Vulnerability and Risk Management to Ensure the Occupational Safety of Underground Mines
Abstract
:1. Introduction—The Situation of Underground Mines at the European and National Romanian Levels
- Mine closure plans: Romania has committed to closing coal mines by 2030, in accordance with European commitments regarding the energy transition. Currently, there are nine lignite quarries in Oltenia and four deep bituminous coal mines in the Jiu Valley in use, which are to be closed gradually.
- Social and economic impact: Mine closures affect around 12,000 miners, most of them concentrated in the southwest of the country. Regions such as the Jiu Valley face major economic and social challenges, including high unemployment and a lack of viable economic alternatives.
- Methane emissions: Romania is responsible for 85% of the methane emitted by abandoned coal mines in the EU, which underlines the need for urgent measures to manage these emissions and reduce environmental impacts.
- Reducing coal production: According to a special report from the European Court of Auditors, coal production in the EU has fallen significantly in recent decades as part of decarbonization efforts.
- Methane emissions: Underground coal mines are significant sources of methane emissions, a powerful greenhouse gas. Coal mining, particularly in underground mines, generates methane emissions which, if not reduced, continue after the mines’ closures.
- Transition of mining regions: Some European mining regions have managed to reinvent themselves. For example, after the closure of coal mines in the 1990s, the Ostrava region of the Czech Republic has become an IT hub, demonstrating that economic transition is possible with appropriate strategies.
2. State of the Art
- Mining involves activities in hazardous environments, such as underground depths and unstable tunnels, involving exposure to toxic gases and heavy equipment usage;
- Common accidents include explosions, landslides, tunnel collapse, exposure to toxic substances, and mechanical accidents;
- Long-term health problems such as lung disease (e.g., silicosis) are common.
- There are strict requirements set by national and international authorities for safety in the mining sector, including employee training, regular equipment checks, preventive measures, and emergency response;
- Compliance with these standards is mandatory in order to avoid legal sanctions and to protect the reputation of companies.
- The implementation of modern technologies, such as the real-time monitoring of mine conditions, usage of robots for inspections in hazardous areas, and sensors for the detection of hazardous gases, helps to reduce the risks;
- The automation and robotization of certain operations can eliminate the direct exposure of workers to hazardous conditions.
- It is crucial that workers are well trained in safety procedures, personal protective equipment usage, and emergency management;
- Regular training and simulation exercises can improve responses in case of an accident.
- Work accidents have a significant economic impact on companies through the loss of productivity, costs associated with compensation, and loss of life;
- Mining accidents can cause major social problems, affecting victims’ families and mining-dependent communities.
- The number of accidents and health problems can be reduced;
- The trust of workers and local communities can be increased;
- The sustainability and social responsibility of mining companies can be improved.
- The mining sector provides the raw materials needed for industries such as energy, construction, IT, and machine production;
- Rare minerals and metals are essential for the development of green technologies such as batteries for electric vehicles, solar panels, and wind turbines.
- It contributes to GDP growth by generating jobs and attracting foreign investment;
- It supports local economies, especially in regions where mining is a primary activity;
- The export of mineral resources is an important source of income for many countries.
- Access to domestic mineral resources reduces import dependency and strengthens national security;
- Rare minerals are of strategic importance in the geopolitical context, being used in advanced technology and defense.
- Mining exploitation must be carried out responsibly in order to minimize the environmental impact;
- The need to adopt sustainable practices, such as green mining and material recycling, is essential in order to reduce the environmental footprint.
- Modernizing the sector through advanced technologies can increase the efficiency and safety of mining processes;
- Research and innovation can contribute to reducing the negative effects of mining and harnessing alternative resources.
- An integrated approach including strict policies and regulations is needed in order to ensure the sustainable and equitable exploitation of resources;
- Cooperation between governments, local communities, and investors is crucial to ensure mutual benefits.
- It is important that the mining sector is integrated into regional development strategies to support local communities;
- Mining projects should include social responsibility initiatives to contribute to the development of infrastructure, education, and health in the affected areas.
