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Review

Factors Affecting the Effectiveness of DIBH (Deep Inspiratory Breath Hold) in Patients with Left Breast Cancer: A Narrative Review

1
Faculty of Medicine, University of Radom, 26-600 Radom, Poland
2
Faculty of Medical and Health Sciences, University of Radom, 26-600 Radom, Poland
*
Author to whom correspondence should be addressed.
Appl. Sci. 2024, 14(16), 7287; https://doi.org/10.3390/app14167287
Submission received: 21 June 2024 / Revised: 14 August 2024 / Accepted: 15 August 2024 / Published: 19 August 2024
(This article belongs to the Special Issue Novel Approaches in Radio- and Chemotherapy and Clinical Applications)

Abstract

:
Deep Inspiratory Breath Hold (DIBH) has become a valuable technique in left-breast cancer radiotherapy, offering the possibility to reduce radiation exposure to organs at risks (OARs) and minimize the risk of cardiac complications. This treatment method involves stopping the breathing of patients during irradiation in order to temporarily distance the heart from the radiation field, which reduces potential cardiac risks and other complications. To identify factors that may affect the effectiveness of DIBH treatment, we analyzed the most important 5-year studies published in the PubMed database. Research shows that DIBH reduces the radiation dose to the heart and lungs. However, the effectiveness of DIBH is determined by a variety of factors, including the patient’s training, cooperation, anatomical features, age, and choice of radiotherapy technique. Additionally, cardiovascular risk factors, such as diabetes, smoking, and hypertension, can be impactful to the effectiveness and potential complications of DIBH. Moreover, if a patient has a substantial level of depression or anxiety, then they may be potentially disqualified from the DIBH treatment method. In addition to this, a lack of consent and/or fear may also disqualify a patient from DIBH treatment. Careful patient selection, comprehensive training, and optimization of treatment parameters are essential to maximize the benefits of DIBH whilst minimizing any potential side effects. DIBH enhancement techniques, such as IMRT and VMAT, also have an important role to play. The purpose of this narrative review article is to summarize the factors affecting the efficacy and side effects of DIBH in radiation therapy for left-breast cancer, with the aim of optimizing its clinical application while minimizing side effects. Patients who are likely to benefit most from DIBH are young women in good medical condition, able to cooperate with the procedure, and with smaller breasts. The increase in the estimated 10-year patient survival is significantly influenced by cardiovascular problems, so patients without diabetes and metabolic syndrome, and non-smokers, will benefit the most. An estimated 50–70% of breast cancer patients are likely to benefit from DIBH, and in the best case, it can result in a 50% reduction in the risk of cardiac problems after photodynamic therapy (PDT).

1. Introduction

Breast cancer remains a common and heterogeneous disease, encompassing different molecular subtypes with different clinical characteristics and responses to treatment modalities. Mortality rates associated with breast cancer have shown a decreasing trend [1]; nonetheless, it remains a significant cause of morbidity and mortality among women worldwide. An important element in the multidisciplinary treatment of breast cancer is radiation therapy, which is used after breast-saving surgery or as an adjunct to mastectomy in certain clinical scenarios [2]. Its purpose is to eliminate residual tumor cells, minimize local recurrence, and improve overall survival rates [3]. Deep Inspiratory Breath Hold (DIBH) has become an increasingly recommended and promising technique in left-breast cancer radiotherapy to minimize radiation exposure to critical organs, especially the heart. The method of treating DIBH is associated with an average of 46% and 46.5% reduction in average dose to the heart and left anterior descending artery (LAD), compared to patients breathing freely during irradiation [4,5,6,7,8]. DIBH involves patients holding their breath during irradiation to temporarily remove the heart from the radiation field, reducing potential cardiac complications and those in other sensitive organs—organs at risk (OARs) [7,9,10,11]. Comparative studies show significant differences in radiation dose to the heart between DIBH and free breathing (FB) techniques (mean heart dose (MHD) was reduced to  <50%, the heart V25 Gy to  <20%, the LAD mean dose to  <40%, and the LAD maximum dose to about 50%), indicating a reduced cardiac risk with DIBH in breast cancer radiotherapy [12,13]. Radiation therapy for patients with left-breast cancer increases the probability of death from cardiovascular causes (CVDs) [5]. The advantages of DIBH include the physical separation of breast tissue from the heart, resulting in a reduced cardiac radiation dose [5,7,8,14]. Studies highlight the minimization of radiation dose to the lungs to prevent side effects, underscoring the potential of DIBH to reduce the risk of radiation-induced lung damage [9,10]. Controlled deep inhalation allows for the precise targeting of the tumor while sparing healthy heart tissue and protecting other structures, which is particularly important for patients with potential cardiotoxicity undergoing systemic treatment [6,7,15]. However, successful implementation of DIBH depends on a variety of critical factors detailed in the recent literature [9,16,17,18]. Challenges remain regarding patient comfort, the repeatability of breath-holding, and the need for specialized equipment [19,20]. Eligibility criteria for DIBH in radiotherapy mainly focus on left-breast cancer due to its proximity to the heart [9,21,22,23]. The purpose of this narrative review is to present the factors affecting the efficacy and side effects of DIBH in radiotherapy for left-breast cancer, serving to optimize its clinical application while minimizing side effects, which requires further research and prospective studies [13].

