Advanced Performance-Oriented Evaluation, Diagnosis and Fault-Tolerant Control Techniques for Industrial Processes

A special issue of Processes (ISSN 2227-9717). This special issue belongs to the section "Automation Control Systems".

Deadline for manuscript submissions: closed (20 February 2024) | Viewed by 21658

Special Issue Editors


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Guest Editor
Key Laboratory of Smart Manufacturing in Energy Chemical Process, Ministry of Education, East China University of Science and Technology, Shanghai 200237, China
Interests: intelligent modeling; control and optimization of industrial processes; computer vision and its industrial applications; performance monitoring and evaluation of complex industrial processes
School of Automation and Electrical Engineering, University of Science and Technology Beijing, Beijing 100083, China
Interests: performance monitoring; fault diagnosis; fault-tolerant control
Special Issues, Collections and Topics in MDPI journals

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Guest Editor
School of Astronautics, Harbin Institute of Technology, Harbin 150001, China
Interests: fault diagnosis; fault-tolerant control; distributed optimization; subspace methods
Special Issues, Collections and Topics in MDPI journals

Special Issue Information

Dear Colleagues,

With the rapid development of computer techniques, electronics and information technology, modern industrial processes are generally becoming more and more complex. For such processes, safety and reliability issues are of significant importance since fault or failure may result in disastrous consequences and hazards for personnel, plant and environment, in particular when the systems are embedded in systems that must be safe, such as networks, robots, or power plants. As a consequence, performance-oriented evaluation, diagnosis and fault-tolerant control (FTC) techniques have received considerable attention both in industry and academia over the past decades. So far, there are many complex and challenging issues in the performance monitoring and FTC techniques, such as data-driven performance monitoring and recovery methodologies, advanced model-based fault diagnosis and FTC techniques, as well as machine-learning-aided FTC techniques and their application in complex industrial processes and safety-relevant processes.

This Special Issue will focus on advanced performance-oriented evaluation, diagnosis and fault-tolerant control methodologies for complex industrial systems, especially performance monitoring and fault-tolerant control techniques, and machine-learning-related schemes with their industrial applications. The Guest Editors invite original manuscripts presenting recent advances in these fields with special reference to the following topics:

  • Data-driven performance monitoring and evaluation techniques.
  • Machine-learning-based fault diagnosis and fault-tolerant control techniques.
  • Data-driven fault diagnosis techniques.
  • Advanced model-based fault diagnosis and fault-tolerant control techniques for complex industrial processes.
  • Intelligent fault diagnosis and fault-tolerant control techniques for safety-critical systems.
  • Real-time implementation and industrial applications.

Dr. Xin Peng
Dr. Linlin Li
Prof. Dr. Hao Luo
Guest Editors

Manuscript Submission Information

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Submitted manuscripts should not have been published previously, nor be under consideration for publication elsewhere (except conference proceedings papers). All manuscripts are thoroughly refereed through a single-blind peer-review process. A guide for authors and other relevant information for submission of manuscripts is available on the Instructions for Authors page. Processes is an international peer-reviewed open access monthly journal published by MDPI.

Please visit the Instructions for Authors page before submitting a manuscript. The Article Processing Charge (APC) for publication in this open access journal is 2400 CHF (Swiss Francs). Submitted papers should be well formatted and use good English. Authors may use MDPI's English editing service prior to publication or during author revisions.

