3.1. Synthesis and Characterization of Catalysts
The catalysts employed in this study (including their precursors) are listed in
Table 1. Synthetic details can be found in
Section 2.
Parent-activated carbons Merck (
M) and Norit (
N) are essentially microporous. According to the IUPAC classification, they display type IV isotherms [
31], which suggests the presence of mesopores, some of which have narrow apertures (
Figure 2 and
Figure 3). Both solids display H4 loops, which are closed at P/P
0 = 1, consistent with the presence of slit-shaped mesopores. The porosity of these solids is not altered substantially after treatment with acid oxidants. Hydrothermal carbons derived from saccharose (
HT and
HT-S), however, showed very low adsorption capacity as evidenced by their poor porous development (
Figure 3). Hydrothermal heating of
N in the presence of saccharose to give
N-HT notably increases the porosity. Further treatment of this material with sulfuric acid to form
N-HT-S reduces its porosity.
The behavior is different for those carbons constituted by zirconia (
Figure S1). The deposition of zirconia on Norit (
N-Zr) hampers the access of N
2 into the pores, probably due to their blockage, thereby reducing the porosity of this material. Treatment with diluted sulfuric acid (
N-Zr-S2) promotes the lixiviation of this mineral, resulting in a higher porosity. This effect is even more significant when concentrated sulfuric acid is used (
N-Zr-S1) since a higher amount of ZrO
2 is lixiviated from the solid.
Zr and
Zr-S also show type IV adsorption isotherms with a lower proportion of micropores. Furthermore, the higher slope of the curves in the middle range of pressure values suggests that the volume of mesopores is larger for
Zr and
Zr-S compared to the carbonaceous materials grafted with zirconia.
Table 2 gathers the specific surface values of the catalysts obtained after applying the BET model to their N
2 adsorption isotherms [
32]. As expected, the higher the porous development, the larger the specific surface since the physic structure of the catalyst does not change after the treatment employed. Activated carbons possess higher surfaces; zirconia displays medium-range values, and hydrothermal carbons exhibit almost negligible specific surfaces.
Elemental analysis data of the catalysts are collected in
Table 3 (excluding mineral matter). Oxygen content was calculated by difference. As expected, carbonaceous materials are mainly composed of carbon. Treatment of
N-Zr,
M,
N-HT, and
HT with sulfuric or nitric acid raises the oxygen content, a fact consistent with the oxidation of the solids. The percentage of sulfur and nitrogen also increases depending on the acid used in this process. Hydrothermal treatment with saccharose of carbon
N to give
N-HT leads to a lower content of hydrogen and oxygen, whilst the ratio of other elements is enhanced, in agreement with a higher graphitization of the solid.
Hydrothermal carbon HT shows a minor amount of C and a higher content in H and O than that showed by activated carbons such as M or N since the hydrothermal process is conducted at lower temperatures than pyrolytic carbonization and, therefore, oxygenated groups are degraded in a minor extent. The amount of oxygen and sulfur is also increased when HT is treated with sulfuric acid, as stated above for other catalysts.
Zirconium-based carbons show a different behavior.
Table 4 shows global compositions (both organic and inorganic), including
Zr and
Zr-S, for comparative purposes. The addition of zirconia to
N (
N-Zr) results in a lower proportion of carbon while increasing the mineral content. Treatment with concentrated sulfuric acid (
N-Zr-S1), with the aim of sulfonating the carbonaceous precursor, promotes the lixiviation of mineral content, which is consistent with a lower ratio of zirconium and a larger amount of the other elements. When
N-Zr is treated with diluted sulfuric acid (
N-Zr-S2), with the idea of sulfating the deposits of zirconia on carbon
N, lixiviation occurs in a minor extension, and the amount of sulfur increases significantly. With respect to
Zr-S, although sulfur content is important, it is mainly composed of zirconium and oxygen, as expected. Trace impurities, not included in the table, constituted by silicon and copper, were detected in the two mineral residues of these catalysts.