Specialists | Entity | Paper |
Wang, Q.; Cheng, T.; Lu, T.; Liu, H.; Zhang, R.; Huang, J. [6] | China University of Mining and Techology, Xuzhou, China; Hubey Polytechnic University, Huangshi, China; Guangzhou University from China; and University of Wisconsin-Madison, USA. | Underground Mine Safety and Health: A Hybrid MEREC–CoCoSo System, 2024. |
Imam, M.; Baina, K., Tabii, Y.; Ressami, E.M.; Adlaoui, Y.; Benzakour, I.; Abdelwahed, E.h. [7] | Mohammed V University, Rabat, Morocco; Innovation and Research, Rabat, Morocco; Meminex, Managem, Casablanca, Morocco; and Cadi Ayyad University, Marrakesh, Morocco. | The future of mine safety: a comprenhensive rewiew of anti-collision sustems based on computer vision in underground mines, 2023. |
Li, J.; Ren, J.; Li, C.; Zhang, W.; Tong, F. [8] | China University of Mining and Techology, Beijing, China; and CCTEG Wuhan Engineering Company, Wuhan, China. | Failure mechanism and stability control of soft roof in advance support section of mining face, 2023. |
Dong, L.; Zhu, H.; Yan, F.; Bi, S. [9] | Central South University, Changsha, China. | Risk field of rock instability using microseismic monitoringdata in deep mining, 2023. |
Zhao, X.; Zhou, X. [10] | Northeastern University, Shenyang, China. | Design metrod and application of stope structure parameters in deep metal mines based on an improved graph, 2022. |
Specialists | Entity | Paper |
Vasilescu, G.; Moraru, R.; Babuț, G. [11] | INSEMEX Petrosani, Romania; University of Petrosani, Romania. | Quantitative risk assessment and safety databases in Romanian coal mining: preliminary systematic approach, 2021. |
Ilias, N.; Tomescu, C.; Gaman, G.; Ghicioi, E. [12] | University of Petrosani, Romania, and INSEMEX Petrosani, Romania. | Evalution of Occupational Health and Safety in romanian coal mining in terms of legislation and practice. |
Arad, S.; Arad, V.; Veres, J.; Stoicuta, O. [13] | University of Petrosani, Romania | Safety excavation in salt rock used for underground storage in Romania, 2008. |
Cioca, L.; Moraru, R. [14] | Lucian Blaga University from Sibiu, Romania, and University of Petrosani, Romania. | Explosion and/or fire risk assessment methodology: a common approach, structured for underground coalmine environments, 2012. |
Moraru, R.; Babut, G.; Cioca, L. [15] | University of Petrosani, Romania, and Lucian Blaga University from Sibiu, Romania. | Study of methane flow in caved goafs ajacent to longwall faces in Valea Jiului coal basin, 2013. |
- Gas Detection Systems application: They are used in detecting toxic and explosive gases like methane (CH4), carbon monoxide (CO), and hydrogen sulfide (H2S).
- Ground Control and Geotechnical Monitoring application: They are used in preventing roof collapses and rockfalls.
- Communication and Tracking Systems application: They are applied to maintain communication with workers and tracking their location in real time.
- Autonomous and Remote-Controlled Equipment applications: They are utilized in reducing human exposure to dangerous environments.
- Ventilation Monitoring and Control application: They are utilized in maintaining air quality and controlling airflow underground.
- Collision Avoidance Systems (CAS) application: They are applied to prevent accidents between mobile equipment and workers.
- Wearable Safety Tech application: They are used in monitoring the health and safety of miners.
- Emergency Response Systems application: They are utilized in enhancing preparedness for fires, collapses, or explosions.
- (a)
- Precariousness of mining security activity;
- (b)
- Precariousness of occupational safety activity.
- (a)
- Vulnerability level 25—Very high (Gravity 5 × Impact 5);
- (b)
- Vulnerability level 15—High (Gravity 5 × Impact 3).
