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Article

Parametric Investigation of Corner Effect on Soil Nailed Walls and Prediction Using Machine Learning Methods

1
Graduate Education Institute, Sakarya University of Applied Science, 54100 Sakarya, Turkey
2
Vocational School, Bilecik Seyh Edebali University, 11100 Bilecik, Turkey
3
Faculty of Technology Civil Engineering, Sakarya University of Applied Science, 54100 Sakarya, Turkey
*
Author to whom correspondence should be addressed.
Appl. Sci. 2024, 14(16), 7331; https://doi.org/10.3390/app14167331
Submission received: 21 July 2024 / Revised: 11 August 2024 / Accepted: 12 August 2024 / Published: 20 August 2024

Abstract

:
The performance of soil nailed walls is evaluated based on lateral displacements, especially in high walls. In this study, the displacement behavior of nailed walls, which are frequently preferred in retaining wall systems in hard clayey soils, was examined by taking into account the corner effect. The nailed wall model was created using Plaxis 2D v.23, and the performance of the model was verified with the results of inclinometer measurements taken on-site. To assess the influence of excavation pit dimensions on the corner effect, 25 three-dimensional and 25 plane–strain slice models were created using Plaxis 3D v.23, and the effect of excavation pit dimensions on the plane–strain ratio (PSR) was determined. Then, analysis studies were carried out by creating 336 3D and 336 plane–strain slice models with variable parameters, such as slope angle (β), wall angle (α), nail length (L/H), excavation depth (H), and distance from the corner (xH). Its effects on PSR were determined. The interactions of the parameters with each other and PSR estimation were evaluated using machine learning (ML) methods: artificial neural networks (ANN), classifical and regression tree (CART), support vector regression (SVR), extreme gradient boosting (XGBoost). The proposed ML prediction methods and PSR results were compared with performance metrics and reliable results were obtained.

