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Review

Solid Lubrication System and Its Plasma Surface Engineering: A Review

1
School of Nuclear Equipment and Nuclear Engineering, Yantai University, Yantai 264005, China
2
State Key Laboratory of Tribology, Tsinghua University, Beijing 100084, China
*
Authors to whom correspondence should be addressed.
Lubricants 2023, 11(11), 473; https://doi.org/10.3390/lubricants11110473
Submission received: 23 September 2023 / Revised: 12 October 2023 / Accepted: 28 October 2023 / Published: 3 November 2023
(This article belongs to the Special Issue Advances in Plasma Surface Treatment and Modification)

Abstract

:
In aerospace, aviation, nuclear power, and other high-tech fields, some essential moving parts must operate under high vacuum, high load, intense radiation, and other conditions. Under such extreme conditions, only solid lubricating materials can meet the lubrication requirements. Traditional material modification methods have problems such as high energy consumption, severe pollution, and narrow scope of application. Plasma modification technology can overcome these shortcomings. This paper focuses on several commonly used plasma preparation techniques for solid lubricating coatings, including plasma chemical heat treatment, physical vapor deposition, plasma immersion ion implantation and deposition, plasma spraying, and plasma electrolytic oxidation. Subsequently, the material systems of metal-based solid lubrication coatings are reviewed: soft metals, oxides, sulfides, nitrides, and carbon-based materials. Finally, found that the development of new solid lubricants, the improvement of existing preparation technology, and the development of new processes are the key development directions in the future.

1. Introduction

In industrial production and manufacturing, friction and wear are ubiquitous, and severe friction and wear will directly lead to the failure and scrap of mechanical parts [1,2,3]. According to statistics, the world’s annual energy consumption is due to friction, accounting for about 30% of the total. More than 60% of the mechanical parts are due to severe wear and tear failure. More serious is that friction and wear will cause malignant accidents in automated facilities, resulting in losses in personnel and property [4,5]. The purpose of lubrication is to reduce the coefficient of friction and reduce wear. Standard lubrication methods include oil, grease, gas, and solid lubrication [6,7,8].
With the development of modern high-end equipment, the operating conditions of friction systems have become increasingly demanding. Among them, solid lubrication exhibits unique superior performance for mechanical parts that work under extreme conditions such as high temperature, high pressure, high vacuum, and high speed, as well as for some mechanical parts that cannot form hydrodynamic lubrication [9,10,11]. At the same time, based on the development trend of environmental protection and green manufacturing, the use of liquid lubricants is also increasingly restricted. The introduction of solid lubrication has broken the limit of oil film lubrication. Therefore, researching solid lubricating materials suitable for harsh environments has increasingly highlighted their value. Solid lubricating coatings exhibit significant advantages due to their self-lubricating function.
Solid lubrication technology is becoming a thriving field, with some layered disulfides, soft metals, graphite, diamond-like carbon films, and oxides being famous solid lubrication materials [6,12,13,14,15,16]. The traditional method of preparing concrete lubricating coatings has problems such as high energy consumption, severe pollution, complex operation, and narrow applicability. At the same time, plasma preparation technology can precisely overcome these shortcomings [17,18,19]. The plasma state is the fourth state of matter, a quasi−neutral gas composed of charged and neutral particles, and exhibits a collective behavior. It accounts for about 99% of cosmic significance. The modification effect of plasma on materials comes from the presence of energetic electrons, ions, and metastable, excited, and free particles in the ionized gas [20]. These particles are unstable and active, and various forms of light radiation, such as infrared radiation, accompany plasma generation. Energy particles and energy light radiation in mate-rials are prone to desorption, doping, etching, sputtering, degradation, and cross-linking—a series of physical and chemical reactions such as interfacial polymerization.
The plasma surface treatment method involves the generation of high-energy particles that act on the surface of a material, causing chemical bonds to break and generate free radicals. These free radicals undergo cross-linking and re-bond to form a network structure, thereby improving the surface performance of the material [21,22]. By using different plasma preparation techniques and solid lubrication material system components, the lubrication performance of the coating improved to meet the needs of special working conditions [23,24,25,26,27]. This article elaborates on the plasma preparation methods of lubrication coatings, introduces relevant solid lubrication coating systems, and prospects for the future development trend of solid lubrication coatings.

2. Solid Lubrication Layer Plasma Surface Preparation Technology

2.1. Plasma Chemical Heat Treatment Technology

Chemical heat treatment is a heat treatment process in which a workpiece is placed in a device with an active medium, heated to a specific temperature, and maintained there [28,29]. It utilizes chemical reactions, sometimes combined with physical methods, to introduce desired elements into the surface of the workpiece, thereby altering its chemical composition, structure, and properties. The infiltration rate of plasma chemical heat treatment is faster than that of the traditional method. The deformation of the workpiece after heat treatment is small, and the composition and structure of the infiltration layer can be better controlled to obtain a high-quality infiltration layer. It has obvious advantages in energy saving and environmental protection [30,31,32]. There are various methods of chemical heat treatment, typically named after the infiltrated elements or compounds formed, such as nitriding [33,34,35], carburizing [36,37,38], nitrocarburizing [39], sulfurizing [40], oxidizing [41], among others.
Plasma chemical heat treatment can be divided into three stages: (1) the medium undergoes chemical decomposition at a specific temperature, generating active atoms or ions; (2) the active atoms or ions accumulate onto the workpiece; (3) the active atoms or ions diffuse from the workpiece’s surface to the interior, forming a diffusion layer with a certain thickness near the surface [42,43,44]. The workpiece can be regarded as a unique composite material, with the interior being the original steel and the surface layer being a material infused with alloying elements. The device schematic is shown in Figure 1 [45]. By ionizing gas and bombarding the sample, nitrogen, carbon, and other ions can be injected into the material surface to improve the surface performance and properties [46,47,48,49]. Plasma nitriding/carbonitriding can increase the surface strength of the material, improve its tensile and compressive abilities, and form a compound layer of nitride or carbonitride, which can significantly reduce wear and friction [33,45,50,51,52]. In addition, the compound can be formed, improving the material’s corrosion resistance and prolonging its service life [53,54,55].
Plasma sulfurizing is an effective treatment method for forming a sulfide film on the friction surface. It refers to sulfur infiltrating into the surface layer of metal parts and reacting with the metal to form sulfides through a chemical heat treatment process. Surface sulfurizing can improve the surface hardness, wear resistance, corrosion resistance, and working life of the workpiece. Plasma sulfurizing is simple, convenient to operate, cost-effective, and environmentally friendly compared to other sulfurizing processes. It can also impart unique properties to the surface, such as high-temperature resistance, anti-biting, anti-fatigue, wear resistance, and corrosion resistance, while ensuring the toughness of the base material. Wang et al. [56,57] successfully prepared FeS lubricating film layers with low friction coefficients and good wear resistance on AISI 1045 steel, high-speed steel (M2), and die steel (L6) substrates through plasma sulfurizing. The sulfurized layer plays a role in cutting peaks and filling valleys on the surface, making the surface flatter, thus increasing the actual contact area and reducing the contact stress.
Moreover, the asperities on the surface of metal materials are covered with a layer of soft sulfide, which delays the occurrence of occlusion. Han et al. [58] prepared a 3–4 μm sulfide solid lubrication layer on the surface of cobalt-based alloy coatings using laser cladding and plasma sulfurizing processes, which significantly reduced the friction coefficient and wear under dry friction conditions compared to a single cladding layer. In addition, the metal wear debris is buried in the sulfide layer or modified by the sulfide so that the abrasive wear and fatigue wear can be reduced.
Compared with traditional sulfurizing technology, low-temperature plasma sulfurizing technology has the advantages of fast sulfur infiltration speed, good layer infiltration effect, and non-toxic side effects, and has been in the surface modification of bearings, gears, molds, and other typical friction parts to achieve a wide range of industrial applications [59,60]. Sulfur infiltration technology can reduce energy and material consumption by improving the friction between moving pairs, increasing the service life and reliability of parts, and has a broad application prospect. Researchers should comprehensively apply the latest achievements in the field of computer technology, automatic control technology, and composite surface engineering technology, further promote the application of low-temperature sulfurizing technology to improve the friction situation of parts, improve the service performance and service life of equipment, and make contributions to energy saving, emission reduction, and sustainable development.

