Abstract
For a compact Hausdorff space X, let J be the ordered set associated with the set of all finite open covers of X such that there exists , where is the dimension of X associated with ∂. Therefore, we have , where . For a continuous self-map f on X, let be an open cover of X and . Then, there exists an open fiber cover of induced by . In this paper, we define a topological fiber entropy as the supremum of through all finite open covers of , where is the f-fiber of U, that is the set of images and preimages for . Then, we prove the conjecture for f being a continuous self-map on a given compact Hausdorff space X, where is the maximum absolute eigenvalue of , which is the linear transformation associated with f on the Čech homology group
Keywords:
algebra equation; Čech homology group; Čech homology germ; eigenvalue; topological fiber entropy MSC:
Primary 37B40; 55N05; Secondary 28D20
1. Introduction
Recall that the pair is called a topological dynamical system, which is induced by the iteration:
and is denoted the identity self-map on X, where X is a compact Hausdorff space and f is a continuous self-map on X. The preimage of a subset is denoted by . If the preimage of is defined, then by induction, the preimage of is denoted by , where .
1.1. Brief History
For a topological dynamical system , let and be the collections of the finite open cover of X, and let:
For a finite open cover of X, let be the infimum number of the subcover of . Because X is compact, we get that is a positive integer. Hence, we define:
Following [1] (p. 81), if are finite open covers of X, then we see:
Definition 1
([1], p. 89). For any given finite open cover α of X, define:
and define the topological entropy of f such that:
where is through the all finite open cover of X.
For a compact manifold M, let be the i-th homology group of integer coefficients, where . In 1974, M. Shub stated the topological entropy conjecture [2], which usually has been called the entropy conjecture [3], that is,
Conjecture 1.
The inequality:
is valid or not for any self-map f on a compact manifold M, where is the topological entropy of f and ρ is the maximum absolute eigenvalue of , which is the linear transformation associated with f on the homology group:
In the first place, the inequality of Conjecture 1 is connected to the work of S. Smale [4,5,6,7], M. Shub [8,9], and D. P. Sullivan [10,11,12].
In 1975, Manning [13] proved that Conjecture 1 holds for any homeomorphism of manifolds X for which , Shub and Williams [14] proved Conjecture 1 on manifolds M for no cycle diffeomorphisms, which are Axiom A; also, Ruelle and Sullivan [15] proved Conjecture 1 on manifolds M, which have an oriented expanding attractor . In the same year, Pugh [16] proved that there is a homeomorphism f of some smooth such that Conjecture 1 is invalid.
In 1977, Misiurewicz et al. [17,18] proved that Conjecture 1 holds for any smooth maps on and for any continuous maps on with .
In 1980, Katok [19] proved that if a diffeomorphism f of a compact manifold has a Borel probability continuous (non-atomic) invariant ergodic measure with non-zero Lyapunov exponents, then it has positive topological entropy. In 1986, Katok [20] proved that if the universal covering space of X is homeomorphic to the Euclidean space, then Conjecture 1 holds for any ; also, he gave a counterexample explaining that the inequality of Conjecture 1 is invalid for a continuous map, that is on two-dimensional sphere , there is such that:
For a mapping, Yomdin [21] in 1987 and Newhouse [22] in 1989 proved Conjecture 1, respectively.
In 1992, for n-dimensional compact Riemannian manifolds with , Paternain made a relation between the geodesic entropy and topological entropy of the geodesic flow on the unit tangent bundle [23], which is an improvement of Manning’s inequality [24].
In 1994, Ye [25] showed that homeomorphisms of Suslinian chainable continua and homeomorphisms of hereditarily decomposable chainable continua induced by square commuting diagrams on inverse systems of intervals have zero topological entropy.
In 1997, for a closed connected manifold with , Mañé [26] provided an equality to relate the exponential growth rate of geodesic entropy, as a function of T, which is parametrized by the arc length, with the topological entropy of the geodesic flow on the unit tangent bundle.