- (a)
- Necessary actions and resources to mitigate, stop, and/or eliminate vulnerabilities;
- (b)
- A strategy to mitigate, stop, and/or eliminate vulnerabilities.
- (a)
- Definition of dysfunctions, deficiencies, and non-compliances within the mining system;
- (b)
- Definition and identification of vulnerabilities;
- (c)
- Estimation of vulnerabilities using gravity and impact matrix;
- (d)
- Determination of scenario type depending on the vulnerability level;
- (e)
- Prioritization of vulnerabilities;
- (f)
- Vulnerability assessment;
- (g)
- Presentation of necessary actions and resources to mitigate, stop, and/or eliminate vulnerabilities;
- (h)
- Development of a strategy to mitigate, stop, and/or eliminate vulnerabilities.
3. Vulnerability and Risk Management—Critical Analysis
- Glossary of terms:
- (a)
- The identification of vulnerabilities;
- (b)
- The estimation of vulnerabilities;
- (c)
- The prioritization of vulnerabilities;
- (d)
- The assessment of vulnerabilities.
3.1. The Identification of Vulnerabilities
3.2. The Estimation of Vulnerabilities
- Very low: The event produces a minor disturbance in the activity, without material damage;
- Low: The event causes minor material damage and limited disruption to activity;
- Medium: The event causes injuries to staff and/or certain losses of equipment and utilities, and delays in providing the service;
- High: The event causes serious staff injuries, significant loss of equipment of installations and facilities, delays, and/or interruption of service provision;
- Very high: The consequences are catastrophic, resulting in deaths and serious injuries to staff; major losses in equipment, installations, and facilities; and the termination of service provision.
- Very low: The event produces a minor disturbance in the activity, without material damage;
- Low: The event causes minor material damage and limited disruption to activity;
- Medium: The event causes injuries to staff and/or certain losses of equipment and utilities, and delays in providing the service;
- High: The event causes serious staff injuries, significant loss of equipment of installations and facilities, delays, and/or interruption of service provision;
- Very high: The consequences are catastrophic, resulting in deaths and serious injuries to staff; major losses in equipment, installations, and facilities; and the termination of service provision.
Gravity | Very high 5 | |||||
High 4 | ||||||
Medium 3 | ||||||
Low 2 | ||||||
Very low 1 | ||||||
0 | Very low 1 | Low 2 | Medium 3 | High 4 | Very high 5 | |
Impact | ||||||
Note: The vulnerability level is given by the product between the gravity level and impact level. |
- 1. The worst;
- 2. Plausibly the worst;
- 3. Moderate.
1. The Worst | 2. Plausibly the Worst | 3. Moderate |
3.3. The Assessment of Vulnerabilities
- (a)
- The pre-assessment;
- (b)
- The assessment;
- (c)
- The post-assessment.
3.3.1. The Pre-Assessment
3.3.2. The Assessment
- (a)
- Gravity—G:
- 1: Very low;
- 2: Low;
- 3: Medium;
- 4: High;
- 5: Very high.
- (b)
- Impact—I:
- 1: Very low;
- 2: Low;
- 3: Medium;
- 4: High;
- 5: Very high.
- Between 1 and 3: Very low (Green);
- Between 4 and 6: Low (Brown);
- Between 7 and 12: Medium (Yellow);
- Between 13 and 16: High (Orange);
- Between 17 and 25: Very high (Red).