1. Introduction

The strain that occurs during deep excavations causes lateral displacements [1,2,3,4]. The soil nail technique in deep excavation works has gained popularity in recent years due to its effectiveness and cost-efficiency in providing support across various ground conditions. In the design of soil nailed walls, it is crucial to estimate the maximum lateral displacements during the design phase, particularly under conditions where this issue is significant. Recommended models for estimating lateral displacements are available and have been incorporated into soil nailed wall design guides [5,6,7,8,9].
Researchers have extensively investigated the displacement behavior of soil nailed walls, employing both numerical and experimental methods [10,11,12,13]. Yuan et al. conducted a statistical analysis by creating a lateral and vertical displacement database from measurements obtained from different soil nailed wall projects. They concluded that the displacements used in the design guides were higher than field measurements [14]. Moreover, Esmaeili et al. utilized close-range photogrammetry with the combined photogrammetry displacement adjustment (CPDA) method for the first time in a building project excavation to determine displacements in soil nailed walls [15]. The geometric features of soil nailed walls also have an effect on displacements [16,17]. Case-based probabilistic studies have also been conducted on the studied wall system. Additionally, case-based, probabilistic studies, such as Monte Carlo simulation, have been conducted on the nailed wall system [18].
Numerical-based models have been widely used in research on soil nailed walls, particularly over the last three decades. Finite element (FE) software stands out as one of the widely used and reliable tools in this domain [19]. It provides results that are consistent with those of field measurements, laboratory experiments, limit equilibrium methods, and various numerical techniques [20,21,22,23]. For example, in one of these studies, the construction stages and soil pressure during the application process of soil nails were comparatively examined under laboratory conditions and using Plaxis v.23 software, and compatible results were obtained. [24]. Similarly, in another study focusing on the mechanical behavior of soil nailed walls, consistent results were achieved through both experimental and numerical investigations [25]. In the research conducted on soil nailed walls, the strength reduction method (SRM), which is a deterministic approach, was examined comparatively with the finite element method (FEM), and compatible results were obtained [26].
The excavation environment is a three-dimensional environment by nature. Excavation corners have effects on displacements and stresses. Researchers have conducted studies on different shoring systems to investigate these effects. The expression plane–strain ratio (PSR) is used in excavation pits to describe the change in displacements according to the distance from the corner (corner effect). It is defined as the ratio between the maximum displacements obtained from the three-dimensional analysis and two-dimensional analysis of a section at a certain distance of from the corner [27]. There have been corner effect studies on different retaining wall systems. The PSR value was estimated by comparing the three-dimensional effect with 3D finite element analysis in a deep excavation supported by a diaphragm wall [28]. Another study investigated the corner effect in deep excavation work using soil nails, depending on whether the excavation pit is square, concave, or convex [29]. In a different study, an optimum design was made for a soil nailed wall–pile–anchor cable support system in deep excavation, taking into account the corner effect [30].
Empirical and theoretical models remain inadequate for accurately predicting displacements in soil nailed walls. While database performance is strong, the ability to generalize to unseen data still needs further improvement. This deficiency confirms that various properties of soils can differ greatly, even for those taken from the same place. Therefore, geotechnical problems require learning strategies such as machine learning, which can take advantage of multiple predictors and their fundamental properties [31]. These complex situations can be handled with machine learning (ML). Machine learning has established an excellent field for itself in the geotechnical field, as it copes even with distorted, fuzzy, and incorrect data [32].
Various ML-based models are used for geotechnical problems, including machine learning methods for displacement estimation and prediction, as well as optimization studies in soil nailed walls. In a study, the structural risk minimization-multi-gene genetic programming (SRM-MGGP) method was proposed using support vector regression (SVR), artificial neural networks (ANNs), and multi-gene genetic programming (MGGP) methods to formulate the mathematical relationship between cohesion, friction angle, nail slope, nail length, and slope height, and to estimate the safety factor (Garg et al., 2014). In another study, the optimum slope, spacing, and nail length/wall height of single-row vertical nails in soil nailed walls were analyzed using Plaxis 2D v.23. Then, a comparative optimization study was conducted with Taguchi’s design of experiment (DOE), genetic algorithm (GA), and particle swarm optimization (PSO) [33].
To summarize, in the first stage of this study, the factors that may have an impact on the corner effect in soil nailed walls were investigated in many aspects. For this purpose, three-dimensional and two-dimensional models were created using Plaxis v.23 software, a finite element software program, and the performance of the model was compared with inclinometer measurements. Then, the effect of excavation pit dimensions on the corner effect was investigated. After the excavation pit dimensions were determined, the parametric research phase began. Analysis studies were carried out by creating 336 3D models and 336 plane–strain slice models with variables including slope angle (β), soil nailed wall angle (α), nail length (L/H), and excavation depth (H), to determine the plane–strain ratio (PSR). In the second stage of this study, PSR prediction was performed using machine learning methods. It is very difficult to make predictions with simple statistical methods, especially in studies with crowded data sets. Predictions made with machine learning methods can produce reliable results, especially in complex and large-volume data. As a result of this study, analysis studies were carried out with machine learning methods due to the large number of PSR data obtained and the non-linearity of the obtained results. There are many methods for machine learning. This is necessary because there is no method that works perfectly on every data set. For this reason, prediction studies have been carried out using more than one method. The methods that are most preferred in the literature provide reliable results. This study aims to reveal the most reliable results obtained from the predictions made by the methods. Artificial neural networks (ANNs), support vector regression (SVR), extreme gradient boosting (XGBoost), and classifical and regression tree (CART) prediction models were used for PSR prediction, and their performances were compared using various metrics.

2. Machine Learning Methods

2.1. Artificial Neural Networks (ANNs)

Artificial neural networks (ANNs), developed by researchers including Hopfield, Rumelhart, and Grossberg, are computational models designed to emulate the functioning of biological neural networks [34,35,36,37]. ANNs are now also used in other engineering fields [38]. The method consists of a series of interconnected nodes or “neurons” (input variables) that process information in parallel. Neurons consider a linear combination of inputs, apply an activation function, and pass the output layers (responses) to the neurons below (Figure 1).

2.2. Classifical and Regression Tree (CART)

Classifical and regression tree (CART), a random forest (RF) method, has been frequently used in prediction studies in recent years due to its superior data classification ability [39,40]. For regression problems, the output variables are fitted using samples of input variables. For each of the input variables, the data are divided into several points. For predicted and actual values, the sum of square error (SSE) is calculated at each split point, selecting the minimum SSE at the node [41]. In Equation (1), the expression h ^ R F x in the prediction function h ^ x , θ i indicates the model’s prediction of the target. A typical CART pattern estimation scheme is shown in Figure 2.
h ^ R F x = 1 q i = 1 q h ^   x , θ i

2.3. XGBoost

Extreme gradient boosting (XGBoost) is an improvement to gradient boosting [42]. The XGBoost algorithm uses the classifical and regression tree (CART) algorithm to create trees. Notably, XGBoost base predictors can encompass not only decision trees, but also other machine learning (ML) models. In this study, regression trees were used as basic predictors. As outlined in Equations (2) and (3), the aim is to reduce the loss function by iteratively adding weak models to the ensemble to generally correct the errors made by previous models [43,44,45,46].
L x g b   = i = 1 N L y i ,   F x i + m = 1 M Ω ( h m )
Ω h = γ T + 1 2 λ w 2  

2.4. SVR

Support vector regression (SVR) originates from the support vector machines (SVM) method used in data research [44,47,48]. Unlike traditional statistical regression methods, SVR disregards statistical assumptions and manipulates data to create nonlinear models (Figure 3). Another distinction lies in its ability to bypass statistical assumptions and manipulate data to form nonlinear models [49].