In 2000, Cogswell gave that -a.e. is contained in an open disk , which exhibits an exponential volume growth rate greater than or equal to the measure-theoretic entropy of f with respect to , where and f is a measure-preserving transformation [27].
In 2002, Knieper et al. [28] showed that every orientable compact surface has a open and dense set of Riemannian metrics whose geodesic flow has positive topological entropy.
In 2005, Bobok et al. [29] proved the inequality of Conjecture 1 for a compact manifold X and for any continuously differentiable map , which is m-fold at all regular values.
In 2006, Zhu [30] showed that for -smooth random systems, the volume growth is bounded from above by the topological entropy on compact Riemannian manifolds.
In 2008, Marzantowicz et al. [3] proved the inequality of Conjecture 1 for all continuous mappings of compact nilmanifolds.
In 2010, Saghin et al. [31] proved the inequality of Conjecture 1 for partially hyperbolic diffeomorphism with a one-dimensional center bundle.
In 2013, Liao et al. [32] proved the inequality of Conjecture 1 for diffeomorphism away from ones with homoclinic tangencies.
In 2015, Liu et al. [33] proved the inequality of Conjecture 1 for diffeomorphism that are partially hyperbolic attractors.
In 2016, Cao et al. [34] proved the inequality of Conjecture 1 for dominated splittings without mixed behavior.
In 2017, Zang et al. [35] proved the inequality of Conjecture 1 for controllable dominated splitting.
In 2019, Lima et al. [36] developed symbolic dynamics for smooth flows with positive topological entropy on three-dimensional closed (compact and boundaryless) Riemannian manifolds.
In 2020, Hayashi [37] proved the inequality of Conjecture 1 for nonsingular endomorphisms away from homoclinic tangencies, extending the result of [32].
Lately, for results about random entropy expansiveness and dominated splittings, see [38], and for results about the relations of topological entropy and Lefschetz numbers, see [39,40,41]. Furthermore, for a variational principle for subadditive preimage topological pressure for continuous bundle random dynamical systems, see [42].
1.2. Motivation and Main Results
Conjecture 1 is not proven completely. For a compact Hausdorff space X, let J be the ordered set associated with the set of all finite open covers of X such that there exists , where is the dimension of X associated with ∂, which will become clear in Definition 3. Therefore, we have , where . For a continuous self-map f on X, let be an open cover of X and . Then, there exists an open fiber cover of induced by . In this paper, we define a topological fiber entropy as the supremum of through all finite open covers of , where is the f-fiber of U, that is the set of images and preimages for . Then, we prove the inequality
where is the maximum absolute eigenvalue of , which is the linear transformation associated with f on the Čech homology group:
Specifically, in triangulable compact n-dimensional manifold M, we get:
Hence, Conjecture 1 is valid for topological fiber entropy.
In this paper, we always let be good enough and have enough refinement, i.e., satisfy all the necessary requirements of this paper. Define:
and define:
2. Algebra Equation for the Boundary Operator
In this paper, let X be a compact Hausdorff space, be the set of all continuous self-maps on X, and be the identity map on X. Let be finite open covers of X, if for any , there is such that , then we define and say that is larger than or is a refinement of . For , let be the closure of A and be the number of elements of A.
Definition 2
([43], p. 541). Let X be a Hausdorff space, Ψ be a cover of X, and with . If , then we define a p-simplex . Hence, we get the p-th chain group , the p-th homology group , and the p-th cohomology group , where:
Let . Then, induces a homomorphism . We obtain that:
Lemma 1.
Let X be a Hausdorff space and Ψ be a finite open cover of X. Then, we get with . Moreover, let .
If:
then:
is an isomorphic representation of the p-simplex of .
Proof.
Because can be treated as a finite generated free ring [44], can be treated as a finite-dimensional -module space [45], and can be treated as the dual -module space of . With the property of the finite-dimensional -module space, we get .
Because:
we get:
That is, is an isomorphic representation of the p-simplex of . □
Definition 3.
Let X be a Hausdorff space, Ψ be a finite open cover of X, and J be the ordered set associated with the refinement of the finite open cover of X. Then, we define the function on J. Obviously, if and , then . If there exists , then we say that is the dimension of X associated with ∂, where:
Definition 4.
