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Review

Leaky Dams as Nature-Based Solutions in Flood Management Part II: Mechanisms, Effectiveness, Environmental Impacts, Technical Challenges, and Emerging Trends

by
Umanda Hansamali
1,
Randika K. Makumbura
2,
Upaka Rathnayake
3,*,
Hazi Md. Azamathulla
4 and
Nitin Muttil
5
1
Department of Forestry and Environmental Science, Faculty of Applied Sciences, University of Sri Jayewardenepura, Nugegoda, Colombo 10250, Sri Lanka
2
Department of Civil Engineering, University of Moratuwa, Moratuwa 10400, Sri Lanka
3
Department of Civil Engineering and Construction, Faculty of Engineering and Design, Atlantic Technological University, F91 YW50 Sligo, Ireland
4
Department of Civil and Environmental Engineering, The Faculty of Engineering, The University of West Indies, St. Augustine 32080, Trinidad and Tobago
5
Institute for Sustainable Industries & Liveable Cities, Victoria University, P.O. Box 14428, Melbourne, VIC 8001, Australia
*
Author to whom correspondence should be addressed.
Hydrology 2025, 12(4), 91; https://doi.org/10.3390/hydrology12040091
Submission received: 5 March 2025 / Revised: 6 April 2025 / Accepted: 14 April 2025 / Published: 16 April 2025

Abstract

:
Leaky dams have become essential nature-based solutions for flood management, providing sustainable alternatives to traditional engineered flood control methods. This review delves into the mechanisms by which leaky dams operate, including the regulation of water flow through velocity reduction and distribution across floodplains, effective sediment trapping and soil quality enhancement, and the facilitation of groundwater recharge and water table stabilization. These structures not only mitigate peak flood flows and reduce erosion but also contribute to enhanced biodiversity by creating diverse aquatic habitats and maintaining ecological connectivity. The effectiveness of leaky dams is assessed through various performance metrics, demonstrating significant reductions in peak flows, improved sediment management, and increased groundwater levels, which collectively enhance ecosystem resilience and water quality. However, the implementation of leaky dams presents several technical challenges, such as design complexity, hydrological variability, maintenance requirements, and socio-economic factors like land use conflicts and economic viability. Additionally, while leaky dams offer numerous environmental benefits, potential negative impacts include habitat disruption, sediment accumulation, and alterations in water quality, which necessitate careful planning and adaptive management strategies. Emerging trends in leaky dam development focus on the integration of smart technologies, such as real-time monitoring systems and artificial intelligence, to optimize performance and resilience against climate-induced extreme weather events. Advances in modeling and monitoring technologies are facilitating the effective design and implementation of leaky dam networks, promoting their incorporation into comprehensive watershed management frameworks. This review highlights the significant potential of leaky dams as integral components of sustainable flood management systems, advocating for their broader adoption alongside conventional engineering solutions to achieve resilient and ecologically balanced water management.

1. Introduction

Flooding remains one of the most pervasive natural disasters, capable of inflicting extensive damage on human lives, infrastructure, and natural ecosystems [1]. Although this issue has been particularly severe in low- and middle-income nations, for instance, Sub-Saharan Africa is home to 44% of the 170 million people worldwide who face the highest risk of flooding while living in extreme poverty, earning less than USD 1.90 per day [2], the impact of unmanaged floods is a global concern. It transcends regional and financial boundaries, affecting both developed and developing nations alike, and causing significant losses to the environment, economy, and human populations. It has been noted that the rise in floods in the recent decade is due to a variety of factors, including climate change, rising urbanization, and social and economic challenges [3]. Addressing flooding effectively requires international cooperation and targeted interventions tailored to the needs of vulnerable communities.
Climate change has played a pivotal role by increasing sea levels and intensifying weather patterns, thereby elevating the frequency and severity of floods [4]. Tabari [5] demonstrated a direct link between climate change and the heightened intensity of extreme precipitation events, governed by the Clausius–Clapeyron equation, which posits that for every degree Celsius rise in temperature, the atmosphere’s capacity to retain moisture increases by approximately 6–7%. This phenomenon not only leads to heavier rainfall during storms but also accelerates water evaporation, raising atmospheric moisture content and enhancing the potential for flood-inducing weather systems [6]. Consequently, weather fronts, low-pressure systems, and intense storm events significantly contribute to flood risk, particularly in regions with pronounced topographic variations or during specific seasons such as the monsoon [7,8,9].
Compounding the effects of climate change is the rapid pace of urbanization, which has substantially altered natural water flow and absorption processes [10]. The construction of extensive drainage networks and the clearing of vegetation for urban development disrupt natural hydrological cycles, increasing surface runoff and reducing the land’s capacity to absorb and store water [11]. As cities expand into flood-prone areas without adequate infrastructure to manage intense rainfall, the likelihood of severe flooding escalates dramatically [12]. For example, the proliferation of impermeable surfaces such as asphalt and concrete in urban landscapes decreases hydrologic response times and elevates flood risks [13]. A study in Toronto revealed that urban expansion significantly increases peak discharge, shortens response times, and heightens surface runoff and river discharge rates, thereby exacerbating flood severity [14]. Furthermore, land use and land cover (LULC) changes [15,16] contribute to prolonged and intensified flooding, particularly in vulnerable regions like Bangladesh, where low-lying areas are projected to experience substantial increases in flood-affected zones due to urbanization and climate-induced rainfall variability [17].
Given the multifaceted nature of flood risk and its widespread impacts, effective flood management strategies are essential for minimizing the catastrophic consequences of floods. Currently, global flood management employs a combination of non-structural and structural measures [18,19,20,21,22,23]. However, due to significant drawbacks such as outdated technology, high costs, and other limitations [24,25,26,27,28,29,30], nature-based solutions (NBSs) for flood management have gained considerable attention over the past decade as sustainable and adaptive alternatives to traditional flood control methods [31,32].
Therefore, this review aims to provide a comprehensive examination of leaky dams as one of the increasing NBSs for flood management, focusing on their mechanisms, effectiveness, environmental impacts, technical challenges, and emerging trends. By synthesizing existing literature and case studies, this study seeks to elucidate the processes by which leaky dams mitigate flood risks, enhance ecological resilience, and offer cost-effective alternatives to traditional engineering solutions. Additionally, this review highlights the benefits and limitations of various leaky dam designs, offering insights into best practices for their implementation and maintenance. To support a structured and comprehensive discussion, the paper begins by exploring the hydraulic and ecological mechanisms through which leaky dams influence flood dynamics and ecosystem function (Section 2). It then evaluates their effectiveness across different catchment types and hydrological conditions (Section 3), followed by an examination of their environmental and functional impacts, considering both benefits and potential drawbacks (Section 4). Technical and operational challenges related to design, construction, and maintenance are discussed in Section 5, while Section 6 outlines emerging trends and innovations, including digital monitoring tools and modeling techniques. The review concludes with Section 7, which identifies current knowledge gaps and outlines future research directions to support the broader integration of leaky dams into sustainable watershed management strategies. Through this analysis, the review aims to provide a comprehensive understanding for policymakers, urban planners, environmental managers, and researchers, offering a robust foundation for the advancement of nature-based solutions in flood management.