Elemental compositions measured by XPS are collected in
Table 5. In general terms, these results are in agreement with those obtained by elemental analysis (
Table 3): carbon is the main component of carbonaceous materials; the oxygen content of
HT is much larger than that detected for the rest of the carbonaceous catalysts; treatment with acids gives rise to the oxidation of the carbons with increased content of nitrogen or sulfur, depending on the acid employed; treatment of
N-Zr with concentrated sulfuric acid leads to a substantial lixiviation of zirconia (
N-Zr-S1), decreasing the amount of zirconium and oxygen; sulfur is not detected in
Zr, whereas in
Zr-S, it is present in a 2.5%. Moreover, the chemical treatment with acids decreases the oxygen content when compared to data obtained by elemental analysis, suggesting that oxygenated groups are degraded further when they are attached to the surface of the catalyst.
Deconvoluted C 1s data of carbonaceous catalysts are collected in
Table S1. Most of the catalysts display three components: one is detected at 284.8 eV, corresponding to the reference and assigned to the most reduced form of carbon (C-C and C-H bonds); a second component is observed at 286 eV, attributable to carbon atoms partially oxidized (i.e., ether, alcohol, aldehyde); and a third component close to 290 eV, due to highly oxidized forms of carbon like carboxylic or ester groups [
12].
Formation of zirconia causes a minor change in the composition of parent carbon
N since the reduced fraction decreases, whereas the most oxidized forms increase. Such an effect is even more significant after the treatment with sulfuric acid, acting as an oxidant as well. Hydrothermal treatment of
N to give
N-HT barely modifies the chemical composition of the surface, but treatment with sulfuric acid drives the oxidation of the material (
Figure 4).
A similar trend is observed when M is treated with acids. As expected, the oxidation is larger with nitric acid (M-N). In this case, four components are distinguished: the peak at 285.7 eV can be assigned to C–O bonds; the peak at 287.6 eV is assigned to carboxyl groups mainly, and the peak at 290.7 eV is attributable to carboxyl or derivatives.
Hydrothermal carbon derived from saccharose showed a different spectrum since it possesses the highest oxygen content and only two components are present: the reduced form is minor, whilst the major component is highly oxidized (component 3, 289 eV). However, after the treatment with sulfuric acid, the latter component disappears, showing instead the intermediate component at 286.5 eV (
Figure 4). This suggests that the acid reacts with the most oxidized functional groups, removing them from the catalyst surface.
The interpretation of O 1s XPS spectra in the range of materials studied, namely, activated or hydrothermal carbon, along with other carbonized substrates (
Table S2), is complex indeed as one functional group gives rise to more than one peak and, in addition, different functional groups often lead to close signals. Therefore, no clear-cut interpretations can be formulated accurately. However, it is worth pointing out that the signal observed near 531 eV is consistent with the presence of both oxygen and metal in the
N-Zr,
N-Zr-S1,
N-Zr-S2,
Zr, and
Zr-S samples.
Deconvoluted N 1s data (
Table S3) show one main component coming from the pristine carbon (
N or
M). These nitrogen atoms are not completely oxidized (like nitro, nitroxy, or nitrate groups), so a peak above 405 eV should be detected.
S 2p deconvoluted components (
Table S4) can be divided into two groups. Reduced forms of sulfur, like organic and inorganic sulfides, are assigned to the peak at 164 eV. On the other hand, the peak at 168 eV is due to oxidized forms such as sulfates, sulfones, or sulfonic acids.
The treatment of N-Zr with sulfuric acid increases the amount of sulfur in an oxidized form due to the presence of sulfonic groups (N-Zr-S1) or sulfates (N-Zr-S2), where the presence of four oxygen atoms around the sulfur agrees with the shift of the peak to higher values of binding energies.