3. Materials and Methods

3.1. Database of Soil Nailed Wall

Soil nailed walls are generally applied to hard clay, medium hard clay, dense sand, and medium-dense sand soils. As part of the excavation work for the Tepe Shopping Mall project in Istanbul, Türkiye, soil nailed walls were implemented (Figure 4a,b). The displacement measurements used in this study were obtained from Inclinometer-4 (Figure 4c). General information regarding the soil nailed wall, specifically applied to hard clay soil by Zetaş A.Ş., along with its geometric properties, is presented in Figure 5 and Table 1 [50]. The nail lengths did not change with depth and were kept constant.

3.2. Finite Element Model Presentation and Verification of the Model with Field Measurement Results

The soil parameters applied based on the Plaxis 2D v.2023 and Plaxis 3D v.2023 finite element models in the soil nailed walls in the Tepe Shopping Mall project are given in Table 2 [51,52].
A soil nail is a composite element composed of nails and cement grout. In finite element models, the soil nail is defined as an embedded beam object. The embedded beam represents the soil nail in the best way since it is an object consisting of beam elements that interact with the soil and body friction through special interface elements. In addition, in soil nail applications, the application surface is often covered with sprayed concrete and this representative element is designated as plate. The properties of embedded beam and plate elements for Plaxis 2D and Plaxis 3D models are given in Table 3.
In order to investigate lateral displacements, 2D analysis was first performed using Plaxis 2D finite element software, and performance reliability was confirmed with field inclinometer-4 measurement results (Figure 6). Then, a plane–strain slice model was created using Plaxis 3D finite element software. Plaxis 2D analyses give larger displacements than Plaxis 3D analyses, with slight differences. In creating 3D models, Plaxis 3D plane–strain slice model parameters with proven model accuracy were used.

3.3. Method

Within the scope of the study method, the accuracy of the Plaxis finite element model was ensured in the first stage. Then, the corner effect of the excavation pit dimensions was investigated using Plaxis 3D. Excavation pit dimensions were preferred to be rectangular in parametric studies. Conditions in which the walls of the entire excavation pit perimeter were also soil nailed walls were evaluated. The second phase of the parametric research on fixed excavation pit dimensions was initiated. At this stage, the effects of slope angle, wall angle, excavation depth, nail length, and distance from the corner variables on plane–strain ratio (PSR) were determined using Plaxis 3D. The PSR prediction study was carried out using machine learning models: extreme gradient boosting (XGBoost), classifical and regression tree (CART), support vector regression (SVR), and artificial neural networks (ANNs), and the reliability of the models was checked (Figure 7).

3.4. Corner Effect (PSR)

A new parameter called the plane–strain ratio (PSR) was introduced by Ou et al. in 1996 to describe lateral displacement behavior. The PSR value is expressed as the ratio of the maximum lateral displacements in three-dimensional analyzes ( 3 D   λ h m a x ) to the maximum lateral displacements in two-dimensional analyses ( 2 D   λ h m a x ) (Equation (4)). As the PSR value increases, sections less affected by corners emerge. Based on the aspect ratio for the excavation geometry and the distance from the corner, if the PSR value is close to 1, it means that the corner effect is negligible [27,53,54].
P S R = 3 D   λ h m a x /   2 D   λ h m a x

4. Results and Discussion

4.1. Parametric Investigation

Within the scope of the parametric research, factors that may affect the lateral displacements of the soil nailed wall were discussed. In this context, the research is discussed in two parts. In the first part, the effects of the excavation pit dimensions on the plane–strain ratio (PSR) were investigated. In the second part, the effects of slope angle (β), wall angle (α), excavation depth (H), and nail length (L/H) conditions on PSR were examined via Plaxis 3D software analysis studies. The excavation area geometry was determined as rectangular in parametric studies. Although the average time in parametric studies varies depending on the model size and the number of nails, a single three-dimensional analysis took an average of 15 h. The analysis time of all three-dimensional models was approximately 300 days.