2. Mechanisms of Leaky Dams in Flood Management

2.1. Water Flow Regulation

Leaky dams serve as natural speed bumps in waterways, establishing a succession of little barriers that efficiently lower water velocity [33]. Under regular flow conditions, water flows through and around the structures at a regulated rate, and when water interacts with the dam structure, it faces elevated resistance, resulting in reduced kinetic energy [34]. This process generates microeddies and turbulent regions that consume energy and reduce the overall flow rate [33]. During flood occurrences, the reduction in flow velocity is essential as it mitigates peak flows by temporarily retaining water behind the dams and releasing it gradually; however, this benefit is most effective during small to moderate flood events. In high-discharge scenarios, once the limited upstream storage is exceeded, leaky dams may no longer attenuate flow effectively and could potentially exacerbate local flooding.
Leaky barriers form a layered terrain where water accumulates in every layer before gradually seeping through spaces between logs [35]. This design redirects water to neighboring floodplains, improving soil infiltration and augmenting overall water storage [36]. In certain areas of North America, beaver restoration initiatives use the natural dam-construction behaviors of beavers to establish permeable dam-like formations in aquatic systems [37]. Beaver dams impede water flow, facilitate groundwater recharging, and improve wetland habitats. The physical barrier effect, along with the establishment of various flow channels, extends the transit time of water downstream, thereby diminishing flood peaks by 20–40% in numerous instances [38].
Leaky dams efficiently distribute water over extensive floodplain regions instead of restricting it to the canal [39]. When water reaches the dam structure, it is compelled to seek alternative routes, frequently resulting in lateral dispersion throughout the floodplain [40]. This technique demonstrates historical flood processes, establishing a more natural flow pattern. Leaky dams mitigate the erosive force of concentrated flows by dispersing water over a broader region, thereby safeguarding downstream infrastructure and lowering flood danger [41]. Research indicates that effectively engineered leaky dam systems may boost flood storage capacity by 15–20% via improved connectivity to the floodplain [34].
A risk-based network study has shown how permeable barriers can be incorporated into watershed models to evaluate their effect on flow dynamics [42]. The model demonstrated that permeable barriers could diminish peak flows during flooding by facilitating storage and modifying flow trajectories within the system. Taylor & Clarke [34] assessed the efficacy of leaky barriers across multiple locations. The results demonstrated that, during high flow events, leaky barriers decreased channel velocity and markedly elevated water depth in comparison to control sites. At Prinknash Abbey, a 37% reduction in velocity was noted during high flow occurrences. This illustrates how permeable barriers can diminish flow and retain water, affecting flow distribution both upstream and downstream.
Further studies at Crimsworth Dean found the advantages of leaky dams, demonstrating their efficacy in diminishing surface water flow within minor gully systems [43]. The research indicated that the establishment of leaky dams substantially modified flow dynamics, resulting in enhanced water retention in upstream regions during intense precipitation events.

2.2. Sediment Trapping

2.2.1. Sediment Capture and Transport

Leaky dams serve as effective sediment traps through multiple mechanisms. The reduced flow velocity allows suspended particles to settle out of the water column, while the physical structure of the dam creates zones of lower energy where sediment accumulation occurs. The presence of leaky dams decreases the velocity of water flowing downstream, encouraging sedimentation. For example, research by Schwindt et al. [44] found that sediment deposition rates increased significantly behind leaky barriers due to reduced flow velocities. This sediment capture process can reduce downstream sediment loads by 40–60%, significantly improving water quality and reducing maintenance requirements for downstream infrastructure [45]. Data from various studies highlights the effectiveness of leaky dams in reducing downstream sediment loads. Larger materials, such as gravel, are often trapped immediately upstream, while finer sediments accumulate farther back in the quieter zones created by the dam structure. This stratification can lead to enhanced habitat conditions for aquatic organisms. In a study focusing on run-of-river dams, tracer studies showed that particles up to 61 mm were transported over a dam during peak flows, indicating that even small barriers can facilitate significant sediment transport under certain conditions [46].

2.2.2. Enhancing Soil Quality

The trapped sediments contribute significantly to soil enrichment in the surrounding areas [47]. As sediments accumulate, they bring with them nutrients and organic matter that enhance soil fertility [48]. The improved soil structure increases water retention capacity and supports more diverse vegetation growth [49]. Over time, this process creates more stable bank conditions and reduces erosion potential. Agricultural areas downstream benefit from reduced soil loss, with studies showing up to 30% improvement in topsoil retention in catchments with well-maintained leaky dam systems [50]. Furthermore, the sediments trapped by leaky dams often contain vital nutrients such as nitrogen, phosphorus, and potassium [51]. These nutrients are essential for plant growth and can significantly improve the fertility of the soil in adjacent floodplain areas [52]. Research indicates that nutrient-rich sediments can enhance the biological activity in the soil, promoting healthier ecosystems. In addition to minerals, sediments often carry organic matter from upstream areas. This organic material contributes to the formation of humus, which improves soil structure and water retention capacity [53]. A study conducted by Zhang et al. [54] demonstrated that increased organic matter from sediment accumulation led to a 25% increase in water retention capacity in floodplain soil. The accumulation of sediment enhances soil structure over time, creating a more stable environment for plant roots [55]. This stability reduces erosion potential along riverbanks and floodplains, contributing to long-term soil health.