2.2. Physical Vapor Deposition (PVD) Technology

2.2.1. Magnetron Sputtering

Magnetron sputtering is a process of ionizing inert gases by applying a voltage between the cathode and anode of the furnace chamber under vacuum conditions, thereby generating a glow discharge effect [61,62]. The source of the deposited material is that Ar ions bombard the target or cathode, and the subsequent momentum transfer causes the neutral atoms of the target source to be expelled. The power supply of magnetron coating can be roughly divided into two categories: direct-current power and radio frequency power. Radio frequency power supply is particularly suitable for preparing oxide films, allowing direct use of non-conductive targets. The outstanding advantage of radio frequency over direct-current power is its ability to sputter atoms in insulating materials. Unbalanced magnetron sputtering technology increases the sputtering rate and target utilization by 30~40 %. The principle is that the technology makes the magnetic field of the magnetron sputtering target unbalanced by changing the magnetic flux, which dramatically increases the plasma density in the coating area, thereby improving the coating quality. Thin films of pure metals, alloys, and compounds can be prepared by magnetron sputtering coating equipment. The thickness can reach 5 μm. Magnets are used in magnetron sputtering on the back of the cathode to confine electrons above the target, preventing them from bombarding the substrate and allowing faster deposition rates. The principle of magnetron sputtering coating is shown in Figure 2a.
At present, the traditional magnetron sputtering has been optimized and improved by people, such as the development of various new magnetron sputtering technologies, as well as medium frequency pulse magnetron sputtering, unbalanced magnetron sputtering, radio frequency magnetron sputtering, and high power pulse magnetron sputtering (HiPIMS) [63,64,65,66].
Figure 2. Mechanism schematic diagram of equipment: (a) Magnetron sputtering, (b) HiPIMS, (c) arc ion-plated, (d) multi-arc ion plating, (e) filtered cathode vacuum arc deposition, (f) ion beam assisted deposition [67,68,69,70,71].
Figure 2. Mechanism schematic diagram of equipment: (a) Magnetron sputtering, (b) HiPIMS, (c) arc ion-plated, (d) multi-arc ion plating, (e) filtered cathode vacuum arc deposition, (f) ion beam assisted deposition [67,68,69,70,71].
Lubricants 11 00473 g002
HiPIMS is a relatively new magnetron sputtering deposition method. It is characterized by allowing the deposition of high-quality coatings at lower temperatures (room temperature) [72]. The reason is that the power supply used is a low-duty cycle, low-frequency pulse power supply, which ensures a high peak current and avoids overheating of the target. The high peak current (high electron density) leads to the ionization rate of Ti by the sputtering material [73,74] as high as 90%. The large number of metal and sputtering gas ions can control the energy and flux of the growing surface-bombarding species and ensure a high energy transfer to the ever-increasing surface.

2.2.2. Arc Ion-Plated

The principle of arc ion plating (AIP) is to bombard the cathode target by arc discharge and constrain the arc with the magnetic field [75]. The cathode target acts as an evaporation source, ionizes gas molecules, ignites an arc source, forms a high-density plasma, and produces a glow discharge phenomenon [76,77]. The ionized metal positive ions collide with the reaction gas molecules and electrons. The ionized positive ions move to the surface of the workpiece under the action of the electric field, and finally, the ions are deposited on the surface of the workpiece to form a film.
Multi-arc ion plating (MAIP) combines the characteristics of evaporation and sputtering, glow discharge, and vacuum evaporation cohesively [78,79]. MAIP has the advantages of high electron ionization rate, high ion bombardment energy, and simple operation [80]. The film prepared by MAIP technology has excellent compactness and strong film-based bonding strength. However, due to the high deposition power, many large metal particles will be generated during the deposition process, causing serious particle pollution, affecting the surface roughness of the layer, and reducing the coating quality. Many scholars’ studies have shown that the performance of the coating is significantly affected by different experimental parameters. The results show that the main parameters affecting the performance of the layer include target current, gas flow rate, substrate temperature, and bias voltage.
Filtered cathode vacuum arc deposition (FCVAD) is a vacuum film deposition technique using vacuum arc discharge as an evaporation source [69,81,82]. It generates ions by arc discharge on the cathode surface and carries on plasma deposition. By means of magnetic plasma filtration technology, the large particles and neutral atoms produced by the arc source are filtered out to obtain pure plasma beams, which can avoid the problems caused by large particles and bring high-quality films.
Diamond/tetrahedral amorphous carbon composite films were synthesized by a two-step preparation technique, including hot filament chemical vapor deposition (HFCVD) growth for polycrystalline diamond and subsequent FCVAD deposition for tetrahedral amorphous carbon [83]. The primary wear mechanism of the composite films in the dry friction process against ceramic Si3N4 ball counterpart was abrasive wear. Shen et al. [84] reported that the Ti-DLC coatings with various Ti contents were prepared by filtered cathodic vacuum arc technique by adjusting the C2H2 flow rate. They found that the amorphous materials show better corrosive resistant than the crystalline ones due to the absence of crystallographical effects, and the amorphous carbon would lead to the formation of a graphited lubrication layer, which can contribute to friction and inhibit corrosion.

2.2.3. Ion Beam Assisted Deposition (IBAD)

Ion beam-assisted deposition (IBAD) technology involves sputtering a target material with an ion beam composed of high-energy inert gas particles and then depositing it onto the surface of the workpiece to form a thin film [85]. This method has the advantages of low deposition temperature, good process controllability, wide adjustment range of ion energy and particle flow density, etc. [86]. Therefore, the internal stress of the prepared film is relatively small, and the adhesion between the film and the substrate is high. During the sputtering deposition of thin films, ion beams bombard a specific area on the surface of the target material, and the ion intensity distribution of the sputtering is uneven, resulting in poor thickness uniformity of the deposited film and the inability to deposit on a large area of substrate, thus significantly limiting the industrial application of large-scale models.

2.3. Plasma-Enhanced Chemical Vapor Deposition (PECVD)

PECVD is a glow-discharge chemical vapor deposition technology that uses plasma to activate. This method can reduce the opportunity temperature and control the deposition rate [87,88,89]. It can manufacture solid lubricant coatings with different compositions and microstructures. It allows people to change the film properties of different depths continuously. PECVD is an improvement of the traditional CVD method. In conventional CVD, heating is its activation method, thereby activating the working gas and achieving film growth. The corresponding disadvantage is that the heating step in this method may damage the deposited film. In PECVD, the technique of electron collision with working gas molecules is used to obtain the precursor required for the reaction, and the temperature of the plasma itself is not high during the response. Therefore, it can effectively avoid thermal damage. Figure 3 shows the schematic diagram of pulsed PECVD equipment and the construction of PECVD sputtering process schematic diagram.
PECVD plasma reaction is very complex. Ion bombardment causes defects on the surface, resulting in a decrease in density, and the film often contains more hydrogen. In order to improve the above shortcomings, electron cyclotron resonance (ECR) is used to strengthen the PECVD method. The gas molecules are ionized under the action of an electric field, and the plasma is formed by the strong interaction between positive and negative charges. In a low-pressure vessel, electrons can accelerate and collide with neutral molecules or atoms due to their large mean free path.

2.4. Plasma Immersion Ion Implantation and Deposition (PIII&D)

Plasma immersion ion implantation and deposition (PIII&D) is a rapidly developing new technology for material surface modification in recent years [92,93]. The outer surface of the workpiece is completely immersed in a low-pressure, high-density uniform plasma, and a high-voltage negative pulse bias voltage of several hundred Hertz and thousands to tens of thousands of volts is applied to the workpiece. The schematic diagram of the high-dose-rate PIII&D is shown in Figure 4. It overcomes the inherent directional defects of traditional methods such as thin film deposition or ion implantation and, therefore, exhibits unparalleled advantages in the surface modification process and technology of complex three-dimensional workpieces. In contrast to the above-mentioned ion-based methods, PIII uses energetic ions mostly at higher kinetic energies and in a pulsed mode. PIII&D has a series of advantages [94]: (1) The plasma beam can be injected precisely to the required depth; (2) the miscibility of the plasma beam will not occur; (3) the injected layer is a new surface layer formed by a series of physical and chemical interactions between ions and the substrate surface, and there is no stripping problem between the substrate and the new layer.

