinates zi. The value of S q 2 (i.e., variance of coordinates zi), using the formula for the square of the sum, can be calculated as
S q 2 = 1 N i = 1 n z i 2 + 2 z i ξ i + ξ i 2
If noise ξ i , for the values of coordinates zi, has distribution μ ξ = 0 and variance v a r ξ = σ 2 ( ξ ) , then
E ( S q 2 ) = E 1 N i = 1 N z i 2 + 2 N i = 1 N z i ξ i + 1 N i = 1 N ξ i 2
After transformations, we can write that the mean value of Sq of the analyzed surface property together with measurement noise is
E ( S q 2 ) = S q s u r f 2 + σ 2 ξ
To check whether the concept of rejecting measurement noise is correct, a series of experiments was conducted in which the same fragment of surface was measured many times. An AltiSurf A520 multisensor (Altimet, Thonon-les-Bains, France), fitted with achromatic confocal CL1 sensor, with a measuring range of 130 µm and optical resolution of 8 nm [59], was used in the experiments. Measurements were made on roughness standard with nominal values of Ra = 3.2 µm and Rz = 10 µm (see [60] for comparison). The standard did not contain any specification of stereometric parameters Sa or Sq. A measurement area with the size of 1.0 × 1.0 mm was determined for the standard. The scanning resolution was determined experimentally to be 0.47 µm in the X axis and 0.47 µm in the Y axis, which yielded over 4.4 million mapping points for each of five surfaces—see Figure 2.
At the next step, measured areas were subtracted from each other using AltiMap PREMIUM 6.2 (Altimet, Thonon-les-Bains, France). The image obtained after subtracting the difference (in the form of measurement noise) is presented in Figure 3.
Measurement noise was determined in the same way in all systems. Reference surface was successively changed when the values of coordinates zi were subtracted from the successive surface [57]. The root-mean-square (RMS) powers of measurement noise determined by subtracting surface are presented in Table 3.
During the numerical experiment, the mean value of measurement σ ¯ n o i s e was determined to be 8.2% of Sq of the measured surface. Noise filtration conducted in this way is time-consuming. The surface needs to be measured in the same way at least twice (the same coordinates X and Y of the measured surface). It is very difficult to keep constant conditions of measurement in the industrial context. Furthermore, during multiple measurements, a random factor can occur which would affect the measured object by changing its surface. In the experiment, the scan of one measurement area took approximately 4 h. The value of measurement noise determined in this way will always be significantly overestimated [57,61]. Apart from changeability that is caused only by the measurement system, there are other sources of change linked to the environment and the measured object. The solution to the problem of noise determination in single surface measurement can be the use of adaptive filtration methods. Kingsbury’s dual-tree complex wavelet transform can be one of these methods.