2.3. Groundwater Recharge

2.3.1. Infiltration Enhancement

Leaky dams significantly enhance groundwater recharge through multiple mechanisms [56]. By slowing the flow of water, they increase the duration of water contact with the stream bed, allowing more time for infiltration into the soil and underlying aquifers, and this process is particularly effective during high-flow events, as the increased hydraulic head promotes deeper penetration into aquifers [57]. Additionally, leaky dams spread water across floodplains, creating larger surface areas for infiltration [58]. As water flows over these larger and expanded areas, it seeps into the ground more effectively than when confined to concentrated channels.
The accumulated sediments behind leaky dams also play a vital role in enhancing the infiltration rates. Acting as natural filtration layers, these sediments trap contaminants and improve water quality before it reaches the groundwater [59]. For instance, a study by Kumar et al. [60] on leaky micro-dams demonstrated that sediment accumulation significantly improved the quality of infiltrated water, making it cleaner and more suitable for groundwater recharge [61,62]. In a study by Hwang et al. [63], these mechanisms were further validated, emphasizing the effectiveness of leaky dams in promoting infiltration. The combination of slowed water flow, lateral dispersion, and sediment filtration makes leaky dams a valuable tool for increasing groundwater recharge and improving water quality.

2.3.2. Water Table Stabilization

Leaky dams are essential components in maintaining stable groundwater levels throughout the year, providing significant ecological and hydrological benefits. By promoting consistent infiltration, leaky dams in rivers and streams ensure aquatic ecosystems remain healthy and riparian vegetation continues to thrive [64]. According to NIWA, traditional hydroelectric dams often cause fluctuations in water levels, leading to erosion and the subsequent loss of riparian vegetation, whereas leaky dams mitigate these effects by stabilizing water levels and maintaining a more consistent hydrological regime, thereby preserving riparian ecosystems [65]. This enhanced storage capacity reduces reliance on artificial recharge methods and ensures water availability for wells and springs [66]. A study conducted by Hwang et al. [63], evaluated the effectiveness of leaky dams across various watersheds and found that these structures significantly improved groundwater levels. The research revealed that during dry spells, areas with leaky dams consistently maintained higher groundwater levels, averaging 0.5 to 1.5 m more than unmanaged sites. This improvement results from the increased infiltration rates facilitated by the presence of leaky dams. Additionally, since leaky dams promote the lateral distribution of water flows during high-flow events, research by Huo et al. [67] indicates that this lateral dispersion can enhance groundwater recharge rates by 25–50% compared to unmanaged streams.
Research at the Arato micro-dam reservoir further highlights the impact of leaky structures on local aquifers. Using methods such as chloride mass balance and soil moisture balance techniques, annual groundwater recharge rates were estimated at approximately 104 mm/year [68]. These findings illustrate the significant role of leaky dams in enhancing local water availability. On the other hand, stable groundwater levels support healthy riparian zones, which are vital habitats for wildlife and play a key role in stabilizing riverbanks against erosion. By maintaining the balance of ecosystems, leaky dams provide long-term environmental and hydrological benefits.

2.4. Biodiversity Enhancement

2.4.1. Habitat Creation

Leaky dams enhance ecosystem diversity by altering flow patterns and creating a range of microhabitats. These structures provide shelter for fish species through the formation of pools, riffles, and hiding places that support various life stages [69]. The accumulation of woody debris and sediments behind the dams creates critical spawning grounds and nursery areas while also contributing to nutrient cycling within the ecosystem. For example, a study by Floyd et al. [69] examined a 1 km reach of Brierly Brook, Nova Scotia, from 1995 to 2004, to assess the impact of artificial woody debris structures on Atlantic salmon populations. The findings revealed that restored sections with digger logs and deflectors showed significant physical and ecological improvements, including increased spawning densities and enhanced juvenile salmon habitat.
Studies have demonstrated that habitat complexity created by well-designed leaky dam systems can lead to significant ecological benefits, with species diversity increasing by 40–100% in areas containing these structures [70]. Varied flow velocities support diverse feeding strategies; slower-moving waters enable some fish species to forage on detritus and small invertebrates, while faster currents cater to others [71]. A review on aquatic predation mechanisms reveals that fish species have developed specialized feeding strategies based on water velocity. For instance, largemouth bass (Micropterus salmoides) use ram and suction feeding techniques in slower currents to capture larger prey [72]. In contrast, smaller fish like bluegill (Lepomis macrochirus) thrive in higher flow velocities, where they can accurately feed on smaller prey items [73]. Furthermore, the physical structures of leaky dams serve as attachment points for aquatic vegetation, which provides both habitat and a food source for various organisms [74].
Additionally, by slowing water movement, leaky dams create pools that offer fish resting places and protection from predators, as well as oxygenated riffles essential for many aquatic species [75]. These structures can back up water and push it into wider habitats, fostering new ecological niches. This lateral distribution further enhances the overall biodiversity and resilience of aquatic ecosystems.

2.4.2. Ecological Connectivity

Leaky dams not only create beneficial habitat features but also maintain essential ecosystem connectivity [34]. Unlike traditional dams, which block the movement of aquatic organisms, leaky dams facilitate the migration of fish and other species, supporting genetic exchange between populations [76]. According to Müller et al. [77,78], studies examining the impact of leaky barriers on fish migration found that the design of the barriers, rather than discharge conditions, significantly influenced juvenile salmon (Salmo salar) movement. The research, conducted under 100% and 80% full flow conditions, revealed that certain barrier designs, including porous and non-porous types, inhibited fish passage by affecting flow dynamics and fish behavior, highlighting the importance of design considerations for facilitating movement. Furthermore, studies have shown that leaky dams enhance connectivity by allowing species to move upstream and downstream, particularly during spawning seasons. For instance, research by Taylor & Clarke [34] highlighted how leaky barriers positively impact lateral connectivity to floodplains, enabling the movement of aquatic organisms. This increased floodplain connectivity also creates corridors for terrestrial species, fostering the exchange of nutrients and organic matter between aquatic and terrestrial systems, benefiting both ecosystems.
Several mechanisms work synergistically to create more resilient and dynamic stream systems. For instance, sediment trapping enhances soil quality, promoting better infiltration and habitat development, which in turn stabilizes the ecosystem. The Crompton Moor project, funded by the Environment Agency and the EU LIFE IP Natural Course program, exemplifies how leaky dams can mitigate flood risks while simultaneously restoring ecological functions. As water backs up behind the leaky dams, it creates conditions conducive to the growth of sphagnum moss, an important species for peatland restoration that helps retain the water and carbon. This project demonstrates that leaky dams not only slow down water flow but also foster biodiversity by creating habitats for various organisms.