The hydrothermal treatment of N with saccharose modifies the ratio of the two types of sulfur atoms. This change is more favorable toward oxidized forms of sulfur after the treatment with sulfuric acid. The same behavior is observed for HT-S, although, in this case, the precursor does not contain sulfur, thereby proving that the sulfur present in this catalyst comes from sulfuric acid. Interestingly, a small amount of sulfur is reduced in this reaction as a peak at about 164 eV is also detected. The duplicity of some peaks (163.4 and 164.5 eV; 167.4 and 165.8 eV in HT-S) is due to the existence of 2p3/2 y 2p1/2 configurations. In most cases, however, the low relation signal/noise of the spectrum hampers the visibility of both multiplicities.
The S 2s signal of Zr-S contains two peaks, 226 and 234 eV. The first peak can be associated with the presence of adventitious carbon. The second peak can be attributed to the formation of sulfates on the surface of ZrO2. Another peak is observed at 169.7 eV in the S 2p spectrum, corresponding to sulfates groups, not detected in Zr.
Deconvoluted Zr 3d spectrum gives two peaks at 183.0 y 185.5 eV, typical for ZrO2 and assigned to 3d5/2 y 3d3/2 multiplicities, respectively. Likewise, the Zr 3p spectrum shows two peaks at 334 and 338 eV in Zr and Zr-S.
PZC values and quantification of acid and basic sites of catalysts are collected in
Table 6. Carbon
N is slightly basic, as observed for
M and
Zr.
N-HT also possesses a basic character, suggesting that the hydrothermal treatment with saccharose barely alters the PZC measurement. On the other hand, the carbonaceous material prepared by hydrothermal treatment of saccharose shows high acidity. Chemical treatment with acids leads to a reduction in PZC values, including that of
HT. The low PZC value of
HT can be explained by a lower degradation experimented with saccharose when subjected to the hydrothermal process, which agrees with the abundance of hydroxyl and carboxyl groups.
Treatment with nitric acid enhances the acidity of the solids due to the formation of oxygenated functional groups with acid behavior, especially carboxylic acids. Likewise, treatment with sulfuric acid drives even more acid materials, a fact that is consistent with the creation of highly acid sulfonic groups. The treatment with acids raises the number of acid groups, whereas basic sites are reduced.
FT-IR spectra (
Figures S2–S5) show characteristic OH absorption bands at about 3400 cm
−1. Vibrational bands in the range 1500–1600 cm
−1 are assigned to C=C bonds typically detected in graphitic carbonaceous materials. Hydrothermal carbons
HT and
HT-S also display bands at 1700 cm
−1, consistent with the presence of carboxylic groups. In general, treatment with sulfuric acid often reveals the detection of absorption bands at ~1100 and ~617 cm
−1, attributable to sulfonic groups [
12,
33].
Figure 5a,b shows the typical spheric morphology of hydrothermal carbons prepared from carbohydrates, with different sphere sizes for both catalysts [
34]. Moreover, chemical treatment with sulfuric acid does not alter the characteristic morphology of this material. Nor does it induce any significant change in particle size. Nevertheless, catalysts
N-HT and
N-HT-S show both an irregular morphological pattern with a lack of spheres (
Figure 5c,d), thereby pointing to a modification of the surface of the catalyst without producing an activated carbon/hydrothermal carbon composite.
3.2. Screening of Heterogeneous Catalysts for Diol Protection
Firstly, we investigated the acetalization of two model diols (
9 and
10) against a wide variety of heterogeneous catalysts (
Scheme 1). These reactions were performed under magnetic stirring at 80 °C in a sealed vial to minimize the evaporation of the solvent and to avoid the presence of moisture in the reaction media. The catalysts employed in this screening are listed above (
Table 1). Catalyst load and acetalization reagent were optimized in a previous study [
12]. Reactions were monitored by TLC analysis until the complete consumption of starting materials. Purification by column chromatography was only required when analysis of the crude reaction mixtures by
1H-NMR showed the presence of impurities.
Table 7 summarizes the results of this catalytic screening.