3. Examination of Adaptive Wavelet Filtering

The very important part of the surface roughness measurement is a proper determination of filtration parameters. This stage is fully dependent on the operator’s experience and qualifications and may result in obtaining different results for the same surface when analyzed by different operators. The situation becomes more complicated when we consider measurement noise, usually high frequency in optical measurements. The noise should be filtered out. The filtration process must not disturb the result of the parameters of the measured surface. There are many suggestions for signal processing in the literature [62]. The use of wavelet transform is one of the most effective methods that has been intensively explored in recent years [46,63,64,65]. Authors examine many types of wavelets, and complex Kingsbury’s type was chosen, because of its good ability to reject the various noise from data point clouds. Kingsbury’s wavelet is a complex one and, thus, is insensitive to the shift signal in measured data. Many other researchers have used this type of wavelet in noise-filtering problems [46,62,63,64,65,66,67,68]. In wavelet transform, the signal is decomposed into low-frequency approximation and a set of higher-frequency details corresponding to each level. In [46], the authors compared the multiscale wavelet transforms to other noise-filtering methods, such as principal component analysis (PCA), discrete cosine transform (DCT), and Fourier transform (FT). The filtration process could be performed by removing data from each selected level by soft or hard thresholding. In [67], the “universal threshold” was proposed 2 log n σ / n for Gaussian noise with standard deviation σ and signal size n. However, this method could cause errors at the synthesis stage for dual-tree wavelet (DTW) transform. Discrete wavelet transform (DWT) with dyadic scale is often used in surface analysis [66], in which the signal z(x) could be decomposed in terms of wavelet ψ and scaling function ϕ according to
z x = n = c n ϕ x n + j = 0 n = d j , n 2 j 2 ψ 2 j x n
c n = z x ϕ x n d t
d j , n = 2 j 2 z x ψ 2 j x n t
where c n —scaling coefficients; d ( j , n ) —wavelet coefficients; j—scale factor (decomposition level); n—shift.
Due to the simplicity of applying the DWT algorithm, it is often implemented (Figure 4) with a set of low-pass (LP) and high-pass (HP) filter banks [66] with downsampling/upsampling of the signal by a factor of 2. This structure is called dual-tree wavelet transform (DTWT), and with appropriately chosen filters, it is very close to an analytic solution, even for relatively short filters [66]. The main drawback is 2× redundancy.
The use of wavelet transformation involves an important issue that may lead to disadvantages, and which, therefore, should be considered [68]. As wavelet coefficients tend to oscillate around zero, there is a problem with comparing results and classifying signal parameters based on wavelet coefficients. The next problem is wavelet coefficient sensitivity to signal shift. In [68], it was shown that wavelet transform results were significantly different for signal z(x) and the same signal shifted by x : z x + x . This property also makes it difficult to compare the results of wavelet transform of two signals. It is not known what causes the differences: amplitude properties of the signal or signal shift. One way to deal with these problems is to use complex wavelet transform (CWT), as in [68]. For a discrete signal as surface measurement, the most convenient way is to use dual-tree complex wavelet transform (DTCWT) [13]. This idea could be implemented by using two sets of real LP/HP filter banks. The first set of filter banks is used for calculating the real part, and the second one is used for the imaginary part of wavelet coefficients, as in Figure 5.
The filters in real trees and imaginary trees are designed to satisfy the perfect reconstruction condition and form the Hilbert transform. Since all filters are real numbers, the Hilbert transform could be applied with a half-sample shift between input signals for both trees. Finally, even samples of input signal go to one tree and odd ones to the second one. More details about the filter design method and its properties can be found in [68].

3.1. Examination of Adaptive Filtration Method Using Mathematical Formulae

In this section, the surface geometry parameters (SGPs) determined for a numerically generated roughness profile are presented and compared to the analytical solution. The proposed wavelet-based SGP calculation method is compared to the standard Gauss filtering process. The main advantages of the proposed method are summarized.

3.1.1. SGPs of the Analytically Generated Roughness Profile of the Ideal Surface

Analytical roughness of the ideal flat surface is described by
z a x , y x = [ 7 sin 2   π   100   x ] ,                 x   0 : 1000 ,   0.0005 ( µ m )     y                                                                                                   y     0 : 1000 ,   0.0005 ( µ m )
For simplification, the case with roughness profile only in the x direction is analyzed. The geometrical parameters are obvious and therefore are omitted. The root-mean-square value is calculated using
S q = 7 2 = 4.9497
where Sq is calculated and valid for the full wavelength signal.

3.1.2. SGPs of the Discretized Roughness Profile of the Ideal Surface

Parameters of the analytical signal are similar to the real master, which will be analyzed in Section 2 (Table 3). Results obtained from a confocal microscope via the built-in acquisition system are always discretized. The discretization step size is dependent on the type of measurement machine and varies from 0.02 to 0.5 µm. For easy comparison with real measurement, the analytic signal is discretized with a step of 0.4760 µm. The signal and calculated SGPs are presented in Figure 6 and Table 4. Those values will be used as reference parameters in further analysis.

3.1.3. SGPs of the Discretized Roughness Profile with Simulated Measurement Noise

To move analysis toward the real results, the analytic signal will be affected by various types of noise. Figure 7 present a discretized signal with white and brown noise zn(x,y). The calculated SGPs for each signal are presented in Table 4.
It is easy to compare results from Table 4. One can see that the SGPs are significantly affected by the measurement noise. In the further sections of this paper, the effective method to determine correct values of SGPs from noised signal, according to Equation (10), will be presented. The method is based on the wavelet analysis, whose parameters depend on the root-mean-square value of the analyzed signal at each level of wavelet transform.