3. Effectiveness of Leaky Dams

3.1. Performance Metrics

The effectiveness of leaky dams is evaluated through multiple quantitative and qualitative metrics that assess their performance in flood management, sediment control, and ecosystem enhancement [79,80]. The evaluation criteria include both immediate hydraulic effects and long-term ecological impacts, requiring comprehensive monitoring programs and sophisticated analysis methods [81].
Primary performance indicators include flow rate reduction, peak flow attenuation, sediment retention rates, and changes in groundwater levels [82,83]. These metrics are typically measured through continuous monitoring systems that track water levels, flow velocities, and sediment concentrations. Cost-benefit analysis is another important component of performance evaluation, which includes an assessment of installation costs, maintenance requirements, and economic benefits from flood damage reduction and ecosystem services [84]. Long-term monitoring programs typically span multiple years to capture the full range of environmental conditions and system responses.

3.1.1. Reduction in Peak Flow

Leaky dams considerably lower peak flows by utilizing many hydrological mechanisms that function synergistically within streams and rivers [85]. These structures typically function via flow attenuation, utilizing semi-permeable barriers to facilitate temporary water storage during periods of heavy rainfall while maintaining baseline flow under typical conditions [86]. This dual capability provides considerable benefit compared to conventional flood management systems.
The physical configuration of leaky dams causes water to follow other routes, thereby extending its residence period within the system [36]. The designed gaps and spaces in these structures function as flow restrictors during floods while allowing unobstructed water movement under normal conditions [87]. This regulated flow restriction has demonstrated great efficacy in dynamic catchments susceptible to swift runoff and considerable flood hazards.
An essential factor in the performance evaluation of leaky dams is the sequential cascade effect of numerous dams. Studies indicate that these networks can reduce peak flows by 30–60% during storm events, with the collective effect of the system exceeding the efficacy of individual structures [88]. The “network effect” refers to the distributed storage capacity across the basin, with each dam enhancing the overall hydrological equilibrium [89].
Strategic placement and design considerations are essential for optimizing leaky dam systems. Research demonstrates that larger structures can temporarily retain up to 1000 m3 of floodwater, especially when located at natural channel restrictions [13]. However, these systems possess natural limitations. In instances of severe flooding, leaky dams are engineered to safely overflow, hence maintaining some degree of flow reduction advantages [90]. Their minimal maintenance needs and safety attributes make them ideal for extensive use in flood-prone regions.

3.1.2. Flood Attenuation

Flood attenuation is the mechanism by which the peak flow of a flood reduces, usually via natural or engineered structures that temporarily retain water [38]. Permeable barriers are essential for flood mitigation via multiple processes [91]. By partly restricting river flow, these structures redirect water onto neighboring floodplains, increasing storage capacity and facilitating greater groundwater infiltration [92]. This procedure mitigates downstream flooding hazards while concurrently regulating flow [93]. Moreover, they capture silt and organic matter, thus boosting water quality and facilitating the progressive accumulation of material, which further intensifies their efficacy over time [94]. Figure 1 illustrates a comparison between observed and simulated peak flow events following the installation of leaky barriers.
The strategic positioning of leaky dams within a catchment region is essential for their efficacy [95]. When optimally situated, these structures store adequate water upstream during substantial rainfall events, mitigating the risk of downstream flooding [96]. Research indicates that leaky barriers can substantially increase the upstream flow area by as much as 30%, hence decelerating flow during floods and postponing peak flood times downstream [97]. Non-porous designs are noticeably more successful, as they generate larger afflux regions than porous designs, highlighting the essential influence of design on performance optimization [98].
Leaky dams also affect channel velocity during high-flow episodes [99]. Research indicates a 37% decrease in velocity in locations with newly implemented leaky barriers in comparison to control sites, demonstrating their efficacy in regulating flow energy [100]. Moreover, these systems prolong flood peak travel times by several hours, giving downstream towns essential additional warning time [101]. The impact is intensified when many structures operate in series, resulting in a cascade system of flow reduction and storage [102].
The advantages of leaky dams amplify with the rapid growth and spatial distribution of these structures throughout the catchment area [103]. During high-flow occurrences, they may reduce flood velocities by 30–60%, thereby safeguarding downstream infrastructure and decreasing erosion threats [104]. Their efficacy is greater during moderate rainfall events than during severe floods. As leaky dam systems age, they enhance their effectiveness by generating intricate flow channels that boost their attenuation capacities [41].

3.1.3. Sediment Management

Sediment management is essential for stream system health, involving both sediment retention and the long-term impacts on stream morphology [105]. Effectively engineered systems can retain 60–80% of suspended sediments under average flow conditions, with efficiency varying according to particle size [106]. Although trapping efficiency often decreases during high-flow events, it still has an essential role in mitigating downstream sediment loads [107]. Sediment management by leaky dams leads to enhanced turbidity and nutrient equilibrium, while chemical metrics improve overall water quality [88]. It also saves downstream maintenance expenses, including digging and dredging, which transcend the installation and maintenance expenses of sediment control devices [108].
Permeable dams provide a particularly economical and sustainable method for sediment management [104]. By limiting water flow, they promote the deposition of sediments transported by runoff, functioning similarly to silt barriers [109]. This decrease in velocity promotes gravity-induced sediment deposition, resulting in reducing sediment transfer downstream [110]. Besides trapping sediments, leaky dams assist in reducing water quality concerns linked to sediment buildup, including unfavorable bacteria and algal growth [111].
Advanced methodologies, such as laser diffraction analysis and acoustic Doppler current profilers, have enabled accurate monitoring of sediment movement, including variations in distribution, particle size composition, and accumulation rates [112]. Thus, regular monitoring is essential for adapting strategies to seasonal fluctuations and maintaining optimal performance.