Keywords

  • performance monitoring
  • condition evaluation
  • fault diagnosis
  • fault-tolerant control

Published Papers (9 papers)

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Research

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19 pages, 18121 KiB  
Article
Gap-MK-DCCA-Based Intelligent Fault Diagnosis for Nonlinear Dynamic Systems
by Junzhou Wu, Mei Zhang and Lingxiao Chen
Processes 2024, 12(2), 388; https://doi.org/10.3390/pr12020388 - 15 Feb 2024
Viewed by 563
Abstract
In intelligent process monitoring and fault detection of the modern process industry, conventional methods mostly consider singular characteristics of systems. To tackle the problem of suboptimal incipient fault detection in nonlinear dynamic systems with non-Gaussian distributed data, this paper proposes a methodology named [...] Read more.
In intelligent process monitoring and fault detection of the modern process industry, conventional methods mostly consider singular characteristics of systems. To tackle the problem of suboptimal incipient fault detection in nonlinear dynamic systems with non-Gaussian distributed data, this paper proposes a methodology named Gap-Mixed Kernel-Dynamic Canonical Correlation Analysis. Initially, the Gap metric is employed for data preprocessing, followed by fault detection utilizing the Mixed Kernel-Dynamic Canonical Correlation Analysis. Ultimately, fault identification is conducted through a contribution method based on the T2 statistic. Furthermore, a comparative analysis was conducted using Canonical Variate Analysis, Dynamic Canonical Correlation Analysis, and Mixed Kernel-Dynamic Canonical Correlation Analysis on the Tennessee Eastman process. Experimental results indicate varying degrees of improvements in the detection rate, false alarm rate, missed detection rate, and detection time compared to the comparative methods, demonstrating the industrial value and academic significance of the method. Full article
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16 pages, 6370 KiB  
Article
Low-Power Very-Large-Scale Integration Implementation of Fault-Tolerant Parallel Real Fast Fourier Transform Architectures Using Error Correction Codes and Algorithm-Based Fault-Tolerant Techniques
by M. Kalpana Chowdary, Rajasekhar Turaka, Bayan Alabduallah, Mudassir Khan, J. Chinna Babu and Ajmeera Kiran
Processes 2023, 11(8), 2389; https://doi.org/10.3390/pr11082389 - 8 Aug 2023
Cited by 4 | Viewed by 1292
Abstract
As technology advances, electronic circuits are more vulnerable to errors. Soft errors are one among them that causes the degradation of a circuit’s reliability. In many applications, protecting critical modules is of main concern. One such module is Fast Fourier Transform (FFT). Real [...] Read more.
As technology advances, electronic circuits are more vulnerable to errors. Soft errors are one among them that causes the degradation of a circuit’s reliability. In many applications, protecting critical modules is of main concern. One such module is Fast Fourier Transform (FFT). Real FFT (RFFT) is a memory-based FFT architecture. RFFT architecture can be optimized by its processing element through employing several types of adder and multipliers and an optimized memory usage. It has been seen that various blocks operate simultaneously in many applications. For the protection of parallel FFTs using conventional Error Correction Codes (ECCs), algorithmic-based fault tolerance (ABFT) techniques like Parseval checks and its combination are seen. In this brief, the protection schemes are applied to the single RAM-based parallel RFFTs and dual RAM-based parallel RFFTs. This work is implemented on platforms such as field programmable gate arrays (FPGAs) using Verilog HDL and on application-specific integrated circuit (ASIC) using a cadence encounter digital IC implementation tool. The synthesis results, including LUTs, slices registers, LUT–Flip-Flop pairs, and the frequency of two types of protected parallel RFFTs, are analyzed, along with the existing FFTs. The two proposed architectures with the combined protection scheme Parity-SOS-ECC present an 88% and 33% reduction in area overhead when compared to the existing parallel RFFTs. The performance metrics like area, power, delay, and power delay product (PDP) in an ASIC of 45 nm and 90 nm technology are evaluated, and the proposed single RAM-based parallel RFFTs architecture presents a 62.93% and 57.56% improvement of PDP in 45 nm technology and a 67.20% and 60.31% improvement of PDP in 90 nm technology compared to the dual RAM-based parallel RFFTs and the existing architecture, respectively. Full article
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12 pages, 5620 KiB  
Article
Intelligent Temperature Control of a Stretch Blow Molding Machine Using Deep Reinforcement Learning
by Ping-Cheng Hsieh