2. Materials and Methods

To determine potential factors affecting the efficiency of DIBH in patients with left-sided breast cancer, the PubMed database was searched according to the guidelines included in the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA). The research was conducted on 15 February 2024 and limited to the last 5 years, using the following search terms in the PUB Med database: ‘DIBH’, ‘left breast cancer radiotherapy’, and ‘breast radiotherapy’. This time limit was taken into account due to the timeliness of the information and the importance of the latest publications considering only qualitative research results. The inclusion and exclusion criteria are shown in a PRISMA flowchart. The inclusion criteria included full-text articles with free access. The review included Clinical Trials, Meta-Analysis, Randomized Controlled Trials, Systematic Reviews, and Reviews papers. Additionally, what ought to be said here is that considering the heterogeneity of the included studies, only those that focused on factors determining the effectiveness of the DIBH technique were selected [Figure 1].

3. Results

The researched studies were organized according to the factors considered impactful to the effectiveness and safety of treatment. For instance, patients’ awareness and motivation to DIBH, prone position compared to the supine positioning, individual anatomical characteristics, age, metabolic diseases, and others.

3.1. Training and Patient Education before DIBH

A study by A. Kim et al. confirmed that there was less cardiac irradiation after DIBH in patients who practiced the breath-holding technique at home about a week before treatment [19]. Participants in the study were instructed exactly according to the regimen by specialists what exercises to perform in order to have the desired effect. The training was primarily focused on controlling breath holding in the treatment position for 40 s while immobilizing the chest. The maximum cardiac dose during DIBH in the group without training (19.4 Gy) accounted for 0.38% to 0.48% of the total target dose, while in the group with training (13.1 Gy), it accounted for 0.26% to 0.33% of the total target dose. It has been noted that the reduction in irradiation mainly involves the part of the heart closest to the chest (i.e., coronary vessels, left ventricle). Radiation dose to specific cardiac structures, especially the left ventricle, is strongly associated with the risk of acute coronary events. This suggests that reducing the maximum cardiac dose, even slightly, could potentially translate into a reduced risk of cardiovascular complications in patients [19]. The effect of individual patient training carried out over a short period of time (1–2 weeks) may be influenced by psychological factors, neurocognitive factors, and abdominal muscle strengthening [24]. This was confirmed by Puntiwa Oonsiri et al. by training 112 patients one week before DIBH irradiation with the type and technique of breathing exercises. The researchers noted that for patients who had trained prior to undergoing the treatment, the treatment session time was half the time of the patients who had no prior preparation to their treatment. One of the key conclusions that ought to be taken from the research is that the level of satisfaction after training was high [25]. These results are consistent with the study by Feng Zhao et al. Here, the researchers enrolled 20 patients in their training on how to correctly perform breathing maneuvers. The training that had been carried out by the researchers was both visual and spoken. They assessed that the abdominal maneuver achieved significantly lower doses on the heart during DIBH compared to the thoracic maneuver. This provides an opportunity for further research and training using both maneuvers in patients prior to breath-hold radiation therapy [26]. Ingrid Romera-Martínez et al. stressed that the integration of DIBH into routine clinical procedures creates difficulty in ensuring consistent patient configuration during treatment due to the need to train them. In order to achieve reproducibility of position, the rate of sparing normal tissue and feasibility of administration for voluntary DIBH were compared to DIBH with a dedicated system, such as the Active Breathing Coordinator (ABC) [11].
The effectiveness of treatment and patient selection for DIBH is affected by training and patient education [19,23,24,25]. Patient training helps reduce cardiac complications after DIBH. An additional advantage that was observed was the reduction in therapy time. Consequently, the results of heart-sparing therapy are better [26]. The intra-fractional and inter-fractional types of patient reproducibility are important to confirm that the estimated dose to the heart is consistent with the dose actually administered. These challenges require a comprehensive evaluation of the factors affecting both the efficacy and potential drawbacks of radiotherapy.

3.2. Patients Awareness and Motivation to DIBH

During radiation therapy, the patient must be focused on breathing control. Among patients undergoing treatment, an average of 30% suffer from anxiety, 19% suffer from anxiety combined with depression, and as many as 25% have psychiatric disorders, which impact the effectiveness of treatment [24]. In a study, Szilvia Gaál and colleagues excluded patients with mental illnesses and those suffering from hypoxia [5]. The study showed that despite proper education and a 30 min training of 135 female patients on how to perform the CT (computed tomography) DIBH technique, as many as 38 were rejected due to their high body mass index, medical condition, and lack of motivation to pursue treatment [9]. Christina Schröder et al. performed a study in which 20% of 130 patients were excluded from the radiotherapy analysis taking into account lack of co-operation, consent, and patient anxiety. In the remaining 12% of patients, the use of the DIBH method would have been associated with dose overruns in OARs (Organs at Risk) [9]. The correct performance of DIBH requires coordinated respiratory muscle work during the treatment schedule, so those who could not hold their breath for at least 15s [9] and 20s [16] were excluded during patient selection. Patients who are excluded from the DIBH method are frequently smokers who have respiratory dyspnea. Such individuals are included in studies using alternative methods with respiratory support, such as CPAP (continuous positive airway pressure), so that the physical changes in the chest are comparable to healthy individuals [27].