2.5. Plasma Spraying Technology

Plasma spraying technology uses a rigid non-transfer plasma arc as a heat source to heat ceramic, alloy, metal, and other powder materials to a molten or semi-molten state and then spray at high speed to the surface of the pretreated workpiece to form a firmly attached surface layer [95,96,97]. The working gas is ionized into plasma in the arc formed by the cathode and anode so that the powder transported from the powder port is melted or semi-melted, and the plasma is sprayed onto the substrate surface to form a coating [98]. This technology has been widely used because of its advantages, such as good coating quality, high bonding strength, various coating types, and little influence on the matrix. According to the formation of plasma medium and environmental atmosphere, it can be divided into multiple plasma spraying technologies; the most is mainly atmospheric plasma spraying and vacuum plasma spraying.

2.5.1. Atmospheric Plasma Spraying

Atmospheric plasma spraying (APS) is the earliest and most widely used technology. Ar, N2, and H2 are working media, and the spraying process is carried out in an atmospheric environment [99]. Among them, the process parameters are the key factors affecting the repair and strengthening quality of APS parts, so the matrix must be preheated before the parts are sprayed, about 200 °C, which has a good effect on reducing the temperature difference between the matrix and the coating and improving the bond strength. Suppose the spraying electric power and powder delivery parameters are not set appropriately. In that case, the powder composition will be destroyed, or the heating powder supply will be insufficient, resulting in low working efficiency, low bonding strength, poor coating quality, and other consequences.

2.5.2. Low-Pressure Plasma Spraying

Low-pressure plasma spraying (LPPS), also known as vacuum plasma spraying, refers to the spraying technology under the condition of a low-pressure seal controlled by the atmosphere [100], which was applied in the 1970s. Figure 5 shows the phenomenon of atmospheric plasma spraying and the microstructure of different spraying technologies and their modified layers. The principle of LPPS and ordinary plasma spraying is the same; the main difference is that the working atmosphere is a low-pressure environment, resulting in different process parameters, mainly to adapt to working in low vacuum conditions. The operating pressure is generally 4~40 kPa; in different pressure environments, we need to use other process parameters; the lower the general anxiety, the faster the particle speed. Therefore, the spraying distance can be appropriately increased to enable the spraying material to melt more thoroughly, such as the 300 ~ 350 mm spraying distance when 6.5 GPa. Low-pressure plasma spraying, because of the uniqueness of its working atmosphere and its use in other spraying technology, cannot be processed in blank areas because it does not contact the atmosphere to avoid the shortcomings of coating oxidation and composition changes. At the same time, because of its low vacuum atmosphere characteristics, the size of the low-pressure chamber limits its spraying, so the size and shape of the processed parts are limited, and the investment is relatively significant.

2.6. Plasma Electrolytic Oxidation

Plasma electrolytic oxidation (PEO), also known as micro-arc oxidation (MAO), is based on ordinary anodic oxidation, which further increases the working voltage to the breakdown voltage of the oxide film and causes micro-arc discharge on the surface of the metal workpiece [103,104,105]. Figure 6 shows the deposition process of MgO, Mg2SiO4, and ZrO2 composite coatings on bare AZ91 by PEO technology and the principle diagram of PEO technology. Various thermochemical reactions are induced by the instantaneous high temperature and high pressure generated by a micro-arc discharge, and a ceramic film mainly composed of matrix metal oxides is formed on the metal surface [106,107,108]. The PEO film is metallurgically bonded to the substrate with high bonding strength. At the same time, the film has excellent properties such as high hardness, corrosion resistance, and wear resistance, which can effectively improve the defects of low hardness, small elastic modulus, and poor wear resistance of the valve metal surface [109,110,111]. In micro-arc oxidation, electrolyte components will be introduced into the ceramic membrane. Different electrolyte compositions and electrical parameters are used, and composite membrane layers with multiple functions such as friction reduction, wear resistance, thermal barrier, and corrosion resistance can be prepared, which has a comprehensive application prospect in aerospace, equipment manufacturing, transportation, electronic appliances, and other industrial fields and is expected to produce significant economic and social benefits [103]. The basic parameters of micro-arc oxidation include voltage, current, time, electrolyte, etc. [112,113,114]. Among them, the voltage and current are the main factors affecting the effect of micro-arc oxidation [115,116].
In recent years, research on micro-arc oxidation technology has focused on improving the process, optimizing the parameters, and studying the microstructure and properties of the ceramic layer [109,116,120,121]. Using the growth characteristics and porous characteristics of micro-arc oxidation film, researchers try to reduce the porosity of micro-arc oxidation film. Functional materials with tribological properties are introduced into the micro-arc oxidation ceramic coating to improve the surface density and minimize the friction coefficient and wear rate. Then, the micro-arc oxidation composite coating with a self-lubricating function is obtained [122]. There are two leading preparation technologies for self-lubricating micro-arc oxidation composite film: one is to make self-lubricating particles suspended or generated in electrolyte enter the growing film through electrophoresis, diffusion, and adsorption during the growth of the micro-arc oxidation ceramic film, which can be called direct composite technology. The other is that after the micro-arc oxidation ceramic film is formed, the lubricating material is introduced into the discharge micropores inside the film by post-treatment processes such as impregnation sintering, thermal spraying, magnetron sputtering, sol-gel, and electrophoretic deposition, which can be called secondary composite technology. Among them, direct hybrid technology includes solid particle addition, direct composite technology, and in -situ particle direct composite technology.

3. Solid Lubrication System

3.1. Soft Metals

Due to its low shear strength and excellent elasticity, some soft metals, including silver (Ag), lead (Pb), tin (Sn), zinc (Zn), and copper (Cu) undergo plastic deformation during sliding to adapt to the two interacting surfaces, reducing friction and wear. The friction coefficient is very sensitive to the thickness of the soft metal layer, and when the thickness is relatively thin (300–1000 nm), the obtained friction coefficient is relatively low. The mechanical properties of the metal matrix and the wear resistance of the solid lubricant are why the self-lubricating coating can significantly improve the wear resistance of the parts [123,124]. These soft metals are used as solid lubricants and can be synthesized as an alloy or employed in coatings and films using various coating techniques.
As a medium-temperature lubricant, Ag is the most widely used. Ag has a face-centered cubic structure that is prone to intergranular slip [125,126,127]. Ag can significantly improve the plasticity and toughness of coatings/films by refining grain size, thereby improving the tribological properties of layers [128,129,130]. Ag uses defects and grain boundaries in the internal structure of the coating/film as diffusion channels and uses external temperature and friction as driving forces to diffuse towards the friction surface quickly [131]. Finally, a layer of Ag transfer film is formed on the friction contact surface to reduce the friction coefficient. A slight friction coefficient of 0.2–0.4 is maintained within its optimal film thickness range, demonstrating good lubricity.
However, several limitations restrict the use of Ag. Firstly, as a precious metal, the procurement cost of Ag is high, which poses a significant burden for large-scale applications. Additionally, the preparation and processing of Ag require complex and costly technical processes, thereby increasing the overall cost of engineering applications.
Moreover, the effectiveness of the Ag transfer film may be limited, and its durability and stability could be problematic. Under high-temperature, high-pressure, or long-term operating conditions, the Ag transfer film may be susceptible to damage or decomposition due to friction and thermal forces, thereby affecting the sustainability of its frictional properties.
In conclusion, although Ag offers advantages as a medium-temperature lubricant, factors such as its high cost, limitations in grain refinement effects, and the stability of the transfer film restrict its cost-effectiveness and reliability in engineering applications. Therefore, when considering Ag as a lubricant, it is essential to comprehensively evaluate these issues and perform thorough economic and practical assessments.