Processes 2023, 11(7), 1872; https://doi.org/10.3390/pr11071872 - 22 Jun 2023
Cited by 2 | Viewed by 1644
Abstract
Stretch blow molding serves as the primary technique employed in the production of polyethylene terephthalate (PET) bottles. Typically, a stretch blow molding machine consists of various components, including a preform infeed system, transfer system, heating system, molding system, bottle discharge system, etc. Of [...] Read more.
Stretch blow molding serves as the primary technique employed in the production of polyethylene terephthalate (PET) bottles. Typically, a stretch blow molding machine consists of various components, including a preform infeed system, transfer system, heating system, molding system, bottle discharge system, etc. Of particular significance is the temperature control within the heating system, which significantly influences the quality of PET bottles, especially when confronted with environmental temperature changes between morning and evening during certain seasons. The on-site operators of the stretch blow molding machine often need to adjust the infrared heating lamps in the heating system several times. The adjustment process heavily relies on the personnel’s experience, causing a production challenge for bottle manufacturers. Therefore, this paper takes the heating system of the stretch blow molding machine as the object and uses the deep reinforcement learning method to develop an intelligent approach for adjusting temperature control parameters. The proposed approach aims to address issues such as the interference of environmental temperature changes and the aging variation of infrared heating lamps. Experimental results demonstrate that the proposed approach achieves automatic adjustment of temperature control parameters during the heating process, effectively mitigating the influence of environmental temperature changes and ensuring stable control of preform surface temperature within ±2 of the target temperature. Full article
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15 pages, 4642 KiB  
Article
Reactor Temperature Control Based on Improved Fractional Order Self-Anti-Disturbance
by Xiaowei Tang, Bing Xu and Zichen Xu
Processes 2023, 11(4), 1125; https://doi.org/10.3390/pr11041125 - 5 Apr 2023
Cited by 3 | Viewed by 1729
Abstract
In the chemical industry, a reactor is an absolutely necessary container. The fact that its dynamic qualities are nonlinear and unknown, however, is what causes the temperature to deviate from the value that was specified. As a result, the typical PID control cannot [...] Read more.
In the chemical industry, a reactor is an absolutely necessary container. The fact that its dynamic qualities are nonlinear and unknown, however, is what causes the temperature to deviate from the value that was specified. As a result, the typical PID control cannot fulfill the prerequisites of the production process. A new nonlinear function is presented to replace the function that was previously used, and a temperature controller that is based on better fractional order active disturbance rejection is devised. On the basis of a new fractional order temperature detector (FOTD), a new fractional order equilibrium state observer (FOESO), and nonlinear function, an improved fractional order active disturbance rejection controller has been developed. A model of the reactor was created, and the dynamic properties of temperature control were investigated. By simulation and experimentation, it was demonstrated that the strategy has a number of benefits and is effective. In this approach, the information provided by the model is exploited to its maximum potential, and the temperature of the inlet cooling water is employed as the temperature control disturbance for feedforward compensation. Over the entirety of the process, this guarantees that the desired temperature will be preserved. When compared to FADRC, PID, and ADRC, the rising time is increased by 5 s, and the overshoot is raised by 25%. It has been established that the fraction-order active disturbance rejection controller has a quicker response speed, a higher capacity for anti-interference, and a quicker speed of stabilization. Full article
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20 pages, 1863 KiB  
Article
An Improved Adaptive Dynamic Programming Algorithm Based on Fuzzy Extended State Observer for Dissolved Oxygen Concentration Control
by Xueliang Chen, Weimin Zhong, Xin Peng, Peihao Du and Zhongmei Li
Processes 2022, 10(12), 2618; https://doi.org/10.3390/pr10122618 - 7 Dec 2022
Cited by 1 | Viewed by 1664
Abstract
To solve the anti-disturbance control problem of dissolved oxygen concentration in the wastewater treatment plant (WWTP), an anti-disturbance control scheme based on reinforcement learning (RL) is proposed. An extended state observer (ESO) based on the Takagi–Sugeno (T-S) fuzzy model is first designed to [...] Read more.