3.3. Positioning Patients on Their Prone Position Compared to the Supine Positioning

Uma Goyal et al. conducted a pilot study in which they proved the beneficial effect of the DIBH technique on mean and maximum cardiac radiation doses in patients in the supine position [10]. The researchers determined that the mean dose and maximum dose for OARs in DIBH on the abdomen compared to free-breathing patients appeared to be lower by 0.21 Gy and 8.51 Gy, respectively, for the heart but higher by 0.23 Gy and 8.7 Gy for the left lung. These doses were comparable for the LAD [10]. The largest meta-analysis involving as many as 19 studies and 751 hospitalized patients conducted by Junming Lai et al. drew the conclusion that DIBH treatment on the prone position (P-DIBH) guarantees better OAR protection than the same lying on the back (S-DIBH) or free breathing lying on the prone position (P-FB) [12]. Based on the recommendations of the German Society for Radiation Oncology (DEGRO), Marciana-Nona Duma et al. concluded that the abdominal DIBH method is mainly performed in patients with increased breast volume, and the results of organ-sparing studies in this position are not consistent. Junming Lai et al. suggested that patients with smaller breasts report more benefits from DIBH lying in the prone position [17]. Comparing nationwide trends in DIBH practice, Nina Desai et al. determined that in a group of 530 U.S. physicians, 244 of whom had more than 15 years of seniority, as many as 440 survey respondents reported using abdominal and/or DIBH patient positioning in clinical practice, with Varian RPM being the most common system (286 respondents) [14]. In contrast, Xinzhuo Wang et al. reported higher dosimetric doses in 0.62 patients with left-sided breast cancer treated on the abdomen [28].
The use of both techniques is dependent on the facilities that the center has and the physicians performing the treatment, and the superiority of one technique over the other is debatable [10,28]. The positive effect on sparing the heart during DIBH radiotherapy in the abdominal position is explained by a gravity-induced increase in the distance between the breast and heart [4,7,29]. Marcian-Non Dum et al. confirmed the protective effect on the LAD of the abdominal DIBH method [6]. In the supine position, in the vast majority of cases, the radiation dose to the heart is lower than in patients treated in the supine position with free breathing [7]. The treatment of patients on the abdomen also has positive effects in patients with small breasts [17]. A study by Xinzhuo Wang et al. showed that the change in radiation dose dependent on positioning is influenced by the plasticity or breast depth ratio of patients, among other factors [28]. Undoubtedly, the technique of treating patients in the abdominal position has promising results. Despite the above studies, there is a further need to isolate patients who will benefit most from either technique.

3.4. Individual Anatomical Characteristics of the Patient

After reviewing the existing literature, Carmen Bergom et al. indicated that in order to minimize the radiation dose to the heart, the maximum heart distance (MHD) should be as far away from the treatment area as possible, while larger ciliary contact distances (CCD ps) and axial contact distances (CCD ax) to the heart are associated with increased radiation dose to the heart [4]. A literature review of a retrospective dosimetry study by Mikael Dell’Oro et al. confirmed the relevance of measuring cardiac contact distance and showed correlations between a greater difference in inspiratory volume and an increase in cardiac protection during DIBH [21]. The study by Ning Cao et al. only demonstrates the relevance of larger CCD ps and lateral heart-to-chest distance (HCD) measured during CT scans with patients breathing freely. Moreover, one unit increase in the ratio of the two measurements relative to each other results in a reduction in cardiac dose in the range of 0.93–1.15 Gy [30]. The reduction in the irradiation of organs at risk is influenced by breast size [31]. Lisa Cunningham et al. conducted the most extensive retrospective study to date, in which 27% of prospective subjects with stage (T1/T2, N0/M1mic, M0) left-breast cancer underwent breast-sparing surgery and received DIBH radiation therapy (40.05 Gy, 15 doses). Using Kendall’s tau-B probability difference, the researchers showed that an increase in patients’ breast size [clinical radiation area expressed cm3 (CTV)] was associated with a decrease in planned radiation volume (PTV) for critical organs (heart, L and P lung, left anterior interventricular branch of the left coronary artery-LAD and P breast) in radiological procedures. Moreover, in contrast to intensity-modulated proton therapy (IMPT), researchers have shown a positive correlation between CTV and mean right lung dose in intensity-modulated hybrid radiotherapy (h-IMRT) [31]. In a meta-analysis, Junming Lai et al. described similar findings indicating an increase in radiation in a critical organ, such as the heart, depending on the breast size of the patient [<750 cm3—(0.4–2.1 Gy), 750–1500 cm3—(0–1.4 Gy), >1500 cm3—(0–0.8 Gy)] [17]. A study by Uma Goyal et al. showed no difference in MHD dependent on breathing technique (DIBH and FB) while the use of the DIBH technique in a group of patients with large breasts (>2028.92 cm3) showed significantly lower average doses [10].
Studies show that patients’ anatomical differences have a significant impact on minimizing the radiation dose delivered to the heart during a radiotherapy session [4,7,10,17,21,30,31]. When selecting patients, it is important to determine MHD, CCD ps, CCD ax, HCD, sagging, and breast size. The values of these parameters affect dose reductions for OAR. Measurement of the aforementioned values in free-breathing patients is a key predictor considered in patients qualified for DIBH. Other anatomical aspects can also affect radiation doses reaching the heart. For instance, a sagging breast can lower the lower limit of the contact area, resulting in a potential increase in radiation dose to the heart.