3.2. Oxides

Oxides are potentially the best choice for solid lubrication in harsh conditions, including extreme temperatures, since oxides are often structurally and chemically/thermodynamically stable. These phases, such as PVD, are usually formed in the tribo-oxidation process or used as deposition during synthesis [128]. Significant research focuses on using metal compounds, which lead to developing an oxide lubricious layer in the temperature range. Tribo-chemical reactions on the moving surface of metal friction pairs will form various oxides. Then, the oxides will participate in the process of friction and wear, which will affect the friction factor and wear form. The role of a particular class of oxides as a solid lubricant, the so-called Magneli phases in high-temperature applications, has been researched quite significantly [132]. A. Magneli [133] first discovered that Mo and W form oxides with planar faults belonging to homologous series based on the common structural principles MenO3n−1 or MenO3n−2. These materials are sub-stoichiometric oxides of transition metals, including Mo, W, V, or Ti, with a weakly bonded lamellar microstructure leading to a favorable lubrication mechanism. Table 1 summarizes standard solid lubricated oxide coatings. Erdemir et al. [134] pointed out that the tribological properties of metal oxides are related to the ionic potential (cationic charge/cationic radius). Oxides with higher plasma potential of V2O5, B2O3, and Re2O7 have a smaller friction factor, maintaining a friction factor of 0.13~0.25. In comparison, oxides with a lower plasma potential of Al2O3, ZrO2, and FeO have a friction factor greater than 0.5. Vanadium oxides as Magneli solid lubrication phases are reported by Franz and Mitterer, who demonstrated lubricious behavior similar to titanium oxides [135].
Although oxide coatings exhibit good tribological performance, they may experience higher friction coefficients at low temperatures. This is because the materials of the coatings tend to become more brittle in low-temperature environments, and the chemical reaction rate between interface materials slows down. As a result, lubrication is reduced, leading to increased friction on the surface of the coating. Additionally, their wear resistance may be relatively poor. Since oxide coatings are typically thin films, they are prone to wear and fatigue during long-term use, especially under high loads and intense friction conditions. This can result in a decrease in the performance of the coatings. In summary, while oxide coatings exhibit good tribological performance, their friction coefficients at low temperatures can be higher, and their wear resistance may be relatively poor. However, ongoing research and development efforts are focused on finding solutions to overcome these limitations and improve the performance of oxide coatings in low-temperature applications.
Solid solution oxides such as (Al, Cr)2O3 form the corundum phase in relatively low-temperature PVD processes and may be promising for low friction and wear coatings but may also be metastable at moderate temperatures [136]. W. Gulbiński et al. [137] reported that the friction coefficient of single-phase Ag2MoO4 coating deposited by PVD decreased with increasing temperature, from 0.35 at 100 °C to 0.25 at 500 °C. Ouyang et al. [138] reported on ZrO2-BaCrO4 composites solid lubricants utilizing a low-pressure plasma-sprayed technique, and they conducted tribological tests up to 800 °C. The denied oxide/graphite composite coating mainly consisted of a combination of γ-Al2O3, α-Al2O3, graphite, and amorphous alumina, which was successfully fabricated on prepared pure aluminum bulk using a one-step PEO process [139].
The performance requirements of the surface anti-friction and wear resistance for the motion components were studied from the perspective of regulating the organizational structure of coatings. Multiple electrolyte systems were developed, and lubricating coatings’ formation process, structural characteristics, and tribological properties were compared. The study showed that the composite coating with nano TiO2 grains embedded with an amorphous SiO2 phase significantly improved the wear resistance of the titanium alloy and reduced the friction coefficient to 0.15–0.2. To further reduce the friction coefficient, solid lubricant graphite was introduced into the micro-pores and cavities on the micro-arc oxidation surface, serving as a lubricant reservoir to continuously supply graphite to the frictional surface. This approach significantly reduced the friction coefficient to 0.1 [140,141].
MoS2/Al2O3 self-lubricating ceramic coatings with optimized pore structures were fabricated by in -situ synthesis of MoS2 combined with PEO under different duty cycles [142]. The anti-friction properties of the MoS2/Al2O3 coatings were improved compared to the traditional PEO coating.
Most metal oxides have better tribological properties at high temperatures but have higher friction coefficients at low temperatures. Therefore, the relationship between the tribological properties of metal oxides and the size of the ion potential can be used to explore further the tribological properties of metal oxides in low-temperature environments and increase the application of oxide-based composite coatings across a wide temperature range.
Table 1. Tribological performance of solid lubricant oxide coatings.
Table 1. Tribological performance of solid lubricant oxide coatings.
No.CoatingMaterialProcessPhase StructureCompound Layer/µmFriction PairLoad/NCOFRefs.
1Al2O3 + MoS2Steel substratesPlasma sprayingα-Al2O3, MoS2~450SS316L100.21[143]
2Al2O3 + ZrO2SUS304Plasma sprayingAl2O3, ZrO2210~300Al2O3100.05~0.08[144]
3Al2O3–3TiO2/CaF2 Plasma sprayingAl2O3, TiO2, CaF2-medium-carbon steel400.029~0.142[145]
4Al2O3-40 wt%
TiO2
Alumina-40 wt% TitaniaPlasma sprayingAl2O3, TiO2500Si3N4200.16[146]
5TiO2–SiAlON316 stainless steelPlasma sprayingTiO2, Al2O30.2Si3N450.1[147]
6ZrO2-BaCrO4AISI 304Plasma sprayingZrO2, BaCrO4200Al2O3500.3[138]
7Al2O3 + ZrO27075 Al alloyPEOZrO2, Al, Al2O314~24WC/Co balls20.22[148]
8Y2O3 + MAOZK60PEOα-Mg, MgZn2, Y2O33~10Si3N450.4[149]
9NiCr–BaCr2O4NiCr alloyPEOBaCr2O4 Al2O350.2[150]
10MgOMg alloyPEOMgO10GCr155–150.28~0.30[148]
11MgOAZ31
Mg alloy
PEOMg, MgO ZrO22–60.17[151]
12Ag-MoO3Al2O3Magnetron sputteringAg2MoO4 Al2O310.2[137]
13(Ag, Ta)OxInconel 718Magnetron sputteringAgTaO3, AgTaO52Si3N420.16[152]