The Gravity Analysis | Level | |
---|---|---|
The identified vulnerability: 4. Precariousness of mining security activity. 5. Precariousness of occupational safety activity. | 1. Very low | |
2. Low | ||
3. Medium | ||
4. High | ||
X | Very high |
Level | Gravity | |
1. Very low | The event produces a minor disturbance in the activity, without material damage. | |
2. Low | The event causes minor material damage and limited disruption to activity. | |
3. Medium | The event causes injuries to staff and/or certain losses of equipment and utilities, and delays in providing the service. | |
4. High | The event causes serious staff injuries, significant loss of equipment of installations and facilities, delays, and/or interruption of service provision. | |
X | 5. Very high | The consequences are catastrophic, resulting in deaths and serious injuries to staff; major losses in equipment, installations, and facilities; and termination of service provision. |
The Impact Analysis | Level | ||
---|---|---|---|
Potential deaths (persons) | 1. Very low | 0–5 people | |
2. Low | 6–10 people | ||
3. Medium | 11–15 people | ||
4. High | 16–20 people | ||
X | 5. Very high | >21 people | |
Potential injured persons (persons) | 1. Very low | 0–20 people | |
2. Low | 21–40 people | ||
3. Medium | 41–60 people | ||
4. High | 61–80 people | ||
X | Very high | >81 people | |
Potential losses or damage to on-site infrastructures providing the main utilities: electricity, communications, drinking water, and natural gas (damage) | 1. Very low | temporary damage | |
2. Low | considerable damage | ||
3. Medium | medium damage | ||
X | 4. High | high damage | |
Very high | very high damage | ||
Potential losses or damage to the material goods of those to whom services are provided by the critical national infrastructure in question: public, commercial, and private (income on invested capital) | 1. Very low | 0–10% of IIC | |
2. Low | 11–20% of IIC | ||
3. Medium | 21–30% of IIC | ||
X | 4. High | 31–40% of IIC | |
5. Very high | over 41% of IIC | ||
Potential losses or damage to the environment (%) | 1. Very low | 0–20% | |
2. Low | 21–40% | ||
3. Medium | 41–60% | ||
X | 4. High | 61–80% | |
Very high | over 81% | ||
Potential social impacts (the public confidence) | 1. Very low | 0–10% of PC | |
2. Low | 11–20% of PC | ||
3. Medium | 21–30% of PC | ||
X | 4. High | 31–40% of PC | |
5. Very high | 0–10% of PC | ||
IIC— income on invested capital; PC—public confidence. The results were determined by the authors in a doctoral thesis at the University of Petrosani, Romania, and are in the process of being implemented in the National Mining System. |
Level | Impact | |
1. Very low | The event produces a minor disturbance in the activity, without material damage. | |
2. Low | The event causes minor material damage and limited disruption to activity. | |
3. Medium | The event causes injuries to staff and/or certain losses of equipment and utilities, and delays in providing the service. | |
4. High | The event causes serious staff injuries, significant loss of equipment of installations and facilities, delays, and/or interruption of service provision. | |
X | 5. Very high | The consequences are catastrophic, resulting in deaths and serious injuries to staff; major losses in equipment, installations, and facilities; and termination of service provision. |
The Analysis of the Interdependencies | Critical Infrastructures or Systems |
---|---|
The National Power System is interdependent with the mining system in that it covers the electricity demand in case of energy insecurity, damage, crisis, power outages, or natural disasters (earthquake, drought, frost, storms, etc.) | Critical mining and power infrastructures. |
The results were determined by the authors in a doctoral thesis at the University of Petrosani, Romania, and are in the process of being implemented in the National Mining System. |
Gravity | Very high 5 | Vulnerabilities 4 and 5 | ||||
High 4 | ||||||
Medium 3 | ||||||
Low 2 | ||||||
Very low 1 | ||||||
0 | Very low 1 | Low 2 | Medium 3 | High 4 | Very high 5 | |
Impact | ||||||
Note: The vulnerability level is given by the product between the gravity level and impact level. |
Calculated Vulnerability Level | |
Level | Score |
Very low | 1–3 |
Low | 4–6 |
Medium | 7–12 |
High | 13–16 |
Very high | 17–25 |
Gravity | Very high 5 | Vulnerabilities 4 and 5 | ||||
High 4 | ||||||
Medium 3 | ||||||
Low 2 | ||||||
Very low 1 | ||||||
0 | Very low 1 | Low 2 | Medium 3 | High 4 | Very high 5 | |
Impact | ||||||
Note: The vulnerability level is given by the product between the gravity level and impact level. |
Calculated Vulnerability Level | |
Level | Score |
Very low | 1–3 |
Low | 4–6 |
Medium | 7–12 |
High | 13–16 |
Very high | 17–25 |
3.3.3. The Post-Assessment
3.4. The Development of the Strategy to Mitigate, Stop, and/or Eliminate Vulnerabilities
- Experimentation with Permissible Emulsion Explosives: The researchers tested a new type of permissible emulsion explosive tailored for the methane-rich conditions of Jiu Valley mines. These explosives were evaluated both in controlled environments and through underground blasts to ensure safety and effectiveness.