4.2. Effect of Excavation Pit Dimensions on PSR

Excavation geometry and soil parameters were taken from the Tepe Shopping Mall case. In the investigation of the excavation pit dimensions, the slope angle (β) was accepted as zero, the nail length was taken as half of the excavation depth, and the effect of the change in the excavation dimensions (B and L) on the plane–strain ratio (PSR) behavior was examined. The excavation pit dimensions consisted of the primary wall length (L) and secondary wall length (B). The model boundary conditions were taken as three times the excavation widths, and attention was paid to the boundary conditions. The model depth was taken as six times the excavation depth (Figure 8).
Excavation pit parametric dimensions were determined as multiples of the excavation depth (H). To investigate the dimensions of the excavation pit, 25 Plaxis 3D models and 25 Plaxis 3D plane–strain models were created and analyzed (Table 4).
In the analysis studies, it was seen that different B conditions had no effect on plane-strain ratio (PSR) changes under the same primary wall length (L) length conditions. Under the same secondary wall length (B) conditions, the PSR value remained at low values, at most approximately 0.65, in the L length 2H condition. Under the same B conditions, similar behavior was observed as the L length 4H, 6H, 8H, and 10H PSR graphs moved away from the corner, and the PSR value reached 0.90 after approximately 3H (Figure 9). In research on the corner effect of excavation pit dimensions, the presence of the corner effect becomes more evident, especially in short-sized retaining walls [27,53].

4.3. Effects of Slope Angle (β), Wall Angle (α), Excavation Depth (H), Nail Length (L/H), and Distance from Corner (xH) on PSR

There are many controversial studies on the corner effect of shoring structure type, soil type, and excavation pit dimensions [3,27,53,55]. There are limited studies on how variables such as the back slope angle (β), nailed wall angle (α), nail length (L/H), and excavation depth (H) affect the corner effect in nailed walls. At this stage of the study, the effects of the specified factors on the plane–strain ratio (PSR) were investigated. The nail length was kept constant throughout the depth. The width of the slope angle was determined as two times the width of the excavation depth (2H), since the displacement increase rate did not change significantly after 2H distance. A total of 336 3D models and 336 plane–strain slice models were created using the parametric variables shown in Figure 10, and displacement analysis studies were carried out.
In Plaxis 3D models, the primary wall (L) and secondary wall (B) distances of the excavation pit are kept equal (B = L). This is because the length of the secondary wall (B) has no effect on the primary wall (L) displacements (Figure 9). Additionally, no significant change in the plane–strain ratio (PSR) was observed after 3H distance. Therefore, B = L = 6H excavation dimensions were chosen in all Plaxis 3D models (Figure 11a). Since the lateral distance between the nails was 1.5 m in this case, the width was kept constant at 1.5 m in all 3D and plane–strain slice models (Figure 11b). While creating models in analysis studies, dimensions were determined by taking boundary conditions into account (Figure 11).
A total of 336 3D models and 336 plane–strain slice models were analyzed for corner effect research based on five variable conditions on nailed walls. The change in plane–strain ratio (PSR) values was calculated for each excavation depth at distances from the corner of 0, 0.5, 1.0, 1.5, 2.0, 2.5, and 3.0 times the excavation depth, and graphs were created. During the plane–strain slice model analyses, 106 models collapsed, and during the 3D model displacement analyses, 89 models collapsed. The PSR values based on the non-collapse lateral displacement analysis results are presented in Figure 12, with a total number of 1610 data points.
As seen in Figure 12, depending on the distance from the corner, the plane–strain ratio (PSR) value was approximately 0.1 at the corner under back slope angle β = 0° conditions. However, this value increased to 0.50 at a distance of 0.5H from the corner and even reached values as high as 0.80 with increasing nail length. At 1H and beyond, the rate of increase in PSR decreased, and the values approached maximum levels earlier with the increases in nail length and wall angle. With the increase in β, the PSR value at the corner also increased, and depending on the increase in nail length (L/H) and wall angle (α), the PSR value in the corner increased up to 0.50.
At distances from the same corner, the plane–strain slice (PSR) value decreased as the back slope angle (β) increased, and reached maximum values again at farther distances as β increased. While the PSR value was approximately 0.1 at the corner under β = 0° conditions, it approached 1 as it moved away from the corner. It can be observed that the PSR value reached 0.90 at most when the β value was 10°, 0.80 at 20°, and 0.70 at 34°. Increasing β led to a decrease in the PSR value, thereby increasing the corner effect. As the wall angle (α) increased, the PSR value approached the maximum value at shorter distances from the corner under β = 0° conditions [56]. This situation becomes more evident as the nail length increases (Figure 12a). In the case of β = 10°, increasing the α angle brought the PSR curves, which changed with depth, closer to each other (Figure 12b). The fact that the PSR curves approached each other with depth was also observed under other β (20°, 34°) conditions (Figure 12c,d). The effect of increasing the α angle on PSR gradually decreased with the increase of the β angle. Under β = 0° conditions, as the excavation depth increased, the PSR value decreased, thus increasing the corner effect. While increasing the excavation depth clearly showed the decrease in PSR in the case of β = 0°, increasing the β angle caused this effect to decrease and the PSR curves became closer to one another. In a study conducted by Tabur in 2014, it was observed that the corner effect continued to affect areas farther away as the excavation depth increased in hard clay soils [57]. While the effect of nail length on PSR remained at lower values in the case of β = 0° and nail length L/H = 0.50, as the nail length increased, PSR progressed to higher values and approached 1. Additionally, with increasing nail length, higher PSR results were obtained at the same distance from the corner under the same β conditions, indicating a reduction in the corner effect. An increase in the β angle decreased the effect of nail length on PSR. As the stiffness increases in nailed walls, the corner effect decreases. Increasing the slope angle (β) and excavation depth (H) increases the corner effect because it causes a decrease in the stiffness of nailed walls. Increasing the nail length (L/H) and wall angle (α) will increase the stiffness, thus increasing the PSR value and decreasing the corner effect [29,58].