Let X be a Hausdorff space, Ψ be a finite open cover of X, and . If for any , there exists such that is the p-th surface of and:
Then, we say that X is a Poincaré space.
Lemma 2.
Let X be a Poincaré space and Ψ be its finite open cover. For , we get that .
Proof.
By Lemma 1, we get the following chains of the mapping:
For a fixed p-simplex in , we see the algebraic equation:
and the algebraic equation:
If , then we define:
That is,
Let:
Then, we see that:
Therefore, we obtain that:
Let:
Then, and are the dual solutions in the algebraic Equation (6). Similarly, and are the dual values in the algebraic Equation (8). All the processes of the dual maps are linear reversible, i.e., the same style as isomorphisms. Therefore, the p-th value of on the chain group is isomorphic to the -th value of on the chain group, that is,
For this reason, we see that:
□
Like the linear equation in Euclidean space , let:
be a class of lines, or in other words, a class of planes:
where and .
The line and plane are a pair of duals. For a fixed space , the intrinsic relationships between lines or between planes are never changed. That is, f and g are two good maps such that they are linear, if:
then and is a pair of duals such that there is a natural relationship between and . For example, that natural relationship may be:
or:
and so on. The dual outcomes and the representations of the natural relation between and only depend on the good maps f and g.
3. Germ and Dual of the Čech Homology
Definition 5
([43], p. 542). Let X be a Hausdorff space and J be the ordered set associated with the set of all covers of X, with and . If , then we define a p-simplex . Hence, we get the p-th chain group , the p-th homology group , and the p-th cohomology group . If and , then we get the homomorphisms:
Hence, we define the p-th Čech cohomology group:
Following Definition 5, we have the following definition.
Definition 6.
Let X be a Hausdorff space and J be the ordered set associated with the set of all finite open covers of X such that there exist . For , there exists the p-th Čech homology group:
Definition 7.
Let X be a Poincaré space and J be the ordered set associated with the set of all finite open covers of X such that there exists . For , let Then, we get homomorphisms
Following this, we can define the Čech homology germ . Similarly, we define the Čech cohomology germ . If there exists such that, we get for any whenever , then we define:
where .
By Lemma 2, Definitions 5–7, we get the following result.
Lemma 3.
Let X be a Poincaré space and J be the ordered set associated with the set of all finite open covers of X such that there exists . For , we get that:
where ∼ means the different expressions for the same thing.
Definition 8.
Let X be a Poincaré space and J be the ordered set associated with the set of all finite open covers of X such that there exists . For , if:
then we define:
4. f-Čech Homology
Definition 9.
Let X be a Hausdorff space, and , where and . Then, we define:
where is the preimage of U. We say that is the f-fiber of U and let .
If X is a compact space, then is compact as well by the Tychonoff theorem. In fact, in Definition 9, glues the preimage orbit and image orbit of U.
If X is a discrete Hausdorff space, then we get that is the direct limit space of following [46], but is not the inverse limit space of .
Definition 10.
Let X be a Hausdorff space, and let J be the ordered set associated with the set of all finite open covers of X. Let and with . If:
then we define an f-Čech p-simplex . Hence, we get the f-Čech p-chain group , and we get the f-Čech p-th homology group , where:
It is easy to get that , that is,
Therefore, we see that:
By Lemma 3 and Definition 9, we easily have the following lemma.
Lemma 4.
A Čech p-chain is associated with an f-Čech p-chain , that is if and only if . Therefore, the Čech p-chain group is isomorphic to the f-Čech p-chain group.
Definition 11.
Let X be a Hausdorff space, , and Ψ be a finite open cover of X. Let J be the ordered set associated with the refinement of the finite open cover of X. Then, we define the function on J. Obviously, if and , then . If there exists:
then we say that is the dimension of associated with , where:
Similarly, with Definitions 5–7 and the following Definition 11, we obtain the following definition.
Definition 12.