- Reliability Analysis of Underground Conveyor Belt Systems: A comprehensive study focused on the conveyor belts at Vulcan Mine identified that transportation system failures were significant contributors to operational downtimes. The analysis aimed to inform maintenance and upgrade strategies to improve system reliability.
- Assessment of Specific Workplace Risks: An evaluation of occupational risks in Jiu Valley mines involved identifying and ranking risk factors based on their potential severity. This assessment provided a foundation for implementing preventive measures to enhance worker safety.
- Management of Coal Dust Explosiveness: Studies addressed measures to mitigate the explosiveness of coal dust, emphasizing techniques like treating mining areas with hygroscopic substances. These methods aimed to reduce hazards associated with coal dust in Jiu Valley collieries.
- Safety Improvement Solutions Using GIS Technology: A notable study titled “Safety Improvement Solutions in Coal Mines Using GIS” highlights the application of Geographic Information Systems (GISs) to enhance safety in mining operations. Conducted at the Lupeni coal mine in the Jiu Valley, the study demonstrated how GIS technology can be utilized to monitor and manage safety parameters effectively, thereby reducing risks associated with underground mining activities.
- Transition Strategies and Safety Considerations: The European project TRACER has been instrumental in formulating smart strategies for the transition in coal-intensive regions, with the Jiu Valley serving as a case study. The project emphasizes the importance of integrating safety measures into the broader framework of economic and environmental development. This includes addressing environmental risks and ensuring the well-being of the local population during the transition period.
- Environmental Impact and Safety Management: Research published in the journal Environmental Management and Health discusses the significant environmental risks posed by coal mining in the Jiu Valley. The study presents a sequential approach to environmental management, underscoring the necessity of implementing safety technologies to mitigate pollution and other hazards associated with mining activities.
4. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
References
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No. | The Identified Vulnerability | The Generating Source |
---|---|---|
1. | Poor management of mining operator activity and mining installations. | Dysfunction |
2. | Poor management of the operative and operational management activities of underground mines. | |
3. | Instability and insecurity of underground mines caused by the lack or precariousness of investments in mining infrastructure. | |
4. | Precariousness of mining security activity. | |
5. | Precariousness of occupational safety activity. | |
6. | Precariousness of the protection and security activity of critical mining infrastructures. | |
7. | Lack of underground mine development strategies, critical infrastructure protection, and mining security. | |
8. | Power deficit in the National Power System. | Deficiency |
9. | Deficit in high-performance mining installations in underground mines. | |
10. | Deficit in coal storage infrastructures. | |
11. | Deficit in mining financial resources. | |
12. | Deficit in mining energy research and development resources. | |
13. | Deficit in mining qualified and overqualified human resources. | |
14. | Deficit in honest and serious human resources. | |
15. | Deficit in political and legislative stability. | |
16. | Precariousness and non-performance of mining equipment and appliances within underground mines. | Non-compliance |
17. | Lack of coal—possible local, area, regional, or national black-out, derived from the lack of coal-fired electricity. | |
18. | Dependence of national systems on coal-fired electricity. | |
The results were determined by the authors in a doctoral thesis at the University of Petrosani, Romania, and are in the process of being implemented in the National Mining System. |
No. | The Identified Vulnerability | Gravity Estimation | Impact Estimation | Vulnerability Level | Scenario Type |
---|---|---|---|---|---|
1. | Poor management of mining operator activity and mining installations. | 4. High | 4. High | 16. High | Plausibly the worst |
2. | Poor management of the operative and operational management activities of underground mines. | 3. Medium | 3. Medium | 9. Medium | Moderate |