3.3. Nitrides

Nitride coatings mainly refer to transition metal nitrides and their binary, ternary, and multivariate derivatives. TiN and CrN series compounds are the main corrosion-resistant and wear-resistant nitride coatings because of their extremely high hardness and low friction coefficient [153,154,155,156]. Table 2 summarizes the friction of some common TiN-based and CrN-based coatings. Nitride coatings have higher mechanical properties and thermal stability than pure metal coatings. Corresponding oxides are generated during friction, providing a certain degree of overall protection. Due to the different oxidation temperatures and oxidation products of various coatings, their performance also varies [143,157]. Li et al. [158] reported that plasma nitriding (PN-480 and PN-500) and TiN coating deposition treatment (MAIP-3 and MAIP-6) were respectively performed on the surface of TA2 pure titanium. The specific results are listed in Figure 7. The tribological property of the four samples was ranked from best to worst as PN-480 > MAIP-3/6 > PN-500. The COFs of the treated samples oscillate steadily and repeatedly between 0.11 and 0.12, indicating that the friction interface is in a boundary lubrication state. The nanostructured TiN coating showed the best tribological characteristics due to a high Pb content and a texture-less state with a low grain size. This coating had a low friction coefficient (~0.1) over 50,000 test cycles.
In order to improve the lubrication performance of unit metal nitrides, many studies have shown that the comprehensive protection performance of coatings can be significantly enhanced by doping reinforcement elements into layers. Standard doping features include C, B, Si, Ni, Al, Mo, Y, W, and so on [159,160,161,162,163,164,165]. Doping C element in the coating can refine the grain, reduce the friction coefficient to a certain extent, and improve the wear resistance [166]. The CrBN coating [167] obtained by doping B element in the layer forms an amorphous/nanocrystal mixed structure of amorphous BN and nanocrystal CrN, which significantly improves the hardness of the CrBN coating and effectively improves the fracture toughness and elastic strain resistance of the layer. The Si element can play the dual role of refining grain and toughening, reducing the coating’s friction coefficient and wear rate, and improving the lubrication performance of the layer in the liquid lubrication environment [168]. The addition of Ni can significantly strengthen the brittleness and hardness of the nitride coating and enhance the anti-crack formation ability of the coating [169]. The coating system MoN-Ag is an exciting candidate for industrial applications as a low-friction coating at elevated temperatures due to the formation of lubricous molybdenum oxides and silver molybdates. The study of ternary nitride coating is an extension of binary nitride coating, which mainly develops nitride coating with more comprehensive properties through the combination of oxidation resistance, lubrication, and load resistance nitride.
A considerable research system has been formed for high entropy alloy nitrides because of their multi-components and cocktail effect. It has good hardness, higher melting temperature, and high oxidation and wear resistance [170]. In Lin [171], (AlTiCrZrNb)N coatings with different substrate bias voltages were deposited on single crystal Si and cemented carbide substrates using arc ion plating. The lowest average friction coefficient was 0.26, and the lowest wear rate was 8.86 ± 1.05 × 10−6 mm3·N−1·m−1. The excellent mechanical properties contributed to reducing coating wear during friction and promoted the generation of surface oxide layers, which acted as a lubricant during friction. As a new research hotspot, high-entropy nitride ceramics may have a good application prospect in various structural and functional fields. However, the research in corrosion-wear coupling protection is still missing, which may be a hot spot in future service performance research of high-entropy nitride ceramic coatings.
If the nitrided coating has defects such as penetrating cracks, it is easy to peel off during friction. By designing the microstructure of the coating, the contradiction between high hardness and poor toughness of the coating can be alleviated, the generation of cracks, voids, and other defects can be reduced, and the wear resistance of the layer can be effectively improved. After years of development, the coating microstructure has gradually evolved from the traditional single-layer coating to different structures such as multilayer coating, nano-multilayer coating, nano-composite coating, and gradient coating.
The multilayer architecture can be composed of ceramic and metallic layers or two different ceramic layers [167,172,173,174]. The former can have both the toughness of metal and the high hardness of nitride ceramics, and the metal layer and multi-layer interface can simultaneously play a good role in inhibiting crack propagation. The latter can combine the excellent characteristics of different metal nitrides and improve the hardness and wear resistance of the coating. T. Polcar et al. [175] compared and prepared CrN and Cr/CrN coatings prepared by AIP, and the tribological properties of multilayer structures were better than those of single layers.
Elmkhah et al. [176] investigated that the effect of Cr/CrN multilayer coating on improving the tribological properties is more significant compared to CrN coating using cathode arc evaporation. Comacli [29] found that TiAlN/CrN multilayer coatings have smaller grain size, higher surface hardness, and better adhesion to the substrate, which makes the friction coefficient and wear rate significantly lower than that of the CrN and TiAlN single-layer coatings. Wang et al. [177] prepared nano-multilayer CrN/CrCN and Cr/CrxN and single-layer CrN and CrCN using arc ion plating technology. The excellent lubrication properties of nano-layered CrN/CrCN coating are mainly attributed to the synergistic effect of hard Cr-C in the layer and the graphite lubrication phase formed during friction, and the excellent barrier effect of the multi-layer transverse interface on the corrosive medium in the coating microstructure. Duh [178] reported an architectural design strategy to engineer the mechanical and high-temperature tribological properties of a TiAlSiN/VSiN multilayer. The multilayer system exhibited a low friction coefficient of 0.28, which was revealed at a multilayer with a bilayer period of 16 nm during the wear test at 700 °C. The self-lubricating V2O5 acted as the lubricant successfully and significantly manipulated the friction coefficient during the high-temperature wearing process. The TiSiN/Ag multilayer coatings showed a significantly improved toughness compared with the TiSiN coating. The individual Ag layers of nano-multilayer coatings, not only as a self-lubricating but also as a barrier that inhibited micro cracks propagation, the formation of threading defects throughout all coatings, cause energy dissipation by passing through the interface zones without making the coating fail and at the same time prevented aggressive seawater through the micro-pores [179].
Table 2. Tribological performance of solid lubricant nitride coatings.
Table 2. Tribological performance of solid lubricant nitride coatings.
No.CoatingMaterialProcessPhase StructureCompound Layer/µmFriction PairLoad/NCOFRefs.
1TiNTi6Al4VPlasma nitridingTiN, Ti2N-GCr1550.2~0.4[180]
2TiNTi6Al4VPlasma nitridingTiN, Ti2N-Alumina ball30.05~0.3[181]
3TiNQ235 steelPECVDTiN500AISI E52100 steel4900.37[182]
4TiNTi6Al4VPECVDTiN151 ± 11Ti–6Al–4V500.44[183]
5TiNAISI 1040Plasma sprayingTiN120AISI O2 steel450.44[184]
6TiN440C
stainless steel
Magnetron sputtering 10alumina and aluminum10.3[185]
7TiNSi wafersMagnetron sputteringTiN0.75~1Al2O310.1[186]
8TiNHSS M2Cathodic arc evaporationTiN>1WC (70%)2.940.38[184]
9TiNSiHiPIMSTiN Sapphire steel ball200.26[187]
10TiSiN(Ag)WCHiPIMSTiN, SiN2.2~2.8Al2O3, TiAl6V450.5[188]
11TiAlNWC–CoHiPIMSTiN, TiAlN Steel ball20.5[188]
12TiAlNHSS M2Magnetron sputtering 2.25WC (70%)2.940.42[189]
13TiAlSiN/VSiNInconel 718Magnetron sputtering 1.2Al2O310.28[178]
14TiAlN/TiAlTi6Al4VFCVA 17.13Si3N4200.05[178]
15(TiAlCrN)CSUS 304FCVA Si3N410.2~0.3[190]
16TiN–W316L SSMulti-arc ion plating 1.6Si3N420.33[191]
17TiMoCNM2Multi arc ion plating 3.9Si3N49.810.18[192]
18TiSiN/AgTi6Al4VArc ion plating 2.0WC + 6% Co50.28[179]
19TiCNHSS M2Cathodic arc evaporation >1100Cr6 (20%)0.980.24[184]
20Ti–Cr–B–NSi (100) wafer/hard
alloy
Cathodic arc evaporation 0.6WC + 6% Co50.45[193]
21Ti–Si–B–NSi (100) wafer/hard
alloy
Cathodic arc-evaporation 1.5WC + 6% Co50.39[193]
22Ti–Al–Si–B–NSi (100) wafer/hard
alloy
Cathodic arc evaporation WC + 6% Co50.39[193]
23CrN316LMulti-arc ion platingCrN SiC50.37[194]
24CrN304 SSCathode arc evaporationCrN2.0Al2O320.52[176]
25CrN440aCathodic arc depositionCrN25 ± 1Al2O350.39[195]
26Cr/CrNAISI 304Cathode arc evaporationCr
CrN
1.3Al2O320.46[176]
27CrNWC-CoFCVACrN2Si3N450.35[196]
28CrAlSiN304FCVA 0.9ZrO10.46[197]
29CrN/CrAlN430Arc ion platingCrN3.29Al2O3100.3[198]
30CrN/MoN/MoSnconel 718 alloyIMagnetron sputteringCrN
Mo2N
MoS2
3.93Al2O320.3[199]
31(CrAlTiNbV)NxAISI 440CMagnetron sputtering 0.8AISI 440C200.096[200]
32(CrAlTiNbV)Nx9Cr18Magnetron sputtering 0.6~0.839Cr18200.06[201]
33MoN–Ag Magnetron
Sputtering
δ-MoN
Mo
γ-Mo2N
1.7~2.4Al2O3100.23~0.26[200]
34MoAlTiN17–4 PHCathodic arc evaporationAlTiN
Mo2N
5.6WC-6Co100.28[202]
35Mo–S–NAISI 316Plasma-assisted depositionMo2S3
Mo3S4
MoS2
1WC/Co20.05~0.28[203]
36Mo–Se–NS600Direct current Sputtering WC/Co450.22~0.015[163]
37MoN–AgHSS M2HiPIMSMoN, MoAgx2Al2O310~0.25[204]
38W–S–N100Cr6Magnetron sputtering 2.3100Cr655.80.003[205]
39AlTiSiN + TiSiN316LVMMagnetron sputteringTiN
TiSiN
AlCrN
CrN
11.30Al2O3300.11[206]
40(AlTiCrZrNb)NYG6Arc ion plating 2.07Si3N420.26[171]
Nanostructured coatings are coatings whose structure or components are controlled at the nanoscale. For example, a nanostructured coating with hard TiAIN as the substrate MoS and lubricating film is prepared by controlling PVD parameters. The superlattice coating is an extension of the multi-layer, multi-component coating, which means that the thickness of each single layer in the coating is between 1 and 50 nm. This structure significantly improves the coating’s hardness, properties, and bonding strength, thereby improving the friction and wear performance. Gradient coatings are also an extension of multilayer multicomponent coatings, meaning that each layer in the coating is functionally graded and periodically arranged. Intelligent coating is a new concept, which means that the coating can change with the application conditions or external environment to meet the use requirements of particular settings.