4.4. Correlation Analysis

Based on the distribution of the variables, the coefficients between the Pearson correlation and direction and strength of the monotonic relationship between the two parameters were calculated pairwise and shown as a heat map (Figure 13). All data (1610) regarding distance from the corner (xH), nail length (L/H), excavation depth (H), wall angle (α), slope angle (β), and plane–strain ratio (PSR) data were evaluated together.
The correlation effect rates and their meanings are provided in Table 5. There is a very strong positive relationship between PSR and xH. There is a negative relationship between PSR and β, a negative relationship between β and H, and a weak, positive relationship between β and L/H.

5. Machine Learning Models

5.1. Hyperparameters Configuration

Hyperparameters play a crucial role in determining the prediction performance of machine learning algorithms. Therefore, it is critical to tune the hyperparameters correctly. One of the traditional approaches commonly used today is grid search. First, a Cartesian product of all hyperparameter combinations of plausible values is generated. Afterward, the machine learning (ML) algorithm performs data training for all hyperparameter combinations. Training performance is measured by the cross-validation technique [59,60]. In this study, the grid search method was employed to adjust the hyperparameters. To train the ML model, the training and test datasets must be represented correctly. Determining the appropriate ratio between the test dataset and the training dataset is a critical aspect, with ongoing discussions in the field. In practice, ratios such as 70:30 and 60:40 are used [61]. A training–test split ratio of 70:30 was adopted, along with the layered learning technique. Then, cross-validation was performed. The optimized hyperparameters used to estimate the machine learning models used in this study are provided in Table 6.

5.2. Performance Metrics

The ideal prediction parameters and value ranges are provided in Table 7. The specified performance metrics were used to evaluate the performance of the models used in plane–strain ratio (PSR) prediction.

5.3. Evaluation of Machine Learning Model Prediction Performances

This section discusses models created to predict an output using five input variables, along with their corresponding results. Models created to predict an output using five input variables are discussed with their results in this section. The relevant prediction results are shown in detail in Table 8. The performance of the models in predicting training and testing outcomes was evaluated. The analysis results showed that the classifical and regression tree (CART) and extreme gradient boosting (XGBoost) models exhibited the highest R2 (0.99) and lowest RMSE (0.00) values for plane–strain ratio (PSR) prediction during training. The test results regarding prediction ability were R2 0.99 with XGBoost and R2 0.98 with CART. RMSE of 0.01 was obtained for XGBoost and 0.02 for CART. However, artificial neural networks (ANNs) and support vector regression (SVR) models demonstrated comparatively lower performance compared with other prediction models.
The plane–strain ratio (PSR) prediction and finite element (FE) PSR relationships of the prediction models are illustrated in Figure 14. While the ideal fit is given as a dark blue line, the ±20% error rate range is also indicated on the graphics. Among the prediction models, artificial neural networks (ANNs) and support vector regression (SVR) tend to make errors. Therefore, extreme gradient boosting (XGBoost) and classifical and regression tree (CART) can be recommended as the prediction models. The superiority of the proposed prediction models (XGBoost and CART) compared with other traditional models (ANN and SVR) is clearly evident.
The comparison of 10 randomly selected plane–strain ratio (PSR) datapoints, shown in Table 9, with extreme gradient boosting (XGBoost), classifical and regression tree (CART), artificial neural networks (ANNs), and support vector regression (SVR) prediction models is shown in Figure 15. It can be seen that the XGBoost and CART prediction models were more consistent with the finite element (FE) and PSR data compared with the other 2 methods (ANN and SVR).
Permutation importance analysis was performed on extreme gradient boosting (XGBoost) and classifical and regression tree (CART), where the highest performance was achieved. For plane–strain ratio (PSR) estimation, the relative percentage importance of the input parameters distance from the corner (xH), nail length (L/H), excavation depth (H), wall angle (α), and slope angle (β) were listed as 88, 12, 5, 9, and 9, respectively, according to CART. According to the XGBoost prediction model, the importance percentages were 86%, 1%, 1%, 1%, and 10%, respectively. xH was significantly reflected in both models for PSR prediction, as shown in Figure 16. For the XGBoost model prediction, the β factor was the second-most-important parameter after xH. For the CART model prediction, after xH, the L/H, β, and α factors are of relative importance. These results are consistent with the correlation analysis results.
To summarize, in the plane–strain ratio (PSR) estimation phase of this study, the related effects of distance from the corner (xH), nail length (L/H), slope angle (β), wall angle (α), and excavation depth (H) on the PSR value of soil nailed walls were explained. A prediction model combining these five features for PSR prediction of soil nailed walls has not been developed before. The developed models effectively captured the contribution of these features to the PSR value.