3. | Instability and insecurity of the mining system caused by the lack or precariousness of investments in mining infrastructure. | 4. High | 4. High | 16. High | Plausibly the worst |
4. | Precariousness of mining security activity. | 5. Very high | 5. Very high | 25. Very High | The worst |
5. | Precariousness of occupational safety activity. | 5. Very high | 5. Very high | 25. Very High | The worst |
6. | Precariousness of the protection and security activity of critical mining infrastructures. | 4. High | 4. High | 16. High | Plausibly the worst |
7. | Lack of mining system development strategies, critical infrastructure protection, and mining security. | 3. Medium | 4. High | 12. Medium | Moderate |
8. | Power deficit in the National Power System. | 3. Medium | 4. High | 12. Medium | Moderate |
9. | Deficit in high-performance mining installations in the mining system. | 4. High | 4. High | 16. High | Plausibly the worst |
10. | Deficit in coal storage infrastructures. | 2. Low | 4. High | 8. Medium | Moderate |
11. | Deficit in mining financial resources. | 4. High | 4. High | 16. High | Plausibly the worst |
12. | Deficit in mining energy research and development resources. | 3. Medium | 3. Medium | 9. Medium | Moderate |
13. | Deficit in mining qualified and overqualified human resources. | 3. Medium | 3. Medium | 9. Medium | Moderate |
14. | Deficit in honest and serious human resources. | 3. Medium | 3. Medium | 9. Medium | Moderate |
15. | Deficit in political and legislative stability. | 3. Medium | 3. Medium | 9. Medium | Moderate |
16. | Precariousness and non-performance of mining equipment and appliances within the mining system. | 4. High | 4. High | 16. High | Plausibly the worst |
17. | Lack of coal—possible local, area, regional, or national black-out, derived from the lack of coal-fired electricity. | 3. Medium | 4. High | 12. Medium | Moderate |
18. | Dependence of national systems on coal-fired electricity. | 3. Medium | 4. High | 12. Medium | Moderate |
The vulnerability level is given by the product of Gravity × Impact The results were determined by the authors in a doctoral thesis at the University of Petrosani, Romania, and are in the process of being implemented in the National Mining System. Colors for gravity, impact and vulnerability level: Yellow—3 medium; Brown—4 high; Red—5 very high Colors for scenario type: Yellow—plausibly the worst; Green—moderate; Red—the worst |
The Identified Vulnerability | The Identification of the Generating Source (Dysfunction, Deficiency, Non-Compliance) | The Causal Analysis | |
---|---|---|---|
4. | Precariousness of the mining security activity. | Dysfunction | Lack, precariousness, or non-compliance of mining security activity within the mining system or underground or surface mining exploitation:
|
5. | Precariousness of occupational safety activity. | Dysfunction | Lack, precariousness, or non-compliance of occupational safety activity within mining system jobs or underground or surface exploitation:
|
The results were determined by the authors in a doctoral thesis at the University of Petrosani, Romania, and are in the process of being implemented in the National Mining System. |
The Identification of the Involved (Critical) Infrastructures | Notes |
---|---|
Critical energy infrastructure: power plants (through the lack of coal, which is the raw material for thermo power), power substations, and overhead power lines. | - |
The results were determined by the authors in a doctoral thesis at the University of Petrosani, Romania, and are in the process of being implemented in the National Mining System. |
The Vulnerability | Proposed Recommendations | |
---|---|---|
4. | Precariousness of mining security activity. |
|
5. | Precariousness of occupational safety activity. |
|
The results were determined by the authors in a doctoral thesis at the University of Petrosani, Romania, and are in the process of being implemented in the National Mining System. |
Vulnerability | Identified | After the Proposed Recommendations | ||
---|---|---|---|---|
4. Precariousness of mining security activity. 5. Precariousness of occupational safety activity. | 1. Very low | 1. Very low | ||
2. Low | 2. Low | |||
3. Medium | X | 3. Medium | ||
4. High | 4. High | |||
X | 5. Very high | 5. Very high |
The Prioritization of the Recommendations |
---|