3.4. Sulfides

There are many solid lubricating materials, and sulfides are an essential and common type. The most common solid lubricating materials are MoS2, FeS, and WS2 [48,207,208,209]. Standard preparation techniques for sulfide solid lubricating coatings include plasma spraying and PVD. With the continuous improvement of surface treatment equipment, new composite preparation techniques have emerged, such as laser cladding surface treatment, non-equilibrium magnetron sputtering, and plasma-enhanced chemical vapor deposition. Sulfide coatings are porous, allowing them to store and retain lubricating media, making them widely applicable to various friction surfaces. Sulfurizing treatment can result in a sulfur-rich layer containing solid lubricating phases on the surface of the workpiece, significantly improving the anti-friction performance of different materials. Table 3 shows the research progress of several common solid lubricating coatings.
FeS has a close-packed hexagonal structure like graphite. It has the characteristics of low hardness, low resistance to deformation, plastic solid flow ability, and low shear strength. Under the action of frictional force, it easily slips along the lattice plane and moves to the mating surface, reducing direct contact between the metal matrix and thereby reducing the friction coefficient and improving wear resistance [210,211,212,213]. FeS has a porous structure with small-capillary effects, which can absorb lubricating oil to form a stable oil film. During the mixed lubrication friction process, when the lubricating oil film on the mating surface becomes thin or damaged, more lubricating oil can be provided to the surface, maintaining an excellent anti-friction effect. FeS has a simple and low-cost preparation process, making it widely used in industrial production with good development prospects [214]. Figure 8 shows the FES coatings prepared by ion infiltration and plasma spraying technology respectively and their tribological properties. In addition, it also shows the anti-friction and anti-adhesion mechanism of the bearing just after infiltration.
FeS can be formed at lower temperatures, but when the processing temperature increases, FeS2 is generated, which is detrimental to the material’s wear resistance. FeS2 has a different structure from FeS. It has a cubic crystal system, higher hardness, and higher friction coefficient and shear strength. Therefore, if the processing temperature is too high, it will lead to a higher amount of FeS2 generated in the material, which decreases the material’s wear resistance. Therefore, proper control of the processing temperature to ensure the formation of sufficient FeS and minimize the generation of FeS2 is crucial for maintaining good wear resistance of FeS materials.
MoS2 is also a layered hexagonal crystal structure material [215,216,217]. The layers consist of S-Mo-S three-atomic-layer structures held together by weak van der Waals forces between the layers [194,218,219,220]. In the occurrence of sliding, the crystalline layers of MoS2 will easily slide and orient parallel to the direction of relative movement, which provides the lubricating effect [209,221,222,223]. On the other hand, the solid ionic bond between S and Mo provides the lamellae a high resistance to asperities penetration.
WS2 has a hexagonal lattice structure and is an essential lubricating material [224]. It is suitable for lubrication under normal and harsh conditions such as high temperature, high pressure, high vacuum, high load, radiation, and corrosive media [225,226].
Because of the small shear strength of the solid lubricating film, it plays a good role in lubricating the friction surface between hard metals, and the contact area between friction pairs has not increased significantly. Due to the low shear strength of the coated solid lubricating film, it has a specific adhesion to the friction surface. In the process of friction, the solid lubricating film coated on the substrate surface is easily transferred to the surface of the dual material, forming a transfer film. In this way, friction can occur between the transfer film and the lubricating film, which reduces the friction coefficient and effectively protects the conflict. The three sulfides also exhibit distinct characteristics. FeS has a higher friction coefficient compared to MoS2 and WS2. MoS2 offers an extraordinarily low friction coefficient. However, the pure MoS2 lubricating film is challenging to employ for prolonged periods in ambient air, particularly under humid conditions, due to its tendency to oxidize and form MoO3, thus diminishing the lifespan of the MoS2 lubricating film. In comparison, WS2 possesses a higher oxidative resistance temperature in ambient air and exhibits superior adaptability to specific high-temperature environments.
Figure 8. Cross-section morphologies. (a) Ion sulfurized coating, (b) sprayed FeS coating, (c) tribological properties of the two kinds of FeS coatings friction coefficient, (d) antifriction and anti-adhesion mechanism of the bearing steel after sulfurization [227,228].
Figure 8. Cross-section morphologies. (a) Ion sulfurized coating, (b) sprayed FeS coating, (c) tribological properties of the two kinds of FeS coatings friction coefficient, (d) antifriction and anti-adhesion mechanism of the bearing steel after sulfurization [227,228].
Lubricants 11 00473 g008
Table 3. Tribological performance of solid lubricant sulfide coatings.
Table 3. Tribological performance of solid lubricant sulfide coatings.
No.CoatingMaterialProcessCompound Layer/µmFriction PairLoad/NCOFRefs.
1MoS2AISI 52100Magnetron sputtering0.9 0.08[229]
2MoS2CF170 steelMagnetron
sputtering
1.4SiC50.056[230]
3MoS2Monocrystalline siliconPECVD0.69Cr1830.025[231]
4MoS2–VAISI 440 C steelsMagnetron
Sputtering
1~2AISI 440 C30.04[231]
5MoS2/WS2304 stainless steel and siliconMagnetron sputtering2.5~3GCr1550.08[232]
5FeS35CrMo steelPlasma sulfurizing0.1AISI 52100100.12[233]
7FeSNi-based alloyPlasma sulfurizing3~41045 steel500.03~0.05[234]
8FeSAISI 4135Plasma sulfurizing10AISI 521002000.03~0.04[235]
9FeSAISI 1045 steelPlasma spraying80052100 steel70 [236]
10FeSSt12 steelPlasma electrolysis AISI 52100 0.2[237]
11FeS/MoS2CoCrFeMoNi high entropy alloyPlasma sulfurizing5GCr15500.15[231]
12WS2AISI 440C stainless steelMagnetron sputtering AISI 440C stainless steel 0.03~0.05[238]
13WS21045 steelPlasma spraying AISI 52100 steel5 [239]
14WS23Cr13 martensite stainless steelMagnetron sputtering GCr150.50.06[240]
15WS2SiMagnetron sputtering Si3N4 ceramic balls0.490~0.3[241]

3.5. Carbon-Based Coatings

As a multifunctional solution, carbon-based solid lubricant coatings have received significant attention in various industrial applications for reducing friction and wear problems. These coatings are typically composed of carbon elements such as graphite and graphene. These carbon elements can form a molecular slip layer on the friction surface, reducing the interaction between the characters and reducing friction and wear [242,243]. Carbon-based coatings can adsorb and disperse small particles, such as metal particles, forming a protective layer between the friction surfaces and reducing direct contact and wear. Additionally, carbon-based coatings may gradually release self-lubricating particles during the friction process, reducing the coefficient of friction and further decreasing friction and wear. These coatings also can prevent oxidation and chemical reactions, protecting the substrate from the oxidation and corrosion caused by the friction surface [244], thereby reducing wear. Standard carbon-based solid lubricant coatings include.

3.5.1. Graphite Coating

As a carbon-based solid lubricating material, graphite coating has excellent anti-wear properties [245]. In graphite coatings, carbon atoms form a hexagonal honeycomb structure in a specific arrangement [242,246]. Graphite exhibits a layered structure, and the interaction between graphite layers is mainly driven by van der Waals forces, which are weak attractions [243,247]. These van der Waals forces allow the graphite layers to slide relative to each other in the plane, resulting in the lubricating properties of graphite.
Graphene is an ultra-thin two-dimensional carbon material with a single-layer thickness of only 0.335 nm. The carbon atoms are densely arranged in a sp2 hybridization in a two-dimensional hexagonal structure, forming a honeycomb lattice structure. This structure gives graphene unique thermal, electrical, mechanical, and tribological properties, such as high fracture strength and toughness, easy shear spreading, etc. Compared to graphite, the larger specific surface area and ultra-thin layered structure allow graphene to adhere more easily to frictional surfaces, making it a friction material with great potential for applications.
PECVD is a commonly used method for preparing graphite coatings. In this method, plasma and chemical vapor are used as a mixture, producing thin films with a thickness of micrometers without the need for solvents and without damaging the material. This method allows the initiation of chemical reactions through discharge in a gas environment, further activating the CVD process. It is evident that compared to other ways, it can form more uniform films and has characteristics such as low deposition temperature, fast coating speed, control over coating thickness, and hydrophobic/hydrophilic properties of the material surface. Graphite coatings prepared by PECVD can reduce the wear rate of the substrate by more than twice [248].