To solve the anti-disturbance control problem of dissolved oxygen concentration in the wastewater treatment plant (WWTP), an anti-disturbance control scheme based on reinforcement learning (RL) is proposed. An extended state observer (ESO) based on the Takagi–Sugeno (T-S) fuzzy model is first designed to estimate the the system state and total disturbance. The anti-disturbance controller compensates for the total disturbance based on the output of the observer in real time, online searches the optimal control policy using a neural-network-based adaptive dynamic programming (ADP) controller. For reducing the computational complexity and avoiding local optimal solutions, the echo state network (ESN) is used to approximate the optimal control policy and optimal value function in the ADP controller. Further analysis demonstrates the observer estimation errors for system state and total disturbance are bounded, and the weights of ESNs in the ADP controller are convergent. Finally, the effectiveness of the proposed ESO-based ADP control scheme is evaluated on a benchmark simulation model of the WWTP. Full article
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16 pages, 4031 KiB  
Article
Design of Soft-Sensing Model for Alumina Concentration Based on Improved Deep Belief Network
by Xiangquan Li, Bo Liu, Wei Qian, Guoyong Rao, Lijuan Chen and Jiarui Cui
Processes 2022, 10(12), 2537; https://doi.org/10.3390/pr10122537 - 29 Nov 2022
Cited by 3 | Viewed by 1253
Abstract
Alumina concentration is an important parameter in the production process of aluminum electrolysis. Due to the complex production environment in the industrial field and the complex physical and chemical reactions in the aluminum reduction cell, nowadays it is still unable to carry out [...] Read more.
Alumina concentration is an important parameter in the production process of aluminum electrolysis. Due to the complex production environment in the industrial field and the complex physical and chemical reactions in the aluminum reduction cell, nowadays it is still unable to carry out online measurement and real-time monitoring. For solving this problem, a soft-sensing model of alumina concentration based on a deep belief network (DBN) is proposed. However, the soft-sensing model may have some limitations for different cells and different periodic working conditions such as local anode effect, pole changing, and bus lifting in the same cell. The empirical mode decomposition (EMD) and particle swarm optimization (PSO) with the DBN are combined, and an EMD–PSO–DBN method that can denoize and optimize the model structure is proposed. The simulation results show that the improved soft-sensing model improves the accuracy and universality of prediction. Full article
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16 pages, 3723 KiB  
Article
Research on Rolling-Element Bearing Composite Fault Diagnosis Methods Based on RLMD and SSA-CYCBD
by Jie Ma and Shitong Liang
Processes 2022, 10(11), 2208; https://doi.org/10.3390/pr10112208 - 27 Oct 2022
Cited by 2 | Viewed by 1291
Abstract
Aiming at the problem that it is difficult to separate and extract the composite fault features of rolling-element bearings, a composite fault diagnosis method combining robust local mean decomposition (RLMD), sparrow search algorithm (SSA), maximum second-order cyclostationarity blind deconvolution (CYCBD), is proposed. First, [...] Read more.
Aiming at the problem that it is difficult to separate and extract the composite fault features of rolling-element bearings, a composite fault diagnosis method combining robust local mean decomposition (RLMD), sparrow search algorithm (SSA), maximum second-order cyclostationarity blind deconvolution (CYCBD), is proposed. First, the RLMD is used to decompose the product function of the signal, and the two indicators, the excess and the correlation coefficient are then used as evaluation criteria to select the appropriate components for reconstruction. The reconstructed signal is then inputted into the SSA-optimized CYCBD algorithm, by specifying the objective function parameter which separates the faults and obtains multiple single fault signals with optimal noise reduction. Finally, envelope demodulation analysis is used for the multiple single fault signals, to obtain the characteristic frequencies of the corresponding faults, so as to complete the fault separation and feature extraction of composite faults. In order to verify the effectiveness of the method, the initial signals and the actual signals generated by the computer shall be used. The algorithm is verified using the XJTU-SY rolling-element bearing dataset, which shows the good performance of the method. Full article
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Review