1. Maximum strict compliance with all the legal procedures and rules on occupational safety, which would ensure the safety and security of workers, by the leaders of the working parties in underground or surface mining exploitation, during coal exploitation or mining closures; 2. Maximum strict compliance with all the electrical safety procedures and rules that would ensure the health and safety of workers by the leaders of the working parties (electrical personnel) in underground or surface mining exploitation during coal exploitation or mining closures; 3. The assessment of occupational health and safety, through different national or European methods, of all jobs in underground or surface mining exploitation by the risk-level assessor (external or internal authorized person), and the identification of all risks that may be dangerous to the integrity or life of workers; 4. Audit of the occupational health and safety of mining exploitation on how to comply with occupational health and safety activity at the management level (director, chief engineer, sector head, etc.) or with mining exploitation personnel (hauler, miner, gasser, brigadier, etc.); 5. The development, implementation, application, and strict compliance with all the legal procedures and rules regarding the Fire Extinguishing Plan during coal exploitation or mining closures; 6. The development and application of some procedures and rules regarding mining security, aligned and harmonized at the European level, very modern and pragmatic, to ensure mining security by the management and leaders of working parties in underground or surface mining exploitation, during coal exploitation or mining closures; 7. The development and application of some procedures and rules regarding occupational safety, aligned and harmonized at the European level, very modern and pragmatic, to ensure the safety and security of the workers by the management of the mining exploitation, those responsible for the occupational health and safety activity and leaders of working parties in underground or surface mining exploitation, during coal exploitation or mining closures; 8. The development, implementation, and application of procedures and rules regarding the assessment and audit from an occupational safety point of view, aligned and harmonized at the European level, very modern and pragmatic, to ensure the safety and security of workers in order to observe the level and manner of implementation of occupational health and safety rules by the management of underground or surface mining exploitation, during coal exploitation or mining closures; 9. The development, implementation, application, and strict compliance with all the legal procedures and rules on mining rescue activity during coal exploitation or mining closures; 10. Massive investments from European or national funds in infrastructure, equipment, installations, and high-performance machinery from mining decision makers within the Ministry of Energy and the management of underground or surface mining exploitation during coal exploitation or mining closures [19,20,21,22,23,24,25,26,27]. |
The results were determined by the authors in a doctoral thesis at the University of Petrosani, Romania, and are in the process of being implemented in the National Mining System. |
Necessary Actions | Necessary Resources |
---|---|
1. Strict compliance with all the procedures and legal norms regarding occupational health and safety, electrical security, and the Fire Extinguishing Plan. | Control personnel |
2. The assessment of occupational health and safety. | Specialized occupational health and safety personnel, internal or external (assessor/auditor) |
3. The audit of occupational health and safety. | |
4. The development and application of some legal procedures and rules regarding occupational health and safety and mining rescue. | Specialized personnel in occupational health and safety and mining rescue |
5. Massive investments from European or national funds in (critical) infrastructure, equipment, installations, and high-performance mining machinery [28,29,30,31,32,33,34,35] | National and European non/refundable funds |
The results were determined by the authors in a doctoral thesis at the University of Petrosani, Romania, and are in the process of being implemented in the National Mining System. |
Strategy to Mitigate, Stop, and/or Eliminate Vulnerabilities (Action/Job) | Importance | Execution Time | ||||
---|---|---|---|---|---|---|
I | Important | S | Short | (1–5 years) | ||
VI | Very Important | M | Medium | (5–10 years) | ||
U | Urgent | L | Long | (10–15 years) | ||
1. | Maximum strict compliance with all the legal procedures and rules on occupational health and safety that would ensure the health and safety of workers, by the leaders of the working parties in underground or surface mining exploitation, during coal exploitation or mining closures. | U | S | |||