Let X be a Hausdorff space, , and J be the ordered set associated with the refinement of the finite open cover of X such that there exists . Let with . For , we get homomorphisms:
Therefore, we get the pth f-Čech homology germ and the pth f-Čech homology group:
Lemma 5.
Let X be a Hausdorff space, , and J be the ordered set associated with the set of all finite open covers of X such that there exist and . Then, we have , and we get and , where . Moreover, for , we get that:
Using Lemmas 3, 5 and Definition 12, we see the following result.
Lemma 6.
Let X be a Hausdorff space, , and J be the ordered set associated with the set of all finite open covers of X such that there exist . For , we obtain:
where ∼ means the different expressions for the same thing.
Furthermore, we can define the f-Čech cohomology germ , the f-Čech cohomology group , and the f-Poincaré space. Obviously, we get that . For convenience, let:
By Lemmas 4 and 6, we have the following lemma.
Lemma 7.
Let X be a Hausdorff space, , and J be the ordered set associated with the set of all finite open covers of X such that there exist and . Then, and for . We have and , where . Moreover, there are linear transformations associated with f on , on , and on , respectively. If is the set of all eigenvalues of and:
then we obtain the inequalities:
What is more, we can define the category that its objects are and its morphisms are continuous maps, where X is a Hausdorff space and f is a continuous self-map on X. Similarly, we can define the category for which its objects are and its morphisms are , where are Hausdorff spaces, , and is associated with the continuous map . Furthermore, we can define the homotopy and homeomorphism from to and research the relations between the elements of and .
Definition 13.
Let be compact Hausdorff spaces, and .
- (a)
- If there exist continuous maps and such that and then we say that and are -homotopy equivalent.
- (b)
- If there exists a continuous map such that and , then we say that are the -homotopy. Hence, h induces a homomorphism:and induced by r.
Let L be the class of objects:
For each pair , let . By the definition of the -homotopy and the composition function ∘, we get the category .
Let be the class of objects Let:
be the group homomorphism from to , where , .
By the induced * homomorphism of the -homotopy and the composition function ∘, we get the category . Easily, we get a functor from to .
Then, by diagram chasing, we see the following:
Theorem 2.
Let , and let X and Y be compact Hausdorff spaces.
- (a)
- If and are -homotopy equivalent, then:
- (b)
- If are the -homotopy, then .
Example 1.
Let , and let X and Y be compact Hausdorff spaces. If there exists a homeomorphism F from X to Y such that , then:
Example 2.
Let , and let X and Y be compact Hausdorff spaces. If there exists a homeomorphism F from X to Y, then:
Example 3.
Let , and let X and Y be compact Hausdorff spaces. If there exists a continuous map such that:
that is h and r are homotopies. Then, , where:
5. Topological Fiber Entropy
In this section, X is a compact Hausdorff space and J is the set of all finite open covers of X such that there exists . For , we have , where .
Let be an open cover of X and . Then, there exists an open fiber cover of induced by .
Definition 14.
For a fixed open fiber cover of , define:
and define the topological fiber entropy of f by:
where is through all finite open covers of .
Lemma 8
([1], p. 102). If f is the shift operator on a k-symbolic space, then .
Corollary 1.
If f is the shift operator on a k-symbolic space, then:
Example 4.
Let and . Then:
Example 5.
Let and . Then:
Example 6.
Let and . Then:
Lemma 9.
For and , there are such that and , where .
Let and be the linear transformation on associated with f. We say that a Čech eigenvalue chain is the chain belonging to an eigenvalue of . Then, any Čech eigenchain can be associated with an open cover of .
Lemma 10.
Let X be a compact Hausdorff space and J be the ordered set associated with the set of all finite open covers of X such that there exist and . Then, , and for , we have and , where . Let be an open cover of X. If is a Čech eigenchain belonging to the eigenvalue m, then has a factor conjugating with a shift operator on m-symbolic space or , where .
Proof.
By Lemma 6, for an eigenchain belonging to the eigenvalue m, there exists the f-Čech homology germ such that:
where and .