3.1.4. Proposed Method of SGP Calculation Based on Wavelet Analysis

The wavelet analysis is a multilevel transformation process. The number of levels depends on the type of signal (low or high frequency) and there are no obvious rules to determine how many levels are necessary to reject the disturbance noise from the measured roughness profile to calculate the correct values of surface parameters. This is a typical problem of wavelet analysis in the measurement process. Results obtained by researchers are dependent on the wavelet type and number of analyzed levels. In this paper, the authors propose to make the number of levels dependent on the RMS value (Figure 8).
RMS is calculated independently for each level of transformation. Wavelet analysis, as a low-pass filtering process, rejects high-frequency measurement noise from the signal on successive levels. This process could be clearly observed in declining RMS value.
The red point at which an RMS increase could be observed is caused by partial leakage signal from the roughness band to the noise band. This means that the correct number of wavelet levels is 4. A deeper-level analysis will lead to incorrect results. The results of filtering roughness profile with 4 levels of wavelet transform (zw(x,y)) are presented in Figure 9. The calculated SGPs are presented in Table 5.
If the signal zw(x,y) presented in Figure 9 is subtracted from the original zn(x,y) noised signal (Figure 8), the measurement noise n(x,y) can be determined. The standard deviation of determined noise (acc. Equation (10)) signal is equal to 0.5012 µm and 0.4740 µm for white and brown noise, respectively. In Figure 10, the normal probability plot and noise distribution plot are presented.
Using the wavelet transform to subtraction noise, a result of the nominal values of the pattern SGPs were not obtained exactly. The differences not exceeding 3% of the amplitude values of the parameters (such as Sp, Sz, Sv, St) were within the nominal value of the parameter with ± 2 · S n o i s e (95% confidence interval for a single observation).
The obtained results were very close to the original noise parameters: 0.5 µm standard deviation and normal distribution. On this basis, it was proved that the assumed number of wavelet levels was correct, and the measurement noise was successfully rejected from the measurement signal without significantly affecting the SGPs. The proposed method effectively reduced the influence of noise in the measurement signal for both cases. Brown noise is a lower-frequency energy signal in comparison with white noise. Wavelet transform could be treated as a low-frequency filtering process. A part of low-frequency noise can pass the filtering process; therefore, the standard deviation of the determined noise is lower than 0.5 µm, especially for a brown noise signal.

3.2. Examination of Adaptive Filtration Method Using a Material Standard of Roughness

In this paper, the authors propose a method to define the number of wavelet levels used in noise filtering of measured data. This is a crucial point in wavelet filtering application—using a high number of levels leads to corruption of the results and “destroys” the original shape of the surface. Therefore, the minimum RMS criterion, calculated for data at each level of wavelet transformation, was chosen as a correct number of levels. In the results, the noise is rejected at a high ratio without distortion of the original surface. Moreover, this method allows assessment of the uncertainty of the determined profile parameters (roughness, etc.). The effectiveness of the proposed method was proved by comparison with results published online by National Institute of Standards and Technology (NIST).
The idea of adaptive wavelet filtering with RMS minimization (for Sa parameter of the filtered rest) was used to process a point cloud recorded in the measurement of real standard of roughness (see the red circle in Figure 11). The method was compared to the standard methodology used for processing small surfaces, in line with ISO 3274 [32]. The length of elementary section was le = 200 µm and n = 6 (Figure 11).
The obtained results are presented in Table 6.

4. Discussion on SGP Calculation Method Based on Wavelet Analysis and Subtraction of Random Variables

The application of the developed wavelet filtration methods to the surface after micromilling (Figure 1a) allows the identification and removal of measurement noise already from a single measurement—see Figure 12a. This is a very favorable situation in which there are no additional sources affecting the variability of the measured object, and the measurement uncertainty (UKin) is within the Sqnoise (RMS) value. On the other hand, parameter values measured on small areas of the surface are not distorted by “too strong” Gaussian filtering (established based on guidelines in ISO 3274 [32]).
The noise minimum, which includes the measurement uncertainty for the analyzed case of the functional surface, already occurred after applying the first Kinsburry filtering level. The values of the roughness parameters obtained during the verification tests, as well as the uncertainty of the Sq parameter, are provided in Table 7.
Filtration of point clouds is crucial to improve the image of a measured object. However, “defiltering” should not change the object’s character and change its surface geometry parameters that define its function.
Although filtering that uses Gaussian methods is very common, it can introduce some ambiguity, particularly when using normalized values on the surface, where frequency and waviness amplitude change in a random way. Gaussian filters with normalized values do not “catch up” on small surface shapes which change dynamically.
The best effects to remove measurement noise are provided by methods of multiple measurement and subtraction of coordinates Z. However, they require a careful metrologist and stable measurement apparatus. It is difficult to maintain precision in multiple measurements of the same surface fragment. It is especially challenging in scanning measurements based on interference of white light phase shift or on confocal methods. This filtering method gave the expected good results. It seems that for objects produced by other chip or laser machining techniques, this method of removing errors will work well. It is possible to test and remove errors from the measurements of objects of organic origin as well as those manufactured from plastics and composite materials.
Measurement of surface topography (large areas) conducted with high horizontal resolution (XY) can last over 10 h. Therefore, the stability of environment in a lab is very difficult to maintain, and in industrial context, it is impossible.
The wavelet transform allows us to achieve a very high level of agreement of the values of the measured parameters of the surface, as shown by tests on analytical standards. It should be assumed for measurements of real surfaces at single measurements to achieve comparable accuracies, i.e., errors of the estimated parameters in relation to the “real” greater than ±3%.