3.4.1. Age

A review of the literature by Mikael Dell’Oro et al. suggests that younger patients receive a lower mean dose of myocardial irradiation (MHD) during DIBH [21]. Cristoforo Simonetto et al. conducted a comparative study determining the modeled effect of DIBH on post-treatment mortality attributable to ischemic heart disease (IHD) risk according to the age of patients at the time of treatment. Comparing the increasing risk of exposure with advancing age and the association of IHD risk with patient age, poor cancer prognosis is associated with a very low risk of IHD, which instead increases with patient age [16]. Unclear evidence regarding the timing of coronary complications from the time of irradiation suggests that if radiation-induced processes were to last, for example, 10 years before appearing through an increase in the risk of IHD, the expected reduction in life years for patients undergoing treatment after reaching about 70 years of age would be reduced more significantly [16]. As noted by Amr A. Mahmoud et al., in patients undergoing DIBH as opposed to free-breathing patients, age is an important predictor of cardiovascular events [32].
The younger age of patients undergoing DIBH promotes better efficacy of the technique [5]. Cristoforo Simonetto et al. found that the age at which patients begin treatment is a low predictor of the risk of death [16]. The younger the patient, the greater the chance of her performing the breath-hold technique more accurately and thus saving OAR [21]. There is a need to take this factor into account when planning and evaluating radiation therapy. Understanding these correlations may contribute to a more personalized approach to radiation therapy while increasing the effectiveness of treatment and minimizing potential side effects.

3.4.2. Cardiovascular Risk Factors

Long-term clinical observations show that death from cardiovascular causes is significantly more common in patients treated with radiation therapy for breast cancer. A clinically significant complication after DIBH is the development of ischemic heart disease. As a result of irradiation, myocardial micro- and macrovessels can be damaged. Other much older ways of irradiating left-breast cancer led to an MHD of 6.6 Gy, with the DIBH method reducing cardiac exposure significantly while reducing late cardiovascular complications. The initial estimated risk of CVD in patients with diabetes averages 18%. The 10-year cumulative risk of CVD after DIBH is 0.21% lower than in patients treated with RT FB, being about 4%. It turns out that smoking is one of the most important factors that a patient can eliminate while reducing the 10-year CVD risk by 2.52% [33]. DIBH treatment is associated with an approximately twice as much reduction in mean irradiance for the heart and left anterior descending artery compared to free-breathing patients [32]. Patients undergoing DIBH with comorbidities that severely burden the heart and an unhealthy lifestyle have a significantly increased risk of cardiovascular disease. Cardiovascular mortality rate after left-breast radiotherapy reaches 4% for every 1 Gy increase in cardiac dose. This results in a concomitant increase in the risk of a fatal cardiovascular incident of 0.074, an effect that is further increased in patients with risk factors and smokers [5].

Diabetes

Diabetics are a special group of patients who have an increased risk of myocardial dysfunction after radiation therapy [34]. A study by Gasch et al. evaluated the EAR [10-year absolute risk of cardiovascular disease (CVD)] after left-breast radiotherapy [33]. In the first group of 200 patients without diabetes, the baseline risk was 0.031–0.035; after irradiation, the excess relative risk (ERR) increased to 0.11. This allowed for a final estimate of the EAR over the next 10 years of 0.003–0.004 in this group of patients. In contrast, 10 patients with left-breast cancer and diabetes had a baseline risk of 0.1–0.2, so the EAR over the next 10 years was 0.01–0.03. Also, A. Mahmoud et al. described and pointed out the positive aspects of applying the DIBH method to patients with diabetes. The mean doses to the heart and left anterior descending artery (LAD) were considerably lower in the DIBH group, measuring 2.10 ± 0.39 Gy and 6.16 ± 0.18 Gy, respectively, compared to 4.29 ± 0.60 Gy and 12.69 ± 0.93 Gy in the FB group. However, the frequency of cardiac events was greater in the FB group than in the DIBH group [32]. A study carried out by Moon-Sing Lee et al. reported that patients with diabetes should be closely monitored by multidisciplinary teams of physicians after irradiation [34].
Diagnosed diabetes mellitus was considered an important factor that can significantly affect the risk of CVD in study subjects. The aforementioned studies show that patients with diabetes will have a 10-year excess absolute risk of cardiovascular disease, on average, five times higher [33].