Hence, there exists such that and:
That can be extended to an equation on , and we get the equation:
where and .
Just thinking of on , let be open subsets of X and:
Then, we see:
where
Therefore,
That is,
Therefore, we see that:
Without loss of generality, let . Then:
If is torsion, then the conclusion is trivial. Next, we only prove the conclusion for , which is torsion free. Now, let be a torsion free element.
- (i)
- ; the conclusion is trivial.
- (ii)
- If , then there exists such that and , where are non-empty open subsets of X.If , then:this is a contradiction for the property that is a free group.Because of and , with the property of the Hausdorff space, there exist points such that , but , and , but . Then, there exist open neighborhoods of x and of y, respectively, such that:That is, and .Hence, , and for , the conclusion is true.
- (iii)
- ; from the mathematical induction, let the conclusion be right for . Then, we see the conclusion for .
Using Lemma 9, we get and:
Therefore, there exists such that:
- (1)
- If , then using with the same computing, we get:
- (2)
- If , then we get:else, we get:
That is, we get , and it is a contradiction of the property that is a free group.
For , we get that , and by mathematical induction, we obtain:
where , and are non-empty open subsets.
With the decomposition:
we get that , , and are non-empty open subsets of X, where .
Therefore, or there exists an m-symbolic space conjugating with a shift operator on , that is has a factor conjugating with a shift operator on .
Therefore, for , the conclusion is right, and by mathematical induction, the conclusion is right for any eigenvalue m, where . □
Now, we give the following definition.
Definition 15.
For two topological dynamic systems and , if there exists a homeomorphism H from to such that , then we say that H is a topological conjugacy from to or just say that is topologically conjugate to ; moreover, if , then we say that f is topologically conjugate to g on X.
From the proof of Lemma 10, it is easy to see that is invariant for topological conjugacy. Furthermore, we know that the topological entropy is invariant for topological conjugacy. Hence, we obtain that:
Proposition 1.
The topological fiber entropy is invariant for topological conjugacy.
Theorem 3.
Let X be a compact Hausdorff space and J be the ordered set associated with the set of all finite open covers of X such that there exists . For , we have , where . For , we get:
Moreover, for , we get:
Proof.
It is easy to obtain that
and:
□
By simple computing, we get the following results.
Proposition 2.
; the inequality can be strict.
Proposition 3.
, where is the identical map.
Corollary 2.
Let X be a compact Poincaré space and J be the ordered set associated with the set of all finite open covers of X such that there exists . For , we have , where . The topological entropy conjecture is valid for the topological fiber entropy and Čech cohomology. Moreover, the topological entropy conjecture is valid for the topological fiber entropy and the f-Čech homology.
Corollary 3.
In triangulable compact n-dimensional manifold M, the topological entropy conjecture is valid for the topological fiber entropy and homology group:
where is the i-th integer coefficients’ homology group of M.
6. Conclusions
If we replace with any free abelian group G that is finite generated, then the conclusion is also valid. Because the counterexample of A. B. Katok [20] is on a two-dimension sphere and , with Corollary 3, we get that the inequality of the topological entropy conjecture is valid again with our definition, that is,
Others may be more interested in what the topological fiber entropy measures.
From the definition:
we get that the topological fiber entropy is on the sum:
The first part is the usually one. The second part is likely some fiber ratio or fiber degree of the dynamics ; it is likely the “reference system” or “initial value” of the first part .
Funding
The author is partially supported by the National Nature Science Foundation of China (Grant No. 11801428).
Acknowledgments
The author is partially supported by the National Nature Science Foundation of China (Grant No. 11801428). I would like to thank the referee for his/her careful reading of the paper and helpful comments and suggestions. Furthermore, I extend my thanks to all those who have offered their help to me, and I would like to show my deepest gratitude to Bingzhe Hou for his helpful suggestions for Definition 3 in the first version of this paper in 2012. Lastly, I sincerely appreciate the support and cultivation of Fudan University, Jilin University, and Xidian University.
Conflicts of Interest
The author declares no conflict of interest.
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