3.5.2. Diamond-like Carbon Coatings

The molecular structure of diamond-like carbon coatings (DLC coatings) is usually amorphous or nanocrystalline, which means that their system is not an ordered crystalline structure but more random and irregular DLC coatings mainly comprise carbon and hydrogen atoms, forming carbon-hydrogen and carbon-carbon bonds. Carbon atoms in DLC coatings exist in sp2 and sp3 bonds and are a metastable form of amorphous carbon without an explicit lattice structure. Therefore, DLC coatings have excellent properties of both diamond and graphite. The performance of the coating depends on the ratio of sp2 bonds to sp3 bonds. The higher the percentage of sp2 bonds in the layer, the more graphitized the coating is, resulting in better self-lubricating properties and lower friction coefficient. Still, the hardness will decrease, and the film resembles graphite. The higher the ratio of sp3 bonds in the coating, the higher the hardness of the film, and the performance is closer to natural diamond [249]. The connectivity and distribution of these bonds will affect the properties of the coating, such as hardness and lubricity.
The different preparation processes also lead to differences in the performance of DLC coatings [250,251,252,253]. It can be observed from Figure 9 that the surface morphology and friction coefficient of DLC films prepared by different processes differ greatly. DLC coatings prepared by PECVD HiPIMS exhibit other tribological properties. DLC coatings prepared by PECVD on ion-nitrided substrates exhibit the best tribological performance, with the highest SP3 ratio and the highest H/E ratio. They demonstrate an overall failure mode of delamination. Through dual treatment of active screen plasma nitriding and PECVD, the adhesion of DLC amorphous hydrogenated carbon coatings can be significantly improved, and the critical load can reach 15 N [254].
There is no widely accepted view on the friction and wear mechanism of DLC films. The more representative theories are graphitization theory, chemical adsorption/passivation dangling bond theory, and transfer film theory. These three mechanisms often interact with each other. The graphitization theory suggests that the debris is usually graphitized or stored in grooves during the wear process of DLC films. The chemical adsorption/passivation dangling bond theory proposes that when oxygen, hydrogen, and water molecules are present, the carbon atoms on the film’s surface are passivated, and the degree of covalent bond interaction becomes less noticeable. Even if some bonds are exposed, the adsorbed molecules will quickly decompose them, resulting in low friction. The transfer film theory suggests that when DLC films are in frictional contact with materials of high hardness, during the frictional process, they will transform from a diamond-like structure to amorphous carbon rather than graphite. The amorphous carbon will then transfer to the counterpart to form a transfer film, reducing the coefficient of friction.
Non-metallic elements doped into DLC films bond with carbon atoms, changing the sp3/sp2 ratio and causing subtle structural changes, thereby improving thermal stability and tribological performance [255,256]. With the addition of metals into DLC films, the doped elements are incorporated into the amorphous carbon’s crosslinked network in the form of solid solutions, nanocrystals, or carbides, forming a nanocrystalline/amorphous composite structure [84,257,258,259]. In Figure 10, the friction coefficient and wear mechanism of Cr-doped DLC film can be observed.
The research on the tribological properties of DLC coatings doped with other different elements is shown in the following Table 4.
Li et al. [256] used plasma-enhanced chemical vapor deposition to prepare Si-DLC multilayer coatings with different modulation periods. The friction and wear performance of the coatings were measured in an air environment. It was found that the friction coefficient of the multilayer silicon-DLC coating was very low (~0.05) after running-in in the air. The low friction in the air was attributed to the deep grooves capturing the wear debris and the formation of a Si-rich transfer layer on the counter surface. M. Evaristo et al. [261] evaluated the tribological performance of DLC coatings alloyed with different elements and found no direct relationship between friction and wear. The third body formed on the sliding surface significantly impacted the system’s tribological performance. Figure 11 demonstrates the influence of different element doping on the friction coefficient of DLC thin films.
Table 4. Tribological performance of diamond-like carbon coatings.
Table 4. Tribological performance of diamond-like carbon coatings.
No.CoatingMaterialProcessPhase StructureCompound Layer/µmFriction PairLoad/NCOFRefs.
1DLCTiB2Magnetron sputteringSP3&SP2 C~0.5WC50.2[262]
2DLC304 stainless steelMagnetron sputteringSP3&SP2 C 100Cr61~0.2[263]
3DLCPolished steel disksMagnetron sputteringSP3&SP2 C2.2100Cr6 steel50.15[261]
3DLCAISI 4140HiPIMSSP3&SP2 C3Al2O310~0.12[250]
5DLCAISI 4140PECVDSP3&SP2 C7Al2O310~0.10[250]
6DLCAISI 4140Plasma ion immersion depositionSP3&SP2 C7Al2O310~0.05[250]
7DLCAISI 304LFCVASP3&SP2 C3~13100Cr6200.8[264]
8Ti–DLCAISI 304LFCVASP3&SP2 C Si3N420.028~0.087[84]
9W–DLCPolished steel disksMagnetron sputteringSP3&SP2 C,
W
1.4100Cr6 steel50.43[261]
10W–DLCM2 tool steelMagnetron sputtering, PECVDWC, SP3&SP2 C Diamond0.50.07–0.09[265]
11WS2–DLCTiB2Magnetron sputteringSP3&SP2 C, WS2~0.5WC50.05[262]
12Ag–DLCPolished steel disksMagnetron sputteringSP3&SP2 C,
Ag
1.2100Cr6 steel50.23[261]
13Si–DLCM2 tool steelPECVDSiC, SP3&SP2 C Diamond0.50.08–0.11[265]
14Si–DLCPolished steel disksMagnetron sputteringSP3&SP2 C,
Si
1.4100Cr6 steel50.09–0.12[261]
15SiO–DLCPolished steel disksMagnetron sputteringSP3&SP2 C,
SiO
1.4100Cr6 steel50.09–0.12[261]
16Ne–DLCAISI D2HiPIMSSP3&SP2 C 0.001[266]
17Cu Nanoparticles–DLC304L Stainless steelMagnetron sputteringSP3&SP2 C, Cu5.2GCr15100~0.13[267]
18S–F–DLC304 stainless steelPECVDSP3&SP2 C, F, S2GCr1510.01–0.02[268]
19H–DLCAISI–52100 steelPECVDSP3&SP2 C1AISI–52100 steel100.12~0.15[269]
20Ta/TaN/Ta(C,N)/Ta–DLCCemented carbideArc ion plating, HiPIMSTaN, TaC, SP3&SP2 C1.22Al2O350.15[270]
21Ti/(Cu, MoS)–DLC304 stainless steelMagnetron sputteringMoS2,
SP3&SP2 C,
CuO
SiC50.036–0.064[271]

3.5.3. Graphene Thin Film

Graphene is a two-dimensional material with a single atomic thickness [272]. Due to its unique electronic, electrical, mechanical, and thermal properties, it has attracted significant attention in many fields [273,274]. In addition, graphene is also an excellent solid lubricant. Compared with other solid lubricants, graphene has strong wear resistance in various test environments and does not cause any adverse effects. In addition, its derivatives are graphene oxide, fluorinated graphene, and graphene-based composite films. When graphene is used as a lubricating additive, under the action of pressure and shear, the graphene with a higher degree of exfoliation overlaps and changes in an orderly manner and will revert to a layered friction film parallel to the sliding direction [275].
In addition to its excellent properties, graphene can significantly improve its tribological properties when combined with other anti-friction and wear-resistant materials. The wrinkled structure of graphene is beneficial to the growth of nano-copper. The combination of graphene and silver is easy to agglomerate, affecting the weak interface bonding and slightly reducing the wear. The TiC/graphene composite film deposited on titanium foil by the PECVD method maintained a high yield strength after annealing [276]. The combination of graphene and WC/Co can reduce the friction coefficient by about 30 %, but the wear resistance is poor. This is because graphene forms a lubricating film on the WC surface, but it is challenging to create a large-scale continuous lubricating film after being worn out by the wear debris [277].