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28 pages, 984 KiB  
Review
A Survey on Programmable Logic Controller Vulnerabilities, Attacks, Detections, and Forensics
by Zibo Wang, Yaofang Zhang, Yilu Chen, Hongri Liu, Bailing Wang and Chonghua Wang
Processes 2023, 11(3), 918; https://doi.org/10.3390/pr11030918 - 17 Mar 2023
Cited by 8 | Viewed by 5482
Abstract
Programmable Logic Controllers (PLCs), as specialized task-oriented embedded field devices, play a vital role in current industrial control systems (ICSs), which are composed of critical infrastructure. In order to meet increasing demands on cost-effectiveness while improving production efficiency, commercial-off-the-shelf software and hardware, and [...] Read more.
Programmable Logic Controllers (PLCs), as specialized task-oriented embedded field devices, play a vital role in current industrial control systems (ICSs), which are composed of critical infrastructure. In order to meet increasing demands on cost-effectiveness while improving production efficiency, commercial-off-the-shelf software and hardware, and external networks such as the Internet, are integrated into the PLC-based control systems. However, it also provides opportunities for adversaries to launch malicious, targeted, and sophisticated cyberattacks. To that end, there is an urgent need to summarize ongoing work in PLC-based control systems on vulnerabilities, attacks, and security detection schemes for researchers and practitioners. Although surveys on similar topics exist, they are less involved in three key aspects, as follows: First and foremost, previous work focused more on system-level vulnerability analysis than PLC itself. Subsequently, it was not clear whether their work applied to the current systems or future ones, especially for security detection schemes. Finally, the prior surveys lacked a digital forensic research review of PLC-based control systems, which was significant for security analysis at different stages. As a result, we highlight vulnerability analysis at both a core component level and a system level, as well as attack models against availability, integrity, and confidentiality. Meanwhile, reviews of security detection schemes and digital forensic research for the current PLC-based systems are provided. Finally, we discuss future work for the next-generation systems. Full article
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23 pages, 3781 KiB  
Review
A Review of Real-Time Fault Diagnosis Methods for Industrial Smart Manufacturing
by Wenhao Yan, Jing Wang, Shan Lu, Meng Zhou and Xin Peng
Processes 2023, 11(2), 369; https://doi.org/10.3390/pr11020369 - 24 Jan 2023
Cited by 22 | Viewed by 5434
Abstract
In the era of Industry 4.0, highly complex production equipment is becoming increasingly integrated and intelligent, posing new challenges for data-driven process monitoring and fault diagnosis. Technologies such as IIoT, CPS, and AI are seeing increasing use in modern industrial smart manufacturing. Cloud [...] Read more.
In the era of Industry 4.0, highly complex production equipment is becoming increasingly integrated and intelligent, posing new challenges for data-driven process monitoring and fault diagnosis. Technologies such as IIoT, CPS, and AI are seeing increasing use in modern industrial smart manufacturing. Cloud computing and big data storage greatly facilitate the processing and management of industrial information flow, which helps the development of real-time fault diagnosis (RTFD) technology. This paper provides a comprehensive review of the latest RTFD technologies in the field of industrial process monitoring and machine condition monitoring. The RTFD process is introduced in detail, starting with the data acquisition process. The current RTFD methods are divided into methods based on independent feature extraction, methods based on “end-to-end” neural networks, and methods based on qualitative knowledge reasoning from a new perspective. In addition, this paper discusses the challenges and potential trends of RTFD in future development to provide a reference for researchers focusing on this field. Full article
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