The acetalization reaction was not completed for catalysts Zr (entries 1 and 2) and N-Zr (entries 5 and 6). Likewise, catalyst M did not complete the reaction either, even after 8 days, probably due to its basic character. Interestingly, the reaction of diol 9 (entry 21) could not be completed after 9 days with hydrothermal carbon HT, which is strongly acidic, whereas protection of diol 10 was achieved with excellent yield (91%, entry 22) after the same reaction time. Nevertheless, and as will be demonstrated below, these findings show that the acidity of the catalysts is required but not exclusive to reach optimum catalytic activity.
Protection of both model diols was feasible with zirconium-based catalyst Zr-S, providing excellent yields, although purification by column chromatography was required to isolate pure acetonides 11 and 12.
On the other hand, catalysts N-Zr-S1 and N-Zr-S2 (entries 7–10) allowed for the formation of acetonides with excellent yields, but after reaction times of one day. Similarly, the use of catalysts M-S (entries 13 and 14) and M-N (entries 15 and 16) drove excellent yields for 11 and 12. The slightly basic catalyst N-HT also allowed for the isolation of ketals in good yields (entries 17 and 18), even though reaction times were longer, requiring 5 days for completion.
Finally, sulfonated catalysts N-HT-S and HT-S accelerated the acetalization reactions significantly. Protection of diol 9 was completed in one hour in the presence of N-HT-S (entry 19) and remarkably in only 20 min when using catalyst HT-S (entry 23), which was by far the most active catalyst found in this study. Likewise, the acetalization of 10 required 3 h with N-HT-S (entry 20), whereas the reaction catalyzed by HT-S took place again in 20 min with an excellent yield (entry 24).
Therefore, one can conclude that the best catalysts identified in this preliminary study were acid carbons N-HT-S and HT-S since reactions were completed in less than 3 h with excellent yields. Moreover, acetonides 11 and 12 were isolated with no need for purification by column chromatography.
The structure of isopropylidene ketals for
11 and
12 was corroborated by analytical and spectroscopic techniques (see
Section 2) and was compared to reported data [
12]. The high purity of these compounds was confirmed by their correct elemental analyses and by the fact that both acetonides crystallized spontaneously after evaporation of the solvent, even though both compounds have been previously described as oils [
35,
36].
Likewise, FT-IR and NMR spectra were consistent with the 1,3-dioxolane structure of
11 and
12 (
Figures S8–S12). A complete assignment of NMR signals for methylene hydrogen and carbon atoms of
11 and
12 was achieved through NOESY and HMQC correlation spectra (
Figures S13–S16). In addition, DFT calculations were performed with the optimized structures of ketals
11 and
12 (see Methods for computational details). Once the structures of
11 and
12 were optimized without restrictions at the M06-2X/6-311++G(d,p) level of theory [
25,
26,
27,
28], including the solvent effect with the SMD model [
29], chemical shifts were calculated with the GIAO method [
30], using the optimized structure of tetramethylsilane as reference.
Representation of calculated
1H and
13C shifts versus experimental values led to linear plots with excellent correlation coefficients, which agrees with the assignment of methylene hydrogens and carbons of acetonides
11 and
12 from NMR spectra (
Figure 6 and
Figure 7).
Finally, to rule out the possible catalytic effect caused by lixiviation of the catalyst
HT-S, a test reaction was performed at 80 °C, in the presence of 5% of the catalyst, filtering such a catalyst after a reaction time of 5 min. The resulting solution was subsequently stirred without any catalyst at 80 °C for 24 h. NMR monitoring demonstrated that the acetalization did not evolve once the catalyst was removed from the reaction mixture (
Figure 8), therefore concluding that the catalytic action was due to the solid
HT-S.