4. Environmental and Functional Impacts of Leaky Dams

4.1. Positive Environmental and Functional Impacts of Leaky Dams

Natural flood management through leaky dams represents one of the most significant benefits these structures provide to watershed protection. Studies consistently demonstrate that well-designed networks of leaky dams can effectively reduce peak flood flows by 20–40% in small catchments [41]. This flood attenuation occurs through the temporary storage and gradual release of water, with typical delay times ranging from 30 to 90 min during storm events [34]. The natural water regulation process is facilitated by the creation of temporary storage areas, with research indicating that a series of leaky dams can store between 1 and 5 m3 of water per linear meter of stream length [113]. This storage capacity proves instrumental in maintaining more consistent flow patterns throughout the year, effectively reducing flow variability by up to 30% during normal conditions [40].
The management of sediment through leaky dams provides immense benefits for downstream water quality and channel morphology. For instance, some studies report impressive capture rates of 40–60% for suspended sediments during normal flow conditions, with particularly high efficiency in trapping coarse sediments, retention rates reaching 70–80% for particles larger than 2 mm [114]. While changes in upstream flood control infrastructure can influence sediment delivery, other contributing factors such as vegetation cover, plant type, land-use changes, and soil management practices also play significant roles in sediment availability. These sediment trapping capabilities translate directly into improved channel stability, as evidenced by numerous case studies [88]. The structures effectively reduce erosion rates by 30–50% in affected stream reaches through energy dissipation [34]. By creating natural step-pool sequences, leaky dams stabilize channel beds and significantly reduce bank erosion rates, with documented reductions of up to 40% in treated sections [115].
Leaky dams provide significant ecological benefits, particularly through habitat creation and riparian zone restoration. Research demonstrates that these structures create diverse microhabitats, substantially increasing habitat heterogeneity by 40–60% compared to unmanaged stream sections [116]. This enhanced habitat diversity supports a wider range of species, with studies documenting significant increases in macroinvertebrate diversity of 25–45% within just two years of installation [117].
The riparian zone experiences marked improvements, with studies recording 30–50% increases in vegetation diversity within adjacent areas [118]. Enhanced soil moisture conditions typically extend 5–15 m from the channel edge, creating ideal conditions for native plant species establishment and improving overall bank stability [119]. The presence of leaky dams helps retain water in the landscape longer, which is particularly beneficial during dry periods [90].
Furthermore, leaky dams recreate natural processes by creating step-pool sequences that stabilize channel beds and reduce bank erosion rates. This stabilization is essential for maintaining the integrity of stream banks and preventing habitat loss due to erosion [120]. The introduction of woody debris not only enhances habitat complexity but also provides essential food sources for various aquatic organisms [121]. The impact of leaky dams on groundwater systems represents another crucial environmental benefit. Enhanced infiltration rates around these installations have been well documented, with studies showing increases of 20–40% in local groundwater recharge rates [122]. The slowed water movement and increased residence time facilitate greater penetration into underlying aquifers, with measurements indicating infiltration rate increases of 2–5 mm/hour in areas influenced by leaky dams [123].
The benefits to water table stability are important areas of study in regions experiencing seasonal water scarcity. Research indicates that networks of leaky dams help maintain groundwater levels 0.3–0.8 m higher than in unmanaged streams during dry periods, with this stability extending 50–200 m laterally from stream channels [124]. This stabilization is crucial for supporting riparian ecosystems and ensuring reliable local water resources, especially during drought conditions [125].
Leaky dams are essential in mitigating evaporation losses, especially in semi-arid regions where conventional surface water storage can lead to significant water loss [126]. By retaining water and allowing it to infiltrate into the ground, leaky dams enhance groundwater recharge while simultaneously reducing the risk of downstream flooding [68].
Water quality enhancement occurs through both natural filtration processes and improved nutrient cycling. The filtration capacity of leaky dams has been extensively studied, with research showing significant reductions in suspended solids by 50–70% downstream of leaky dam sequences [127]. These structures effectively facilitate the removal of various pollutants, with nitrogen compounds showing reductions of 20–40%, phosphorus levels decreasing by 30–50%, and particulate-bound heavy metals declining by 40–60% [128].
The enhancement of nutrient cycling occurs through the creation of diverse biochemical processing zones, with research indicating that leaky dams improve nitrogen processing rates by 25–45% compared to unmanaged streams [92]. The structures create optimal conditions for beneficial bacteria and biofilms, significantly increasing the stream’s natural purification capacity [40]. Long-term monitoring has demonstrated the persistence of these water quality improvements throughout the functional lifetime of the structures, typically 5–10 years without major maintenance [129]. While effectiveness varies seasonally, with peak performance during moderate flow conditions and reduced efficiency during extremely high flows, the overall impact on water quality remains positive [130]. These documented benefits underscore the value of leaky dams as a natural solution for watershed management.
However, it is important to note that actual results may vary depending on local conditions, construction methods, and maintenance practices. The success of leaky dam installations relies heavily on proper design, regular monitoring, and adaptive management approaches to maximize benefits while minimizing potential negative impacts [131].