5. Conclusions

To summarize the paper, the following conclusions can be made:
  • The best method to remove measurement noise from small areas is to use wavelet filtering based on minimization of RMS of the signal (the values of Sq of the filtered rest). This filtration method allows the separation of noise in individual measurements (where values are the same). Additionally, it was proven with analytical methods, which were confirmed in practice, that the wavelet filtering method that uses so-called Kinsburry dual-tree complex wavelet transform can very well remove noise from small surface areas (without deforming the surface, as is the case in Gaussian filtering).
  • It can be assumed that technological surfaces of random (isotropic/anisotropic) morphology of any size XY and any resolution can be filtered with wavelet transform based on RMS signal minimization. However, during experiments it is important. The above observations require further experimental research. It remains to be checked whether the application of wavelet filtering can result in “defiltering” of unique surface features (such as tribological, hydrophobic, or hydrophilic properties).
  • Wavelet filtering can reduce the spread of surface geometry parameters. It is crucial when deciding which would enable unequivocal assessment of an object (especially when the value of the parameter under investigation is on the borderline: good/not good). In this way, the likelihood of escalating problems in the industry can be reduced.
  • Of the many methods for removing noise (errors of the measuring apparatus), the Kinsburry wavelet works best, and this is true regardless of the surface area and resolution adopted when scanning the surface. Once this phenomenon was explained, it was possible to use the developed filtering method and wavelet filter optimization in surface micromachining research. The results may be useful in other areas of technology and life sciences.

Author Contributions

Conceptualization, D.G.; methodology, D.G.; software, D.G. and A.P.; validation, D.G., A.P. and R.G.; formal analysis, D.G.; investigation, D.G. and A.P.; resources, D.G.; data curation, D.G.; writing—original draft preparation, D.G.; writing—review and editing, A.P., R.G. and S.B.; visualization, D.G.; supervision, S.B.; project administration, R.G.; funding acquisition, R.G. All authors have read and agreed to the published version of the manuscript.

Funding

This research received no external funding.

Institutional Review Board Statement

Not applicable.

Informed Consent Statement

Not applicable.

Data Availability Statement

The data presented in this study are available on request from the corresponding author.

Acknowledgments

Research was carried out on research apparatus purchased as part of the project No. RPZP.01.03.00 32-0004/18. Project co-financed by the European Union from the European Regional Development Fund under the Regional Operational Program of the West Pomeranian Voivodeship 2014-2020. Project co-financed by the Ministry of Education and Science.

Conflicts of Interest

The authors declare no conflicts of interest.