6. Conclusions

This study investigates the corner effect, defined as the plane–strain ratio (PSR), on soil nailed walls using Plaxis v.23 software. In the initial stage, displacement analyses were conducted using 25 three-dimensional (3D) models and 25 plane–strain slice models. This stage aimed to determine the impact of excavation pit dimensions on the corner effect. In the second stage, displacement analyzes were performed on 336 3D models and 336 plane–strain slice models depending on four variable factors, and 1610 data points were obtained from the analysis results. The analysis results were evaluated to determine how and in which direction the parameters affected the PSR value. Then, a PSR estimation study was carried out using machine learning methods. The results obtained from the studies are as follows:
  • It was observed that the secondary wall had no effect on the excavation pit dimensions in the nailed retaining systems (H = 10 m) used in hard clay soils. It was observed that the primary wall exhibited a greater corner effect, especially under conditions of short wall length (20 m). However, if the primary wall length was 40 m or longer, the plane–strain ratio (PSR) increase graphs were equal. The PSR value reached its maximum level at a distance of 3H from the corner;
  • The corner effect increased with the increase in slope angle (β) and excavation depth (H), because these factors decreased the stiffness of the nailed wall. Conversely, increasing the nail length (L/H) and wall angle (α) increased the stiffness and decreased the corner effect;
  • A very strong relationship was obtained between the plane–strain ratio (PSR) and the distance from the corner (xH) on the nailed wall, with a correlation coefficient of 0.83. This was followed by a negative relationship between PSR and the slope angle (β);
  • Plane–strain ratio (PSR) prediction was performed using machine learning models and extreme gradient boosting (XGBoost), and classifical and regression tree (CART) achieved excellent performance results with an R2 value of 0.99. The predictions were compared with the results of the finite element analysis, and compatible predictions were obtained.
This study conducted a comprehensive parametric analysis of the corner effect on soil-nailed walls and developed machine learning (ML) models for predicting plane–strain ratio (PSR) values. In this way, designs can be realized by taking into account the corner effect under different slope angle (β), wall angle (α), excavation depth (H), and nail length (L/H) conditions on nailed walls in hard clay soils. Consequently, in areas where corner effects may occur during the design phase, the nail length can be reduced or nail spacing can be increased. Modeling and analysis with the finite element method sometimes requires a solution process that takes days. With trained and proven reliable machine learning methods, these times have been reduced to seconds and 99% accuracy has been proven.

Author Contributions

Conceptualization, S.P. and İ.V.; methodology, S.P. and İ.V.; software, S.P.; validation, İ.V.; formal analysis, S.P.; investigation, S.P.; resources, İ.V.; data curation, S.P.; writing—original draft preparation, S.P.; writing—review and editing, İ.V.; visualization, S.P.; supervision, İ.V.; project administration, İ.V.; funding acquisition, İ.V. All authors have read and agreed to the published version of the manuscript.

Funding

This work was supported by Scientific Research Project Coordination Unit of Sakarya University of Applied Sciences. Project Number: 054-2021.

Institutional Review Board Statement

Not applicable.

Informed Consent Statement

Not applicable.

Data Availability Statement

Data are contained within the article. The data presented in this study can be requested from the authors.

Acknowledgments

All the pertinent data for the soil nailed wall case study presented in this paper were provided by Zetas Zemin Teknolojisi A.S.