4.2. Negative Environmental and Functional Impacts of Leaky Dams

The construction and operation of leaky dams results in significant modifications to natural stream systems, particularly in terms of water flow dynamics and backwater effects [125]. Research has shown that leaky dams can reduce peak flows by up to 50–90% in small streams, fundamentally changing the natural flow regime [132]. Changing the natural flow regime can have far-reaching consequences, including disrupted sediment transport, altered aquatic habitats, reduced biodiversity, changes in water temperature, decreased downstream flows, river system fragmentation, and impaired floodplain dynamics, affecting ecosystems, water quality, and local livelihoods [133,134,135,136]. The creation of artificial pool–riffle sequences often fail to replicate the natural stream morphology, leading to disrupted hydrological patterns [137]. Studies have documented delays in peak flow timing ranging from 2 to 24 h, which can have cascading effects on downstream ecosystems and their natural processes [97].
Backwater effects cause significant hydrological concerns in areas where leaky dams function. These effects typically manifest as ponded areas extending 10–100 m upstream, depending on the dam height and stream gradient [138]. The impounded water can increase the depth by 0.3–1.5 m in affected reaches, while the flow velocity in backwater zones often decreases by 60–80% [139]. During high-flow events, these modifications can lead to unexpected flooding of adjacent land, affecting both riparian ecosystems and human infrastructure [140].
The alteration of water flow dynamics due to leaky dams can disrupt the natural sediment transport processes essential for maintaining channel morphology and ecological health [141]. By reducing the velocity of water downstream, leaky dams can prevent the natural scouring and deposition patterns that shape riverbeds [92]. This disruption may lead to increased sediment accumulation behind the dams, which require regular maintenance to ensure their effectiveness.
Sedimentation causes one of the most significant long-term challenges associated with leaky dams. The structures act as sediment traps, capturing between 40 and 70% of the suspended sediment load in their initial years of operation [142]. Accumulation rates typically range from 0.1 to 0.5 m/year behind these structures, leading to reduced storage capacity over time [143]. Research has shown that some leaky dam designs lose 30–50% of their capacity within just five years of installation due to the accumulation of sedimentation [144]. The composition of trapped material tends to shift toward fine sediments, which can comprise up to 80% of the accumulated material [145].
The release of sediment during high-flow events or structure failure poses additional challenges. Sudden releases can cause downstream turbidity to spike by 100–1000 NTU, potentially overwhelming aquatic ecosystems [146]. These events often result in significant scouring of downstream channels and can release previously trapped contaminants into the water system [147]. The resulting sediment pulse events can permanently alter channel morphology, affecting both the physical structure of the stream and its ecological functions [45]. Moreover, while leaky dams are designed to improve water quality and enhance habitat conditions, the accumulation of sediment can lead to decreased effectiveness over time if not properly managed [97]. Regular maintenance is essential to remove excess sediment and prevent the structures from becoming ineffective. This highlights the importance of ongoing monitoring and adaptive management strategies to ensure that leaky dams continue to provide their intended benefits while mitigating potential negative impacts associated with sedimentation.
The ecological impacts of leaky dams are another hindrance in the long run of leaky dams. Habitat fragmentation is a primary concern, with research documenting significant reductions in connectivity for aquatic species movement. Fish passage success rates typically drop by 30–90%, depending on species and dam design [148]. This fragmentation can lead to isolated populations, particularly affecting species with limited mobility, and can disrupt important genetic exchanges between populations [149].
The spread of invasive species presents another significant ecological challenge. The modified conditions created by leaky dams often favor non-native species adapted to slower-moving water. Studies have shown that invasive species can comprise 20–40% of species in affected areas [77]. The ponded areas behind dams create favorable conditions for invasive plant species, while disturbed areas around structures offer new colonization opportunities for non-native species [150]. Furthermore, the alteration of natural flow regimes due to leaky dams can exacerbate these issues. By disrupting the natural ebb and flow of rivers, leaky dams can prevent the seasonal flooding necessary for maintaining healthy floodplain ecosystems [151]. The loss of these periodic floods not only impacts aquatic habitats but also affects terrestrial ecosystems that rely on inundation for nutrient replenishment and vegetation maintenance [152].
Water quality changes associated with leaky dams occur through various mechanisms, particularly in terms of nutrient cycling and pollutant concentration. The increased retention time in ponded areas leads to modified nutrient processing patterns, potentially fostering harmful algal blooms [153]. Dissolved oxygen levels often decrease by 2–4 mg/L in impounded areas, while water temperature can increase by 2–5 °C during the summer months, affecting aquatic life and biochemical processes [154].
Pollutant concentration represents another significant water quality concern. These structures can accumulate contaminants in trapped sediments and enhance methylmercury production in ponded areas [155]. Agricultural runoff pollutants tend to concentrate behind the structures, and the slower-moving water can promote enhanced bacterial growth [156]. These water quality modifications can have far-reaching implications for both ecosystem health and human water use downstream.
The impacts of leaky dams vary considerably based on local conditions, dam design, and watershed characteristics. While these structures may offer certain benefits, such as improved sediment management and flood risk reduction, their potential negative impacts require careful consideration during the planning and implementation phases. Ongoing monitoring and adaptive management strategies are essential to minimize adverse effects while maximizing the intended benefits.

5. Technical Challenges Encountered in Implementing Leaky Dams

Design complexity is one of the most significant challenges in leaky dam implementation. Engineers must consider multiple variables, including stream morphology and flow characteristics, sediment load, and local climate patterns [35]. The optimal design requires careful calculation of dam height, width, and porosity to achieve desired flow attenuation while preventing excessive backup or structural failure [157]. Material selection presents another complex challenge, as materials must balance durability with environmental compatibility and cost-effectiveness [99]. Engineers often struggle with determining the appropriate spacing between structures, as too-close spacing can create unwanted backwater effects while too-distant spacing reduces effectiveness [158].
The structural integrity of leaky dams demands continuous monitoring and assessment. Design calculations must account for various failure modes, including overtopping, undercutting, and lateral displacement. The challenge increases in areas with highly variable flow regimes or frequent extreme weather events. Technical modeling of leaky dam performance remains difficult due to the complex interaction between flow patterns, sediment transport, and structural elements [159]. Advanced computational fluid dynamics models often struggle to accurately predict performance under all conditions [93].
Building leaky dams is economically feasible, as they require minimal upkeep and can be constructed using locally sourced materials such as tree trunks or branches [160]. However, their performance depends on regular inspections and maintenance to prevent reduced storage capacity and operational efficiency caused by accumulated debris and sediment [161]. Neglecting maintenance can lead to decreased effectiveness, increased structural stress, and diminished benefits over time [162]. Maintenance requirements pose ongoing technical challenges. Regular inspections are necessary to identify structural weaknesses, remove accumulated debris, and assess sediment buildup [163]. Access to sites for maintenance can be difficult, particularly in remote or steep terrain [157]. The timing of maintenance activities must consider seasonal variations in flow and potential impacts on wildlife. Technical expertise is required to evaluate when maintenance is necessary and what specific actions should be taken without compromising dam function [164].