Smoking

A study by A. Mahmoud et al., where the smoking group accounted for 19.2% of all patients undergoing DIBH, showed that this is a risk group with a significantly increased incidence of late cardiac complications [32]. Gasch et al. found this to be the most important factor influencing the risk of cardiovascular disease after using the DIBH method in female patients. From a group of 210 patients, 28 smokers were selected who had a cumulative cardiovascular disease risk (taking into account the initial risk and excess absolute risk EAR) of 6.07%. Compared to non-smokers (182 patients), this risk was 3.55% [33]. Marc D. Piroth et al. also identified cigarette smoking as a very important factor with toxic effects on the heart after radiotherapy. They confirmed that smokers have a higher mortality rate from radiation therapy than non-smokers [35].
Smoking significantly increases the occurrence of ischemic heart disease (IHD) [5]. At the same time, it is the most important factor affecting the risk of cardiovascular disease after DIBH in female patients. It is easy to see that compulsive cigarette smoking almost doubles the risk of CVD [33].

Hypertension

A. Mahmoud et al. showed that hypertensive patients are more likely to have cardiac events after DIBH [32]. Similar conclusions were reached by A. Gasch et al. who indicated that hypertensive patients have an increased incidence of coronary artery disease after receiving left-sided radiotherapy [33]. Moon-Sing Lee and colleagues emphasized the importance of thorough diagnostics in patients with arterial hypertension prior to radiation therapy [34]. Cristoforo Simonetto et al., in patients undergoing left-sided adjuvant radiotherapy for breast cancer, assessed the impact of arterial hypertension, smoking, and hypercholesterolemia on mortality due to ischemic heart disease (IHD). In the study, they evaluated two patients of the same age undergoing radiation therapy using DIBH. One was a smoker with systolic blood pressure above 157 mmHg and elevated cholesterol levels of 246 mg/dL, with a baseline relative risk for IHD of 3, while the other was a non-smoker with a systolic blood pressure of 104 mmHg and cholesterol level of 165 mg/dL with a baseline relative risk for IHD of 0.3. What is to be taken from this information is that the risk of ischemic heart disease in the future for the first patient was nine times higher compared to the second patient. The mean expected years of life lost (YLL) due to radiation-induced IHD mortality were 0.11 years in FB and 0.07 years in DIBH [16].
A risk factor for future cardiovascular disease after DIBH is hypertension, which is a persistent increase in blood pressure. Such patients can be treated with appropriate ACEIs (angiotensin-converting enzyme inhibitors) and antagonists for the angiotensin II receptor [32]. Well-chosen treatment can reduce the risk of cardiovascular disease after DIBH [34].
In addition to the above factors, the authors also mention other potentially influencing factors on the cardiac risk in patients after DIBH [Table 1].

3.5. Other Factors

  • IMRT, VMAT, proton techniques vs. DIBH
Yongkai Lu et al. reported that the efficacy of IMRT in synergy with DIBH is somewhat limited by the potential impact of respiratory motion [38]. In contrast, VMAT according to V. Salvestrini et al. and Marciana-Nona Duma et al. uses its rotational delivery and adaptive modulation capabilities to harmonize with DIBH, showing better target coverage and reduced irradiation of healthy tissues during specific respiratory phases [6,20]. Proton therapy, discussed by Chirayu G. Patel and Ashlyn S. Everett MD et al., is distinguished by its inherent physical properties, particularly the Bragg peak, which allows for precise dose deposition, minimizing the integral dose to surrounding tissues [39,40]. According to Chirayu G. Patel et al., proton therapy shows promise in reducing total dose exposure; however, its compatibility with DIBH and management of respiratory motion present challenges that require further research and optimization to maximize its benefits in combination with DIBH [39].
The choice between intensity-modulated radiation therapy (IMRT), volumetric modulated arc therapy (VMAT), and proton therapy in combination with deep breath-holding (DIBH) reveals clear advantages and differences between the above techniques. IMRT highlighted in studies by authors such as Mazen Sakka, Yongkai Lu, and Montserrat Pazos et al. showed significant compliance with tumor volumes while sparing critical organs due to its ability to modulate beam intensity (conformal dose distribution) [8,38,41]. The ability to adapt to motion dynamics is a significant advantage over IMRT in combination with DIBH, as it minimizes uncertainties associated with breathing-induced organ motion.
  • Use of CPAP as an adjunct to DIBH
Results from the study by Liang et al. showed significant advances in the combined use of continuous positive airway pressure (CPAP) and DIBH in MR-guided radiation therapy for thoracic tumors. The study was volunteer-based and evaluated the practicality of using CPAP both in combination and independently of DIBH techniques to control respiratory motion during MR linear gas pedal (MR-linac) radiotherapy. The integration of CPAP during DIBH showed a significant reduction in respiratory motion amplitude, resulting in minimized intra-fractional tumor motion during treatment sessions, as well as improved accuracy in target localization and reduced discrepancies between planned and delivered doses [18].
These findings demonstrate the potential of CPAP as an effective adjunctive tool in the context of DIBH-guided MR radiotherapy. Further large-scale studies and clinical trials are warranted to confirm and extend these encouraging results, paving the way for sophisticated and precise radiotherapy treatments for DIBH-guided thoracic oncology.
  • ABC
The modern Active Breathing Coordinator (ABC) system greatly improves and ensures reproducible chest movements during DIBH. Sean All et al. confirmed the precision, feasibility, and safety of the chest irradiation field for patients treated with DIBH along with ABC and suggested that this system should be used as often as possible in combination with DIBH [42].
  • BCS/Mastectomy
In a study by A. Mkanne et al., it was noted that greater benefit after DIBH is achieved by patients after mastectomy than after BCS [36]. Similar conclusions were reached by S. Misre et al. who in their study compared patients after BCS and after modified radical mastectomy (MRM). In both cases, the doses administered to the heart were reduced during DIBH radiotherapy; however, in MRM, significantly lower doses were applied to the lungs and LAD. This confirms that this technique may be particularly beneficial for patients undergoing mastectomy [13,43].
Lung restrictions were less common in the group of MRM patients requiring lymph node irradiation. Further studies are needed on the effectiveness of DIBH therapy depending on the surgical treatment chosen [13].
  • BMI
The relevance of higher values of BMI for cardiac protection during radiation was confirmed by Mikael Dell’Oro et al. [21]. BMI is another factor that influences the effectiveness of DIPH. Researchers Patricia Browne et al. showed a positive correlation between body mass index and MHD and maximum LAD dose but did not determine which patients would have the best positive effects [22]. A study by Abbas Mkanna et al., among many predictive factors, shows the relevance of BMI, an increase that correlates with a greater difference in mean heart dose (MHDD) between FB and DIBH treatment plans [36].
Studies according to the potential factors affecting the effectiveness of DIBH are presented in Table 2.