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Figure 1. An example of functional surface after micromilling, from which roughness was extracted with high-pass Gaussian filter: (a) no filtering (raw surface); (b) for λc = 2.5 µm; (c) for λc = 0.8 µm; (d) for λc = 0.25 µm.
Figure 1. An example of functional surface after micromilling, from which roughness was extracted with high-pass Gaussian filter: (a) no filtering (raw surface); (b) for λc = 2.5 µm; (c) for λc = 0.8 µm; (d) for λc = 0.25 µm.
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Figure 2. Surface of roughness standard measured five times in the same place.
Figure 2. Surface of roughness standard measured five times in the same place.
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Figure 3. Surfaces that show measurement noise resulting from subtracting successive surfaces from surface No. 1.
Figure 3. Surfaces that show measurement noise resulting from subtracting successive surfaces from surface No. 1.
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Figure 4. Wavelet transform of signal z(x) using LP/HP filter banks (H0, H1—low/high-pass analysis filter, H ~ 0 , H ~ 1 —low/high-pass synthesis filter, z ~ ( x ) —reconstructed signal, d(1,k), c(1,k)—wavelet and scaling coefficients for level 1).
Figure 4. Wavelet transform of signal z(x) using LP/HP filter banks (H0, H1—low/high-pass analysis filter, H ~ 0 , H ~ 1 —low/high-pass synthesis filter, z ~ ( x ) —reconstructed signal, d(1,k), c(1,k)—wavelet and scaling coefficients for level 1).
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Figure 5. Wavelet transform of signal z(x) using two sets of real LP/HP filter banks (H0, H1—low/high-pass analysis filter (real part), H ~ 0 , H ~ 1 —low/high-pass synthesis filter (real part), G0, G1—low/high-pass analysis filter (imaginary part), G ~ 0 , G ~ 1 —low/high-pass synthesis filter (imaginary part), z ~ ( x ) —reconstructed signal, d R 1 , k ,   c R 1 , k —wavelet and scaling coefficients for level 1 (real part), d I 1 , k ,   c I 1 , k —wavelet and scaling coefficients for level 1 (imaginary part)).
Figure 5. Wavelet transform of signal z(x) using two sets of real LP/HP filter banks (H0, H1—low/high-pass analysis filter (real part), H ~ 0 , H ~ 1 —low/high-pass synthesis filter (real part), G0, G1—low/high-pass analysis filter (imaginary part), G ~ 0 , G ~ 1 —low/high-pass synthesis filter (imaginary part), z ~ ( x ) —reconstructed signal, d R 1 , k ,   c R 1 , k —wavelet and scaling coefficients for level 1 (real part), d I 1 , k ,   c I 1 , k —wavelet and scaling coefficients for level 1 (imaginary part)).
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Figure 6. Discretized analytical roughness of the flat surface (wavelength 100 µm, amplitude 7 µm, discretization step size of 0.4760 µm).
Figure 6. Discretized analytical roughness of the flat surface (wavelength 100 µm, amplitude 7 µm, discretization step size of 0.4760 µm).
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Figure 7. Discretized analytical roughness of the flat surface with standard deviation noise, and zero mean value, Gaussian distribution for (a) 0.5 µm white noise and (b) 0.5 µm brown noise.
Figure 7. Discretized analytical roughness of the flat surface with standard deviation noise, and zero mean value, Gaussian distribution for (a) 0.5 µm white noise and (b) 0.5 µm brown noise.
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Figure 8. RMS value determined independently for 6 levels of wavelet transform for signal with: (a) white noise—red point indicates the suggested number of levels = 4; (b) brown noise—red point indicates the suggested number of levels = 4.
Figure 8. RMS value determined independently for 6 levels of wavelet transform for signal with: (a) white noise—red point indicates the suggested number of levels = 4; (b) brown noise—red point indicates the suggested number of levels = 4.
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Figure 9. Results for 4th-level wavelet analysis for signal with (a) white noise; (b) brown noise.
Figure 9. Results for 4th-level wavelet analysis for signal with (a) white noise; (b) brown noise.
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Figure 10. Normal probability plot and distribution of determined noise signal after 4th-level wavelet transform for signal with (a) white noise; (b) brown noise.
Figure 10. Normal probability plot and distribution of determined noise signal after 4th-level wavelet transform for signal with (a) white noise; (b) brown noise.
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Figure 11. Subtraction of measurement noise from the surface of material roughness standard: (a) RMS values after wavelet transform; (b) view of filtered surface.
Figure 11. Subtraction of measurement noise from the surface of material roughness standard: (a) RMS values after wavelet transform; (b) view of filtered surface.
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Figure 12. Example of functional surface after micromilling which roughness was extracted with wavelet transform (1 level): (a) surface after denoising; (b) noise.