5.1. Hydrological Considerations

Flow regime alterations cause complex challenges in leaky dam management. While designed to maintain some flow connectivity, these structures inevitably modify natural flow patterns. Changes in flow velocity and distribution can affect sediment transport processes, potentially creating unwanted erosion or deposition zones [165]. The cumulative impact of multiple structures can significantly alter reach-scale hydraulics, sometimes leading to unexpected channel adjustments [166].
Backwater effects create particular challenges during high-flow events. The extent of backwater influence must be carefully calculated to prevent flooding of upstream infrastructure or agricultural land [167]. These effects can vary seasonally and may extend further upstream than initially predicted. The interaction between multiple structures can create complex backwater patterns that are difficult to model accurately. Changes in channel morphology over time can alter backwater characteristics, requiring ongoing assessment and potential design modifications [168].
Managing flow during extreme events presents additional challenges. During floods, leaky dams must balance flow attenuation with structural stability. For instance, the potential for debris accumulation during high flows can temporarily reduce permeability, creating higher upstream water levels than they were designed [42]. Therefore, leaky dams are most effective and appropriate in low-to-moderate hazard scenarios and cannot realistically meet the rigorous safety requirements needed for high-risk areas (such as densely populated urban areas or critical infrastructure zones), where traditionally engineered dams continue to be essential for providing adequate flood safety and structural integrity. Low-flow conditions also present challenges, as structures must maintain sufficient flow for aquatic ecosystem needs while still providing the intended benefits [169].

5.2. Environmental and Ecological Challenges

Habitat disruption remains a significant concern in leaky dam implementation. While designed to enhance habitat diversity, initial construction can temporarily disturb existing ecosystems. Changes in flow patterns and sediment distribution can affect spawning grounds and feeding areas for aquatic species [75]. The modification of natural stream processes may impact species adapted to specific flow conditions or substrate types [34].
Balancing flood management goals with ecological conservation presents ongoing challenges. Structures must provide sufficient flow attenuation while maintaining connectivity for aquatic organism movement [170]. The timing of construction and maintenance activities must consider breeding seasons and migration patterns to minimize impact on sensitive species. Changes in water temperature and dissolved oxygen levels due to modified flow patterns can affect sensitive species [171]. Invasive species introduction poses another significant challenge; modified flow conditions and new habitat niches can create opportunities for invasive species establishment [172]. The physical structures themselves can serve as colonization points for non-native plants. Thus, management strategies must include monitoring for invasive species and developing appropriate control measures without compromising dam function.

5.3. Socio-Economic Factors

Land use conflicts often arise during leaky dam implementation due to competing interests among stakeholders, including landowners, farmers, conservationists, and local communities, who may disagree over property rights, agricultural impacts, environmental concerns, and resource allocation. Access requirements for construction and maintenance can impact private property rights [173]. Agricultural practices may need modification in areas affected by changed flow patterns or increased groundwater levels. Additionally, leaky dams may unintentionally cause localized or prolonged inundation of certain lands, particularly during extended wet periods, which can raise concerns among landowners regarding land usability and crop productivity. Such hydrological changes, even if ecologically beneficial, may be perceived as adverse by landholders and require careful stakeholder engagement and adaptive planning. Environmental groups might also object if dam construction disrupts local habitats, even temporarily [174]. The acquisition of land or easements for dam installation can face resistance from property owners, particularly in areas with high land values [175].
Economic viability presents ongoing challenges in project implementation. Initial construction costs must be balanced against long-term maintenance requirements and expected benefits. Funding mechanisms for maintenance of leaky barriers is difficult to obtain and maintain over time. The economic benefits of flood reduction and ecosystem services can be challenging to quantify and communicate to stakeholders [175]. This could be due to the local governments and stakeholders disagreeing on the prioritization of land for leaky dams versus other infrastructure projects like housing, roads, or industrial development. Thus, public perception and acceptance can significantly impact project success, although some stakeholders may resist changes to familiar landscape features or express concerns about effectiveness [176]. Additionally, insufficient consultation with local stakeholders during planning can lead to opposition, as affected parties feel excluded or unaware of the benefits and trade-offs from leaky dam projects. Furthermore, the distribution of costs and benefits among different community members can create social tensions; thus, education, awareness, and engagement programs are required.

6. Emerging Trends

The future of leaky dam development is increasingly focused on smart technology integration and adaptive management systems. Real-time monitoring systems using IoT sensors are being developed to track dam performance, water levels, and sediment accumulation [177]. These systems enable automatic adjustments to dam porosity and flow characteristics based on environmental conditions. Artificial intelligence (AI) and machine learning (ML) algorithms are being employed to predict maintenance needs and optimize dam networks for maximum effectiveness [178].
Climate change adaptation is driving innovation in leaky dam design. New materials and construction techniques are being developed to withstand more frequent extreme weather events [179]. Hybrid designs incorporating traditional engineering with natural materials show promise for increased resilience. In addition, the advanced modeling techniques help to predict system performance under various climate scenarios [180]. Integration with broader watershed management strategies is becoming more sophisticated. Leaky dams are increasingly part of comprehensive nature-based solutions that include wetland restoration, riparian buffer enhancement, and sustainable urban drainage systems [56]. This holistic approach maximizes benefits while minimizing potential negative impacts.
The future of leaky dam development is likely to involve further refinement of existing types and the emergence of new hybrid designs incorporating advanced materials and monitoring technologies. The integration of AI and remote sensing capabilities may enhance the adaptive management of leaky dam systems, particularly in networked configurations [181]. Additionally, an improved understanding of ecosystem responses to different dam types will inform design optimization and implementation strategies, ensuring these structures continue to provide effective water management while supporting ecological objectives.
International collaboration is increasing, leading to knowledge sharing and improved design standards across different geographical and climatic contexts. Community-based approaches to dam management are gaining prominence. Local stakeholder involvement in design, implementation, and monitoring is becoming standard practice. Citizen science initiatives are being developed to engage communities in monitoring and maintenance activities.