4. Limitations of the Review

The limitations of this narrative review are primarily due to the relatively small number of recent authoritative studies focusing on individual patient characteristics that affect the effectiveness of DIBH treatment. This technique plays a key role in radiation therapy for breast cancer, and research is still ongoing to determine the predisposition of patients for whom this treatment would be the best choice.
Our research method has no control over the quality of the primary studies to which it refers. Published scientific data and publications are based on a very large group of patients.

5. Conclusions

The primary factors influencing the reproducibility and saving of normal tissues are adequate education, respiratory training, and patient preparation prior to radiation therapy. Studies confirm that a patient’s awareness, motivation for treatment, and mental state significantly affect the effectiveness of treatment. Lack of consent, fear, anxiety, depression, and comorbid mental disorders disqualify some patients from the DIBH method. The best candidates for treatment with DIBH are patients who have a high level of health consciousness, understand the importance of performing the DIBH technique accurately, and do not have problems with anxiety or other psychiatric disorders. Patients who meet these criteria are more likely to perform the procedure correctly, resulting in better treatment outcomes and minimizing the risk of cardiac complications. Many patients are unable to hold their breath properly due to obesity, poor physical condition, or asthma. For respiratory diseases and smokers, alternative breathing methods should be considered. Individual patients’ anatomical characteristics (MHD, CCD ps, CCD ax, HCD, sagging, and breast size) may affect the effectiveness of treatment. The benefits are greatest in younger patients and in those with pre-existing cardiovascular risk factors, for whom minimizing cardiac exposure to radiation is crucial. Cardiovascular risk factors, such as diabetes, smoking, and hypertension affect the effectiveness of DIBH and potential complications. Additional factors include age, obesity, previous cardiovascular disease, high BMI, and family history. Studies suggest that younger patients undergoing DIBH receive lower cardiac doses, and age is an important prognostic factor. Increased BMI values correlate with reduced MHD and maximal LAD. The comparative analysis of patient positioning is inconclusive but indicates greater benefit of DIBH on the abdomen in patients with large breasts. Post-mastectomy patients compared to BCS may benefit more from DIBH. DIBH is influenced by enhancement techniques: IMRT, high compliance with breast volume; VMAT, better dose modification to respiratory motion; modern ABC, ensuring repetitive chest movements. The significant reduction in irradiation dose to the heart and other OARs, as well as the reproducibility of the treatment procedure, make the potential therapeutic value of DIBH greatest, especially in cooperative patients. There is a need for further research to determine the predictive factors of patients, understanding which of them will result in a more effective and personalized treatment involving fewer side effects.

Funding

This research received no external funding.

Institutional Review Board Statement

Not applicable.

Informed Consent Statement

Not applicable.

Conflicts of Interest

The authors declare no conflicts of interest.