3.5.4. Fullerene-like Coatings

In amorphous carbon-based thin films, it is generally believed that the high hardness of the film comes from sp3 bonding, while an increase in sp2 adhesion leads to a softer film. However, highly crosslinked sp2 hybridized carbon forms a three-dimensional hybridized network structure in FLC thin films, resulting in high hardness and film elasticity. Due to the shorter sp2 bonding in the graphite-like planes than the sp3 bonding in diamond, single-layer graphene slides and deforms under external forces, embedding it in the amorphous network structure. This amorphous network composite structure gives the film an ultra-low friction coefficient, even reaching super lubricity.
Fluorinated fullerene films were prepared using high-frequency pulsed plasma-enhanced chemical vapor deposition technology, and the fluorine content was controlled by changing the CF4/CH4 ratio [278]. It was found that when the fluorine content is low, the primary carbon sites bond with adjacent carbon atoms, forming a short-range ordered fullerene-like structure. C-F and C-CF bonds gradually accumulate with the increase in fluorine content, and CF2 groups appear in the carbon matrix. These fluorine groups terminate the carbon network and reduce the formation of large carbon rings and chains, making the fullerene structure short-range disordered. As the atomic fraction of fluorine increases from 4.8% to 15.5%, the corresponding steady-state friction coefficient gradually increases from 0.052 to 0.175. At the same time, the wear rate and depth are positively correlated with the fluorine content [279]. To further study the effect of nitrogen content, direct current magnetron sputtering technology was used to introduce nitrogen gas at controlled ratios of 13% to 19% (denoted as 1CNx, 2CNx, …, 7CNx) [280]. The highest elastic modulus (94%, 92%) and hardness (21 GPa, 20 GPa) were obtained in 3CNx and 4CNx. The linear fitting of the measured friction coefficient results shows that the decrease of friction coefficient in samples 3CNx and 4CNx is related to the increase of sp3 bond and C-N hybridization, elastic modulus and recovery rate. The increase of friction coefficient in sample 7CNx is related to the decrease of nitrogen atom percentage.Hydrogen doping is the most common method for studying fullerene thin films, using techniques such as chemical vapor deposition and magnetron sputtering [281]. A series of FL-C: H films were prepared for research by introducing CH4 at a flow rate of 10 mL/min and varying H2 flow rates at 0, 2.5, 5, 7.5, and 10 mL/min [282]. The H2 flow rate significantly influences the evolution of the FL structure. When there are more odd-numbered rings, the film exhibits lower friction coefficients, and a higher fraction of odd-numbered calls indicates a higher FL structure content. The lowest friction coefficient and wear were achieved when the H2 flow rate was 5 mL/min. By combining plasma nitriding technology with PECVD, iron elements can be introduced into the steel substrate during coating deposition, and the Fe elements are uniformly distributed in the FL-C: H film, significantly improving its anti-friction and wear-resistant properties [283].

4. Conclusions

Plasma surface engineering technology has many advantages over other technologies, such as low processing temperature, environmental friendliness, and excellent surface properties with fewer materials. It has apparent effects of energy saving, material saving, and pollution reduction. In today’s context of scarce resources and increasing environmental pollution, the development of plasma surface engineering will gain new opportunities and vitality. Therefore, research can be conducted from the following three aspects.
  • Deeply explore the self-lubricating mechanism of coatings, significantly the current carrying tribological performance mechanism of coatings under harsh working conditions, further optimize the quality of coatings, integrate existing lubrication materials, processes, and test results, and use computer simulation technology to provide lubrication solutions for different needs and working conditions.
  • The plasma preparation process of solid lubrication coatings is becoming increasingly prosperous and advanced, and different process methods can be selected according to additional requirements. Duplex techniques often lead to performance breakthroughs, such as combining multi-arc ion plating and magnetron sputtering, plasma chemical heat treatments, and magnetron sputtering.
  • The development of gradient functional coatings and self-healing coatings has initially formed a system, and intelligent solid lubrication coatings have also shown hope in recent research, leading to developments in the lubrication field.

Author Contributions

Writing—review and editing, Y.L.; Writing—original draft, Z.Z.; Supervision, Y.H. All authors have read and agreed to the published version of the manuscript.

Funding

This research was funded by the National Natural Science Foundation of China, grant number 52175192.

Data Availability Statement

The data presented in this study are available on request from the corresponding author.

Acknowledgments

Thanks for the technical assistance from the state key laboratory of tribology in advanced equipment. We would like to express our heartfelt gratitude to Lu Jinpeng, Yan Jiwen, Dou Haichun, and Wang Zhengwei for their invaluable support in data collection.

Conflicts of Interest

The authors declare no conflict of interest.

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Figure 1. Schematic diagrams of the plasma chemical heat treatment furnace (a), the working hollow cathode (b), and XRD results for untreated PN, PCN, PS, and PSCN surfaces (c) [45].
Figure 1. Schematic diagrams of the plasma chemical heat treatment furnace (a), the working hollow cathode (b), and XRD results for untreated PN, PCN, PS, and PSCN surfaces (c) [45].
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Figure 3. (a) Schematic of the DC-pulsed PECVD system, (b) Schematic construction of PECVD sputtering process [90,91].
Figure 3. (a) Schematic of the DC-pulsed PECVD system, (b) Schematic construction of PECVD sputtering process [90,91].
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Figure 4. The schematic diagram of plasma immersion ion implantation process.
Figure 4. The schematic diagram of plasma immersion ion implantation process.
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Figure 5. (a) Understanding phenomena in atmospheric plasma spraying, (b) conventional atmospheric plasma spray method, (ce) typical microstructures of coatings, (f) low-pressure plasma spray process, (gi) specific microstructures of coatings [101,102].
Figure 5. (a) Understanding phenomena in atmospheric plasma spraying, (b) conventional atmospheric plasma spray method, (ce) typical microstructures of coatings, (f) low-pressure plasma spray process, (gi) specific microstructures of coatings [101,102].
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Figure 6. Schematic diagram of the PEO equipment and its coating formation process: (a) A schematic diagram of the process of preparing MgO, Mg2SiO4, ZrO2 coatings on AZ91 alloy by PEO, and (b) PEO technical treatment diagram [117,118,119].
Figure 6. Schematic diagram of the PEO equipment and its coating formation process: (a) A schematic diagram of the process of preparing MgO, Mg2SiO4, ZrO2 coatings on AZ91 alloy by PEO, and (b) PEO technical treatment diagram [117,118,119].
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Figure 7. (a,b) Optical micrographs of cross-sections of PN and MAIP samples, (c,d) the friction curves of untreated, PN-480, PN-500, MAIP-3, and MAIP-6 samples, (eh) schematic description for wear mechanism of different models under lubricant conditions [158].
Figure 7. (a,b) Optical micrographs of cross-sections of PN and MAIP samples, (c,d) the friction curves of untreated, PN-480, PN-500, MAIP-3, and MAIP-6 samples, (eh) schematic description for wear mechanism of different models under lubricant conditions [158].
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Figure 9. The aspect of the steel surfaces coated with DLC by (a) HiPIMS, (b) PECVD, and (c) PIID, (d) the hardness of DLC coatings, (e) the friction coefficient of DLC on unnitrided steel, (f) The friction coefficient of DLC on nitrided steel [250].
Figure 9. The aspect of the steel surfaces coated with DLC by (a) HiPIMS, (b) PECVD, and (c) PIID, (d) the hardness of DLC coatings, (e) the friction coefficient of DLC on unnitrided steel, (f) The friction coefficient of DLC on nitrided steel [250].
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Figure 10. (a) Line scan analysis of Cr doped DLC coating, (b) COFs of Cr doped DLC coatings, (c,d) wear models of Cr doped DLC coatings under friction-lubrication and oil-lubrication conditions [260].
Figure 10. (a) Line scan analysis of Cr doped DLC coating, (b) COFs of Cr doped DLC coatings, (c,d) wear models of Cr doped DLC coatings under friction-lubrication and oil-lubrication conditions [260].
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Figure 11. SEM images of the cross-section and surface (a1,a2) DLC, (b1,b2) W-DLC, (c1,c2) Si-DLC, (d1,d2) SiO-DLC, (e1,e2) Ag-DLC, respectively. Tribological characterization friction behavior of pin-on-disk tests with steel balls: (f) friction curves at room temperature for all coatings, (g) friction curves for all layers when tested at 100 °C, (h) average friction for all coatings at room temperature and 100 °C, (i) specific wear rate at room temperature and 100 °C of coatings tribological tested against steel balls [261].
Figure 11. SEM images of the cross-section and surface (a1,a2) DLC, (b1,b2) W-DLC, (c1,c2) Si-DLC, (d1,d2) SiO-DLC, (e1,e2) Ag-DLC, respectively. Tribological characterization friction behavior of pin-on-disk tests with steel balls: (f) friction curves at room temperature for all coatings, (g) friction curves for all layers when tested at 100 °C, (h) average friction for all coatings at room temperature and 100 °C, (i) specific wear rate at room temperature and 100 °C of coatings tribological tested against steel balls [261].
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Li, Y.; Zhou, Z.; He, Y. Solid Lubrication System and Its Plasma Surface Engineering: A Review. Lubricants 2023, 11, 473. https://doi.org/10.3390/lubricants11110473

AMA Style

Li Y, Zhou Z, He Y. Solid Lubrication System and Its Plasma Surface Engineering: A Review. Lubricants. 2023; 11(11):473. https://doi.org/10.3390/lubricants11110473

Chicago/Turabian Style

Li, Yang, Zelong Zhou, and Yongyong He. 2023. "Solid Lubrication System and Its Plasma Surface Engineering: A Review" Lubricants 11, no. 11: 473. https://doi.org/10.3390/lubricants11110473

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