7. Research Gaps

Significant knowledge gaps exist in understanding the long-term performance of leaky dams under changing climate conditions. More research is needed on system resilience to extreme events and effectiveness in various geological and hydrological settings. Studies examining the cumulative effects of multiple dams across watersheds are particularly lacking.
Quantification of ecosystem services remains challenging. Thus, better methods are needed to measure and value the full range of benefits provided by leaky dam systems, including improved understanding of carbon sequestration potential, biodiversity enhancement, and water quality improvements. The interaction between leaky dams and groundwater systems requires further investigation. Research gaps exist in understanding the spatial extent of groundwater influence and long-term impacts on aquifer recharge. More data are needed on the effects of seasonal variations and climate change on these interactions. Sediment transport dynamics through leaky dam networks need better understanding. Research is required on optimal dam spacing for sediment management and the long-term morphological impacts on stream channels. Studies on sediment quality and its influence on downstream ecosystems are limited.
Economic analysis methods require refinement. Better tools are needed to evaluate cost-effectiveness and compare leaky dams with traditional flood management approaches. Research on financing mechanisms and payment for ecosystem services could improve implementation feasibility. The impact of leaky dams on different species and ecosystem types remains poorly understood. More research is needed on fish passage effectiveness, habitat creation for specific species, and impacts on riparian vegetation communities. Furthermore, studies on invasive species management in modified systems are limited.
Future research should explore the long-term implications of leaky dam sediment retention on downstream wetland resilience, particularly in terms of vertical accretion and elevation maintenance. The current literature provides limited empirical data on how such systems impact sediment-dependent wetland sustainability under changing hydrological regimes.
Maintenance optimization studies are needed to develop more efficient and cost-effective approaches. Research on automated monitoring systems and predictive maintenance could improve long-term sustainability. Studies on material durability and degradation patterns could inform better design choices, and social impact assessment methods require development. A better understanding is needed of community acceptance factors and stakeholder engagement strategies. Research on the cultural and recreational values associated with leaky dam systems is limited. Integration with urban systems presents research opportunities. Studies on incorporating leaky dams into urban flood management and green infrastructure networks are needed [182]. Research on scaling effects and application in different urban contexts could expand implementation potential.
Climate change adaptation strategies specific to leaky dam systems need development. Research on design modifications for increased resilience and performance under changed climate conditions is important. Studies on carbon sequestration potential and contribution to climate mitigation strategies are limited.

8. Conclusions

Leaky dams represent a transformative nature-based solution for sustainable flood management, bridging the gap between traditional engineering approaches and ecological practices. This review highlights their multifaceted mechanisms, including water flow regulation, sediment trapping, groundwater recharge, and biodiversity enhancement. By moderating water velocity, dispersing floodwaters, and capturing sediment, leaky dams effectively reduce peak flows, mitigate erosion, and improve water quality, while fostering resilient agricultural landscapes and ecosystems. The demonstrated effectiveness of leaky dams in reducing peak flows, enhancing sediment management, and promoting biodiversity underscores their potential to provide comprehensive flood mitigation alongside critical ecological benefits. However, successful implementation requires addressing challenges such as design complexity, hydrological variability, maintenance demands, and socio-economic considerations, including land use conflicts and stakeholder engagement. Adaptive management strategies, advanced monitoring technologies, and robust planning are essential to balance flood mitigation with ecological preservation. Emerging trends, including the integration of IoT sensors, AI algorithms, and innovative materials, are enhancing the functionality and resilience of leaky dams. Incorporating leaky dams within broader watershed management frameworks maximizes their effectiveness and co-benefits. However, research gaps persist, particularly regarding long-term performance under changing climatic conditions, the cumulative impact of multiple dams, and ecosystem service quantification.
This review is not without limitations. While it draws on a wide range of peer-reviewed literature, certain subtopics, such as long-term sediment dynamics, downstream wetland impacts, and cost-benefit analyses, are underrepresented in the current body of research. Additionally, variations in study design, geographic scope, and terminology across existing publications limited direct comparisons in some areas. These gaps reflect the evolving nature of the field and underscore the need for more targeted and standardized research. Future research should focus on developing standardized design guidelines, improving predictive models, and conducting economic analyses to fully realize the potential of leaky dams as a cornerstone of sustainable flood management systems.

Funding

No funding was received to carry out this research work.

Data Availability Statement

This is a review paper, and no numerical data were used in the presentation.

Conflicts of Interest

The authors declare no conflicts of interest.

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Figure 1. A comparison between observed and simulated peak flow events following the installation of leaky barriers (LB) in the Eye Brook headwater catchment: (A) 24 December 2012; (B) 26–27 January 2013; (C) 14 February 2013 and (D) 28 October 2013 [41].
Figure 1. A comparison between observed and simulated peak flow events following the installation of leaky barriers (LB) in the Eye Brook headwater catchment: (A) 24 December 2012; (B) 26–27 January 2013; (C) 14 February 2013 and (D) 28 October 2013 [41].
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Hansamali, U.; Makumbura, R.K.; Rathnayake, U.; Azamathulla, H.M.; Muttil, N. Leaky Dams as Nature-Based Solutions in Flood Management Part II: Mechanisms, Effectiveness, Environmental Impacts, Technical Challenges, and Emerging Trends. Hydrology 2025, 12, 91. https://doi.org/10.3390/hydrology12040091

AMA Style

Hansamali U, Makumbura RK, Rathnayake U, Azamathulla HM, Muttil N. Leaky Dams as Nature-Based Solutions in Flood Management Part II: Mechanisms, Effectiveness, Environmental Impacts, Technical Challenges, and Emerging Trends. Hydrology. 2025; 12(4):91. https://doi.org/10.3390/hydrology12040091

Chicago/Turabian Style

Hansamali, Umanda, Randika K. Makumbura, Upaka Rathnayake, Hazi Md. Azamathulla, and Nitin Muttil. 2025. "Leaky Dams as Nature-Based Solutions in Flood Management Part II: Mechanisms, Effectiveness, Environmental Impacts, Technical Challenges, and Emerging Trends" Hydrology 12, no. 4: 91. https://doi.org/10.3390/hydrology12040091

APA Style

Hansamali, U., Makumbura, R. K., Rathnayake, U., Azamathulla, H. M., & Muttil, N. (2025). Leaky Dams as Nature-Based Solutions in Flood Management Part II: Mechanisms, Effectiveness, Environmental Impacts, Technical Challenges, and Emerging Trends. Hydrology, 12(4), 91. https://doi.org/10.3390/hydrology12040091

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