2. | Maximum strict compliance with all the electrical and mechanical safety procedures and rules that would ensure the health and safety of workers, by the leaders of the working parties in underground or surface mining exploitation, during coal exploitation or mining closures. | U | S | |||
3. | The assessment of occupational health and safety through different national or European methods for all jobs in underground or surface mining exploitation, by the risk level assessor (external or internal authorized person), and the identification of all risks that may be dangerous to the integrity or life of workers. | U | S | |||
4. | Audit of the occupational health and safety of mining exploitation on how to comply with the occupational health and safety activity at the management level (director, chief engineer, sector head, etc.) or with mining exploitation personnel (hauler, miner, gasser, brigadier, etc.). | U | S | |||
5. | The development, implementation, application, and strict compliance with all the legal procedures and rules regarding the Fire Extinguishing Plan during coal exploitation or mining closures. | U | S | |||
6. | The development and application of some procedures and rules regarding mining security, aligned and harmonized at the European level, very modern and pragmatic, to ensure mining security by the management and leaders of working parties in underground or surface mining exploitation, during coal exploitation or mining closures. | U | S | |||
7. | The development and application of some procedures and rules regarding occupational health and safety, aligned and harmonized at the European level, very modern and pragmatic, to ensure the safety and security of the workers by the management of the mining exploitation, those responsible for the occupational health and safety activity and leaders of working parties in underground or surface mining exploitation, during coal exploitation or mining closures. | U | S | |||
8. | The development, implementation, and application of procedures and rules regarding the assessment and audit from an occupational health and safety point of view, aligned and harmonized at the European level, very modern and pragmatic, to ensure the safety and security of workers in order to observe the level and manner of the implementation of occupational health and safety rules by the management of underground or surface mining exploitation, during coal exploitation or mining closures. | U | S | |||
9. | The development, implementation, application, and strict compliance with all the legal procedures and rules on mining rescue activity during coal exploitation or mining closures. | U | S | |||
10. | Massive investments from European or national funds in infrastructure, equipment, installations, and high-performance machinery from mining decision makers within the Ministry of Energy and the management of underground or surface mining exploitation, during coal exploitation or mining closures [36,37]. | U | L | |||
The results were determined by the authors in a doctoral thesis at the University of Petrosani, Romania, and are in the process of being implemented in the National Mining System. |
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Daniel, F.N.; Dragoș, P.; Ilieva, O.M.; Gabriel, P.F.; Teodora, L.; Alin, C.E.; Cristian, L.D.; Gabriela, S.; Eugen, S.G.; Mihai, Ș.A. Vulnerability and Risk Management to Ensure the Occupational Safety of Underground Mines. Eng 2025, 6, 88. https://doi.org/10.3390/eng6050088
Daniel FN, Dragoș P, Ilieva OM, Gabriel PF, Teodora L, Alin CE, Cristian LD, Gabriela S, Eugen SG, Mihai ȘA. Vulnerability and Risk Management to Ensure the Occupational Safety of Underground Mines. Eng. 2025; 6(5):88. https://doi.org/10.3390/eng6050088
Chicago/Turabian StyleDaniel, Fîță Nicolae, Păsculescu Dragoș, Obretenova Mila Ilieva, Popescu Florin Gabriel, Lazăr Teodora, Cruceru Emanuel Alin, Lazăr Dan Cristian, Slușariuc Gabriela, Safta Gheorghe Eugen, and Șchiopu Adrian Mihai. 2025. "Vulnerability and Risk Management to Ensure the Occupational Safety of Underground Mines" Eng 6, no. 5: 88. https://doi.org/10.3390/eng6050088
APA StyleDaniel, F. N., Dragoș, P., Ilieva, O. M., Gabriel, P. F., Teodora, L., Alin, C. E., Cristian, L. D., Gabriela, S., Eugen, S. G., & Mihai, Ș. A. (2025). Vulnerability and Risk Management to Ensure the Occupational Safety of Underground Mines. Eng, 6(5), 88. https://doi.org/10.3390/eng6050088