Conflicts of Interest

The authors declare no conflicts of interest.

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Figure 1. ANN configurations selected as the prediction model for the PSR response.
Figure 1. ANN configurations selected as the prediction model for the PSR response.
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Figure 2. Schematic diagram of the CART.
Figure 2. Schematic diagram of the CART.
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Figure 3. Typical kernel radial basis functions of SVR.
Figure 3. Typical kernel radial basis functions of SVR.
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Figure 4. Tepe Shopping Mall project and soil nailed wall application: (a) general view; (b) first row nail application; (c) soil nail application plan.
Figure 4. Tepe Shopping Mall project and soil nailed wall application: (a) general view; (b) first row nail application; (c) soil nail application plan.
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Figure 5. Tepe Shopping Mall project soil nailed wall section.
Figure 5. Tepe Shopping Mall project soil nailed wall section.
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Figure 6. Comparison of lateral displacements using Plaxis 2D, Plaxis 3D plane–strain model, and field measurement: (a) Plaxis 2D analysis; (b) Plaxis 3D plane–strain slice model analysis; (c) Inklinometer-4 measurement.
Figure 6. Comparison of lateral displacements using Plaxis 2D, Plaxis 3D plane–strain model, and field measurement: (a) Plaxis 2D analysis; (b) Plaxis 3D plane–strain slice model analysis; (c) Inklinometer-4 measurement.
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Figure 7. General flowchart of research on the relationship between PSR and parametric factors.
Figure 7. General flowchart of research on the relationship between PSR and parametric factors.
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Figure 8. Plaxis 3D excavation pit and model dimensions.
Figure 8. Plaxis 3D excavation pit and model dimensions.
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Figure 9. PSR changes depending on primary and secondary wall lengths: (a) B = 20 m; (b) B = 40 m; (c) B = 60 m; (d) B = 80 m; (e) B = 100 m.
Figure 9. PSR changes depending on primary and secondary wall lengths: (a) B = 20 m; (b) B = 40 m; (c) B = 60 m; (d) B = 80 m; (e) B = 100 m.
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Figure 10. Parametric variables and properties based on Plaxis 2D and Plaxis 3D models.
Figure 10. Parametric variables and properties based on Plaxis 2D and Plaxis 3D models.
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Figure 11. Finite element model for the reference for the calculation of the PSR: (a) 3D model; (b) 3D plane–strain slice model.
Figure 11. Finite element model for the reference for the calculation of the PSR: (a) 3D model; (b) 3D plane–strain slice model.
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Figure 12. PSR changes in nailed walls under different slope angle (β), wall angle (α), excavation depth (H), and nail length (L/H) conditions; (a) β = 0° (b) β = 10° (c) β = 20° (d) β = 34°.
Figure 12. PSR changes in nailed walls under different slope angle (β), wall angle (α), excavation depth (H), and nail length (L/H) conditions; (a) β = 0° (b) β = 10° (c) β = 20° (d) β = 34°.
Applsci 14 07331 g012aApplsci 14 07331 g012b
Figure 13. Pearson correlation with heat map.
Figure 13. Pearson correlation with heat map.
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Figure 14. Prediction results of ML methods: (a) XGBoost; (b) CART; (c) ANN; (d) SVR.
Figure 14. Prediction results of ML methods: (a) XGBoost; (b) CART; (c) ANN; (d) SVR.
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Figure 15. Comparison between ML prediction and FE for PSR of parametric data samples: (a) XGBoost; (b) CART; (c) ANN; (d) SVR.
Figure 15. Comparison between ML prediction and FE for PSR of parametric data samples: (a) XGBoost; (b) CART; (c) ANN; (d) SVR.
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Figure 16. Relative importance of PSR prediction parameters with machine learning methods.