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Figure 1. PRISMA flowchart study selection process. Identification of studies via databases and registers.
Figure 1. PRISMA flowchart study selection process. Identification of studies via databases and registers.
Applsci 14 07287 g001
Table 1. Risk factors affecting the occurrence of late cardiovascular sequelae after DIBH.
Table 1. Risk factors affecting the occurrence of late cardiovascular sequelae after DIBH.
ReferenceStudy TypeNYearRisk Factors
Gaál S et al.
[5]
Cross-sectional study1302021Age, cardiovascular risk factors, and smoking
Lee MS et al.
[34]
Systematic review 2020Prior cardiovascular disease, diabetes, COPD, smoking history, and high BMI
Gaasch A et al.
[33]
Prospective cohort study2102020The evaluated parameters included smoking behavior, history of diabetes mellitus, antihypertensive therapy, and family history of cardiovascular disease. If available, CRP and cholesterol levels (LDL, HDL, triglycerides) were reported.
Piroth MD et al.
[35]
Systematic review 2019History of ischemic heart disease, diabetes, chronic obstructive pulmonary disease, smoking, body mass index ≥ 30 kg/m2, arterial hypertension, dyslipidemia
Simonetto C et al.
[16]
Prospective cohort study892019Age; individual coronary heart disease mortality risks can be estimated by the SCORE prediction formula. SCORE takes into account the following individual risk factors: cholesterol level, systolic blood pressure, and smoking.
Mahmoud AA et al.
[32]
Prospective cohort study4322023Age, diabetes, hypertension, smoking
Mkanna A et al.
[36]
Prospective cohort study1032018Age, body mass index, and smoking status, in addition to medical co-morbidities CHF, prior chest surgery, prior lung disease, or presence of simultaneous psychiatric conditions
Jacobse JN et al.
[37]
Cross-sectional study183 2019Prior cardiovascular diseases, diabetes, hypertension, smoking history, and BMI
Dell’Oro M et al.
[21]
Retrospective dosimetric study202019Age, BMI
N—number of patients in the trial, COPD—Chronic Obstructive Pulmonary Disease, BMI—Body Mass Index, CRP—C-Reactive Protein, LDL—Low-density lipoprotein, HDL—High-density lipoprotein, CHF—Congestive Heart Failure.
Table 2. Studies according to the potential factors affecting the effectiveness of DIBH.
Table 2. Studies according to the potential factors affecting the effectiveness of DIBH.
Potential FactorReferenceCitationYearShort Description of the StudyEffectiveness of DIBH Conclusions
Training and patient educationA Kim [19]2018Effects of Preparatory Coaching on the DIBH treatmentThe benefits of DIBH are achieved by patients who have received adequate training and education prior to radiation therapy, which helps minimize cardiac complications and shorten treatment times.
Marianne Camille Aznar[23]2023Implementation of breath-hold techniques
Nina A Mayr[24]2020Cardiac radiation dose after DIBH
Puntiwa Oonsiri[25]2019An effective patient training for DIBH
Feng Zhao[26]2018Abdominal DIBH- OAR dose reduction
Romera-Martínez I[11]2020Clinical trial with DIBH
Patient’s awareness and motivationNina A Mayr[24]2020Cardiac radiation dose after DIBHThe benefits of DIBH are achieved by patients with a high level of health consciousness who understand the importance of performing the DIBH technique correctly and do not have problems with anxiety or other mental disorders.
Christina Schröder[9]2022A patient selection using dosimetric and practical DIBH
Szilvia Gaál [5]2021Various aspects of clinical utility of DIBH
Cristoforo Simonetto[16]2018Individual risk estimates of ischemic heart disease
Whoon Jong Kil[27]2019CPAP and conventional supine tangential fields
Patients positioning Uma Goyal[10]2020Clinical trial on prone positioning The benefits of using DIBH also depend on patient positioning:
Position on the stomach (P-DIBH): Patients with smaller breasts
Back position (S-DIBH): Patients with larger breasts
Junming Lai [12]2021Prone position versus supine position during DIBH
Nina Desai[14]2019DIBH radiation dose to the heart
Junming Lai[17]2020DIBH versus free breathing
Xinzhuo Wang[28]2021Prone versus supine DIBH
Carmen Bergom[4]2018Advantages of cardiac sparing during DIBH
Hayley B Stowe [7]2022Radiotherapy techniques in breast cancer
Clayton Alonso [29]2018Clinical trial on comparison of heart radiation dose
Marc D. Piroth[35]2019DIBH heart toxicity
AgeMikaela Dell’Oro[21]2019Patient Selection Criteria for DIBH Benefits of using DIBH for younger patients who are able to perform the breath-hold technique more accurately, resulting in better patient outcomes and minimizing the risk of cardiac complications.
Cristoforo Simonetto[16]2018Individual risk estimates of ischemic heart disease
Amr A Mahmoud[32]2022Irradiation incidence of cardiac events
Szilvia Gaál[5]2021Various aspects of clinical utility of DIBH
Anatomical characteristics Carmen Bergom[4]2018Advantages for cardiac sparing during DIBHDIBH benefits patients with the right anatomical parameters, such as