3.6. Diol Protection in Continuous Flow
The efficiency of heterogeneous catalysts can be enhanced when packed-bed reactors are implemented in combination with continuous flow operation [
40]. In a packed-bed reactor, the catalyst is loaded into a pressure-resistant column. Then, the reaction mixture is flowed through the bed using a pumping system. As the liquid phase moves through the catalyst particles, a significant increase in the mass transfer properties of the system is achieved, as the catalyst bed acts as a passive mixer. Moreover, the liquid fraction in contact with the catalyst at a given time encounters a very high catalyst-to-substrate ratio, resulting in very fast transformations [
41]. Contact times of a few minutes or even seconds are common in continuous-flow reactors. An additional advantage of packed-bed reactors in continuous flow is that the catalytic reaction and the filtration step are performed simultaneously. Thus, an operation step (filtration) can be removed from the process. This advantage, with the good scalability of packed beds, makes this system particularly suitable for industrial implementation [
42].
To demonstrate that heterogeneous catalyst
HT-S is suitable for continuous processing in a packed-bed reactor, it was loaded into a stainless steel column (3 mm i.d., 12 cm length). The column was plugged with glass wool on both ends to avoid leaching of the catalyst during flow operation. The column, with an inner volume of 0.85 mL, could carry ca. 350 mg of catalyst. Once loaded with the catalyst, the void volume of the packed bed was 0.623 mL. This volume was used to calculate the residence time of the reaction mixture in the reactor. In a typical experiment, a 0.2 M solution of
10 was pumped through the catalyst bed using a syringe pump (
Figure 13). The system was pressurized using a 7-bar backpressure regulator. The temperature of the packed-bed reactor was monitored and controlled in a hot plate (see
Supplementary Materials for details, Figure S6).
Once the flow system was assembled, the reaction conditions were optimized. Thus, the reactor temperature and residence time were screened. During the optimization process, the solution of
10 in 2,2-dimethoxypropane was continuously pumped through the reactor. Once the temperature and flow rate had been set and were stable, two reactor volumes were discarded (to ensure steady-state conditions), and then an aliquot of the crude reaction mixture was collected in a round bottom flask, evaporated under reduced pressure, and analyzed by
1H NMR. Gratifyingly, when the reactor temperature was slightly increased from 25 °C to 40 °C, excellent conversion of the substrate was obtained within a residence time of 5 min (
Table 10, entries 1 and 2). A further increase in the temperature to 60 °C did not have negative effects on the reaction outcome (entry 3), while at 80 °C, small amounts of unknown side products were observed in flow mode (entry 4). Subsequently, the residence time was optimized at 40 °C and 60 °C by increasing the pump flow rate. At 40 °C, the residence time could be decreased to 2 min while still obtaining a very good 97% conversion (entry 6). A further decrease to 1 min resulted in a significant amount of unreacted starting material (88% conversion, entry 7). Notably, at 60 °C, the flow rate could be gradually increased until the residence time of the reaction mixture in the system was only 30 s while maintaining excellent conversion of the starting material (
Table 10, entries 8–11). Indeed, under a residence time of 30 s, a slight increase in conversion from 98% to 99% (no traces of starting material observed) was achieved, most likely due to an increase in mass transfer under a higher flow rate. Indeed,
1H NMR analysis of the crude reaction mixture collected from the reactor output (
Figure S7) revealed that the mixture only contained product
12 and solvents. Using the optimal reaction conditions (
Table 10, entry 11), the reaction mixture was collected for 60 min in a round bottom flask. Simple evaporation of the crude solution under reduced pressure resulted in 3.447 g (95% yield) of
12.
Then, the stability of the catalyst bed was evaluated in continuous flow mode. For this purpose, the reaction mixture was pumped through the reactor under optimal conditions (60 °C, 1.246 mL/min, 30 s residence time). Aliquots of the crude reaction mixture collected from the reactor output were analyzed at 20 min intervals (
Figure 14). Importantly, very good to excellent conversion was obtained throughout this experiment. Thus, although the reaction conversion decreased at 100–120 min, most likely due to a temperature fluctuation in the system, the catalyst performance was still excellent (99% conversion) after 140 min of continuous processing.