Figure 16. Relative importance of PSR prediction parameters with machine learning methods.
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Table 1. Geometric information of Tepe Shopping Mall project.
Table 1. Geometric information of Tepe Shopping Mall project.
Soil Nailed Wall
H (m)
Soil Nail Impact Area
Sh × Sv (m2)
Soil Nailed Wall Angle α (°)Soil Nail Angle
ω (°)
Soil Nail Length
L (m)
Nail Diameter
D (mm)
10.01.5 × 1.5851512105
Table 2. Plaxis 2D and Plaxis 3D Tepe Shopping Mall project soil properties.
Table 2. Plaxis 2D and Plaxis 3D Tepe Shopping Mall project soil properties.
SoilSoil ModelUnit Volume
Weight (kN/m3)
Friction Angle φ′ °Cohesion c (kPa)E50ref
kN/m2
Eoedref
kN/m2
Eurref
kN/m2
vurRinter
Soil 1Hardening soil19251553,00053,000159,0000.250.67
Table 3. Plaxis 2D and Plaxis 3D Tepe Shopping Mall project soil nail and shotcrete parameters.
Table 3. Plaxis 2D and Plaxis 3D Tepe Shopping Mall project soil nail and shotcrete parameters.
FESoil NailE
(kN/m2)
γ
(kN/m3)
D
(m)
Bond Strength
(kPa)
Axial Skin ResistanceTskin,
Start, Max
Tskin, End, MaxMaterial
Plaxis 2DEmbedded Beam93.00 × 10610.105150Linear98.9698.96Rock bolt, Rigid
Plaxis 3DEmbedded Beam93.00 × 10610.105150Linear98.9698.96Rock bolt, Rigid
FEShotcreteMaterial
Type
γ
(kN/m3)
d
(m)
EA1
(kN/m)
E1
(kN/m2)
EI
(kNm2/m)
V12Interface
Plaxis 2DPlateElastic1.20.2004.200 × 10621.00 × 10614.00 × 1030.2Defined
Plaxis 3DPlateElastic1.20.200-21.00 × 106-0.2Defined
Table 4. Excavation pit dimensions.
Table 4. Excavation pit dimensions.
Group 1Group 2Group 3Group 4Group 5
B1 = 2HB2 = 4HB3 = 6HB4 = 8HB5 = 10H
L-12H2H2H2H2H
L-24H4H4H4H4H
L-36H6H6H6H6H
L-48H8H8H8H8H
L-510H10H10H10H10H
Table 5. Correlation effect rates and their meanings.
Table 5. Correlation effect rates and their meanings.
Correlation CoefficientDescriptionParameters
0.80–1.00Very strongPSR vs. xH
0.60–0.79Strong-
0.40–0.59Moderate-
0.20–0.39WeakPSR vs. β, β vs. H, β vs. L/H,
0.00–0.19Very weakL/H vs. xH, H vs. xH, α vs. L/H, α vs. H, β vs. α, PSR vs. α, H vs. L/H, PSR vs. H, PSR vs. L/H, β vs. xH, α vs. xH
Table 6. Optimized hyperparameters used to predict ML models.
Table 6. Optimized hyperparameters used to predict ML models.
MLParametersValue
XGBoostNumber of estimator200
Maximum depth5
Minimum child weight1
Learning rate0.1
Support vectors117
SVRCost100
Epsilon 0.1
Gamma0.01
KernelRadial basis functions
CARTMax. depthNone
Min. samples leaf2
Min. samples split5
ANNHidden layer size2
Neurons20 + 20
Table 7. Performance metrics [62].
Table 7. Performance metrics [62].
NoParameterEquation
1Coefficient of determination (R2) R 2 = i = 1 n ( y i y m e a n ) 2 i = 1 n ( y i y ^ i ) 2 i = 1 n ( y i y m e a n ) 2
2Mean absolute error (MAE) M A E = 1 n i = 1 m y ^ i y i
3Root-mean-square error (RMSE) R M S E = 1 N i = 1 n ( y i y ^ i ) 2
Table 8. Comparison of model performance.
Table 8. Comparison of model performance.
Indicator Models Used R 2 MAERMSE
TrainingTestTrainingTestTrainingTest
ANN0.950.910.050.050.060.07
SVR0.920.910.050.060.060.07
CART0.990.980.000.010.010.02
XGBoost0.990.990.000.010.000.01
Table 9. Parametric data examples.
Table 9. Parametric data examples.
FeaturesABCDEFGHIJ
Slope angle000103400101020
Nailed wall angle0010105105050
Excavation depth16282528131916222813
Nail length1.001.250.750.751.250.500.751.251.251.25
Distance from the corner0.52.00.50.51.50.01.00.01.02.5
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Poyraz, S.; Vural, İ. Parametric Investigation of Corner Effect on Soil Nailed Walls and Prediction Using Machine Learning Methods. Appl. Sci. 2024, 14, 7331. https://doi.org/10.3390/app14167331

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Poyraz S, Vural İ. Parametric Investigation of Corner Effect on Soil Nailed Walls and Prediction Using Machine Learning Methods. Applied Sciences. 2024; 14(16):7331. https://doi.org/10.3390/app14167331

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Poyraz, Semiha, and İsa Vural. 2024. "Parametric Investigation of Corner Effect on Soil Nailed Walls and Prediction Using Machine Learning Methods" Applied Sciences 14, no. 16: 7331. https://doi.org/10.3390/app14167331

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