increased maximum heart distance (MHD) from the treatment area.
Larger ciliary contact distances (CCD ps and CCD ax) to the heart.
Larger lateral distance of the heart from the chest (HCD).
Smaller breast size.
Mikaela Dell’Oro[21]2019Patient Selection Criteria for DIBH
Ning Cao[30]2019DIBH cardiac and lung dose
Lisa Cunningham[31]2021Impact of breast size during DIBH
Uma Goyal[10]2020Clinical trial about prone positioning
Junming Lai[17]2020DIBH versus free breathing
Hayley B Stowe [7]2022Radiotherapy techniques in breast cancer
Amr A Mahmoud[32]2022Irradiation incidence of cardiac events
DiabetesMoon-Sing Lee[34]2020DIBH cardiovascular dysfunction DIBH benefits patients without diabetes who have a significantly lower risk of cardiovascular complications after radiation therapy. Although DIBH can reduce the radiation dose to the heart in patients with diabetes, they are still at higher risk of complications than those without diabetes
Aurélie Gaasch[33]2020Importance of baseline cardiac risks
HypertensionAmr A Mahmoud[32]2022Irradiation incidence of cardiac eventsDIBH benefits patients with well-controlled hypertension who have a lower risk of ischemic heart disease after radiation therapy. Patients with untreated or poorly controlled hypertension are at higher risks of cardiovascular complications.
Moon-Sing Lee[34]2020DIBH cardiovascular dysfunction
Aurélie Gaasch[33]2020Importance of baseline cardiac risks
SmokingAmr A Mahmoud[32]2022Irradiation incidence of cardiac eventsNon-smoking patients benefit from DIBH, as smoking significantly increases the risk of ischemic heart disease and other cardiovascular complications after radiation therapy
Aurélie Gaasch[33]2020Importance of baseline cardiac risks
Marc D Piroth[35]2019DIBH heart toxicity
Szilvia Gaál [5]2021Various aspects of clinical utility of DIBH
Cristoforo Simonetto[16]2018Individual risk estimates of ischemic heart disease
IMRT, VMAT, proton techniques vs. DIBHMarc D. Piroth[35]2019DIBH heart toxicityCombining DIBH with
IMRT: Patients with minimal or well-controlled respiratory motion, which will allow for the full benefit of IMRT to be realized in terms of conformal dose delivery, while minimizing the impact of organ motion.
VMAT: Patients in whom respiratory motion may affect the accuracy of radiotherapy, as VMAT better accommodates motion dynamics.
Proton therapy: Patients in whom minimizing the total radiation dose to surrounding tissues is a priority.
V Salvestrini[20]2022Modern radiotherapy on long-term cardiac sequelae
Yongkai Lu[38]2023DIBH cardiorespiratory dose
Patel[39]2022DIBH therapy for mediastinal lymphoma
Ashlyn S Everett[40]2019Techniques for Involved-Site Radiation Therapy
Mazen Sakka [8]2018IMRT more beneficial than VMAT?
Montserrat Pazos[41]2018Individualized treatment strategies in breast cancer
Use of CPAP Evan Liang[18]2022Positive airway pressure for thoracic respiratory motion managementPatients with thoracic tumors who have significant respiratory motion, as CPAP can reduce the amplitude of respiratory motion and improve the accuracy of radiation therapy.
ABCSean All [42]2023Efficacy of active breathing coordinator-assisted DIBHIn patients who require repetitive chest movements during DIBH because the ABC system provides precise and reproducible treatment conditions.
BCS/MastectomyYongkai Lu[13]2022DIBH versus free breathing in radiotherapyPost-mastectomy patients may benefit more from DIBH compared to BCS patients
Sean All[42]2023Feasibility and efficacy of active breathing coordinator
Shagun Misra[43]2021Cardiac dose reduction using DIBH
BMIMikaela Dell’Oro[21]2019Patient Selection Criteria for DIBHPatients with a higher BMI may show a greater difference in mean heart dose (MHDD) between FB and DIBH treatment plans. This means that DIBH may more effectively protect the heart from radiation in patients with a higher BMI.
Marianne Camille Aznar[23]2023Implementation of breath-hold techniques in radiotherapy
Sean All[42]2023Feasibility and efficacy of active breathing coordinator
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Hanczyk, E.; Piecuch, D.; Kopcial, S.; Jonska-Gmyrek, J. Factors Affecting the Effectiveness of DIBH (Deep Inspiratory Breath Hold) in Patients with Left Breast Cancer: A Narrative Review. Appl. Sci. 2024, 14, 7287. https://doi.org/10.3390/app14167287

AMA Style

Hanczyk E, Piecuch D, Kopcial S, Jonska-Gmyrek J. Factors Affecting the Effectiveness of DIBH (Deep Inspiratory Breath Hold) in Patients with Left Breast Cancer: A Narrative Review. Applied Sciences. 2024; 14(16):7287. https://doi.org/10.3390/app14167287

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Hanczyk, Edyta, Dawid Piecuch, Szymon Kopcial, and Joanna Jonska-Gmyrek. 2024. "Factors Affecting the Effectiveness of DIBH (Deep Inspiratory Breath Hold) in Patients with Left Breast Cancer: A Narrative Review" Applied Sciences 14, no. 16: 7287. https://doi.org/10.3390/app14167287

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