Figure 12. Example of functional surface after micromilling which roughness was extracted with wavelet transform (1 level): (a) surface after denoising; (b) noise.
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Table 1. Recommended conditions for measurement of surface profiles under ISO 3274 [32].
Table 1. Recommended conditions for measurement of surface profiles under ISO 3274 [32].
Filtration Recommendations for Profile PointsRecommendations Regarding
Acquisition of Profile Points
Expected Surface RoughnessLow-Pass Filter
Measurement Noise
High-Pass Filter of Roughness
Ra (µm)λs (µm)λc (µm)lt  1 (mm)ln  1 (mm)lr  1 (mm)
>0.006 … 0.022.50.080.480.400.08
>0.02 … 0.12.50.251.51.250.25
>0.1 … 22.50.84.84.00.8
>2 … 1082.51512.52.5
>10 … 80258.048408.0
1 Labels: lt—mapping section (including acceleration and deceleration of measurement sensor); ln—measurement section (multiple n of elementary section lr); lr—elementary section.
Table 2. Surface roughness after micromachining determined with high-pass Gaussian filter.
Table 2. Surface roughness after micromachining determined with high-pass Gaussian filter.
ParameterRoughness Values after Using High-Pass Gaussian Filter
Raw Surfaceλc = 2.5 µmλc = 0.8 µmλc = 0.25 µm
Sq (μm)1.2620.0340.0110.007
Sa (μm)1.1830.0150.0030.001
Sp (μm)2.1151.0150.3650.133
Sv (μm)2.2230.5770.3250.135
Sz (μm)4.3381.5930.6910.268
Table 3. The root-mean-square power of measurement noise determined by subtracting surface.
Table 3. The root-mean-square power of measurement noise determined by subtracting surface.
RS No.Sq (μm) σ ¯ n o i s e
(μm)
Noise (RS-MS) 1 (µm)
MS No. 1MS No. 2MS No. 3MS No. 4MS No. 5
13.640.2310.2600.2370.2070.221
23.740.1960.2600.1630.2290.237
33.730.1990.2370.1630.2240.207
43.740.2390.2070.2290.2240.221
53.760.2310.2210.2370.2070.221
1 Labels: RS—reference surface; MS—measured surface.
Table 4. Calculated surface parameters of the numerical master and master surfaces with brown noise.
Table 4. Calculated surface parameters of the numerical master and master surfaces with brown noise.
ParameterDescriptionMaster
Value
Master Value with White NoiseMaster Value with Brown Noise
Sq (μm)RMS deviation of the surface4.95074.97634.9967
Sp (μm)Maximum surface peek height7.00009.39478.7055
Sv (μm)Lowest valley of the surface7.00009.37128.6092
Sz (μm)Maximum height of topographic surface14.000018.765817.3147
Sa (μm)Arithmetic mean deviation4.45814.46954.4845
St (μm)Total height of surface14.00018.765817.3147
Table 5. Roughness parameters and parameters calculated for 4th-level wavelet analysis for signal with white and brown noise.
Table 5. Roughness parameters and parameters calculated for 4th-level wavelet analysis for signal with white and brown noise.
ParameterDescriptionMaster
Value
Master Value with White NoiseMaster Value with Brown Noise
Sq (μm)RMS deviation of the surface4.95074.95034.9730
Sp (μm)Maximum surface peek height7.00007.21537.4219
Sv (μm)Lowest valley of the surface7.00007.21857.4115
Sz (μm)Maximum height of topographic surface14.000014.433814.8334
Sa (μm)Arithmetic mean deviation4.45814.45754.4475
St (μm)Total height of surface14.00014.433814.8334
Table 6. Roughness parameters calculated for wavelet transform and Gaussian filtering on roughness standard.
Table 6. Roughness parameters calculated for wavelet transform and Gaussian filtering on roughness standard.
ParameterDescriptionRaw Master ValueAfter Wavelet FilteringAfter Gaussian Filtering
(250 µm)
Sq (μm)RMS deviation of the surface3.78743.78262.5796
Sp (μm)Maximum surface peek height9.42479.15437.3722
Sv (μm)Lowest valley of the surface7.23246.79965.8757
Sz (μm)Maximum height of
topographic surface
16.657115.953913.2479
Sa (μm)Arithmetic mean deviation3.18223.18042.1088
St (μm)Total height of surface16.657115.953913.2479
Table 7. Surface roughness after micromachining determined with high-pass Gaussian filter and wavelet transform.
Table 7. Surface roughness after micromachining determined with high-pass Gaussian filter and wavelet transform.
ParameterValues after Using High-Pass Gaussian Filter and Wavelet Transform
Raw SurfaceGaussian
λc = 2.5
Kinsburry
1-Level
UKin
(µm)
Sq (μm)1.2620.0341.261±0.030
Sa (μm)1.1830.0151.182±0.006
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Grochała, D.; Grzejda, R.; Parus, A.; Berczyński, S. The Wavelet Transform for Feature Extraction and Surface Roughness Evaluation after Micromachining. Coatings 2024, 14, 210. https://doi.org/10.3390/coatings14020210

AMA Style

Grochała D, Grzejda R, Parus A, Berczyński S. The Wavelet Transform for Feature Extraction and Surface Roughness Evaluation after Micromachining. Coatings. 2024; 14(2):210. https://doi.org/10.3390/coatings14020210

Chicago/Turabian Style

Grochała, Daniel, Rafał Grzejda, Arkadiusz Parus, and Stefan Berczyński. 2024. "The Wavelet Transform for Feature Extraction and Surface Roughness Evaluation after Micromachining" Coatings 14, no. 2: 210. https://doi.org/10.3390/coatings14020210

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