1. Introduction
Synthetic aperture radar (SAR) offers all-weather, day-and-night monitoring capabilities for large oceanic areas, enabling the active imaging of critical maritime zones. These features make SAR a vital remote sensing tool for marine target surveillance [
1]. There are two approaches for detecting maritime vessels using spaceborne SAR: one is detecting the vessels themselves, and the other is detecting their wakes [
2]. The detection and classification of maritime vessel targets have been a global research priority. However, in high sea states, amplified ocean background noise and vessel motion complexity often cause defocusing or positional displacement in SAR images, leading to target detection failures. Due to the wide coverage, distinct features, and prolonged duration of vessel wakes, wake-based target detection offers advantages over the direct detection of vessel targets in images, particularly in the discovery of weak targets and the acquisition of vessel motion information, thus holding broader application value for maritime security monitoring. The wakes generated by vessel motion on the sea surface typically exhibit distinct geometric characteristics, manifesting various phenomena, such as turbulent wakes, Kelvin wakes, and internal wave wakes [
3]. For instance, by obtaining the width and direction of turbulent wakes, one can infer the vessel’s width and heading; estimating the wavelength and propagation direction of Kelvin wakes can provide insights into the vessel’s speed and heading, while internal wave wakes also contain characteristic parameters of maritime or subsea moving targets. In certain scenarios, vessel wakes can assist in detecting weak maritime or subsea targets that are difficult to detect in images [
4]. In 2022, Rizaev presented a synthetic SAR imagery dataset with ship wakes and used the deep learning (DL) method to classify ships. The results show that ship detection and recognition accuracy can be effectively improved [
5]. The integration and information fusion of vessel and wake detection targets can effectively enhance the reliability and efficiency of spaceborne SAR in maritime surveillance, holding significant importance for maritime safety and ocean environmental protection.
Research on ship wake detection is primarily based on traditional methods, which mainly rely on the image characteristics of wakes and transform the problem into a line feature detection issue under speckle noise. Such methods typically require denoising of the original SAR image, followed by the detection of lines using Radon or Hough transforms to obtain wake information. Numerous improved algorithms have emerged to enhance the accuracy of wake detection. Rey et al. combined high-pass filtering with Radon transforms to detect wakes in SEASET images, achieving favorable results [
6]. In 2017, Yang et al. utilized relative total variation techniques to decompose and reconstruct images, detecting wake images using Radon transforms, which can be applied to ship wake detection in complex background SAR images [
7]. Biondi et al. investigated ship wake detection by preprocessing original SAR images with low-rank sparse decomposition and using local Radon transforms [
8]. In 2019, Karaku et al. reconstructed wakes in the Radon domain using MAP estimation and GMC sparse regularization to overcome various interferences in SAR images [
9]. Some scholars have achieved the decomposition and feature enhancement of Kelvin wakes, turbulent wakes, and other medium/large-scale oceanic features in images by employing the fast and adaptive bidimensional empirical mode decomposition (FABEMD) method along with a modified Goldstein interferogram filter, demonstrating high efficiency and strong applicability [
10]. In 2024, Mathias introduced a novel approach for detecting ship wakes using a Gaussian mixture model (GMM) and Radon transform, which enhances the visibility of linear features. The method is successful in achieving greater wake detection accuracy [
11]. The polarimetric SAR (PolSAR) can provide a potential way to overcome wake detection in a high sea state. Using the polarimetric whitening filter (PWF) and polarimetric detection optimization filter (PDOF), we have proven that the polarimetric enhancement methods can obviously enhance the wake detection performance of small surface vehicles. However, the application of PolSAR data in marine monitoring is very limited [
12]. Since conventional wake feature detection and enhancement techniques are implemented in the image domain, the final detection and enhancement performance are heavily constrained by the quality of the original SAR images [
13].
In recent years, with the rapid development of artificial intelligence technology, methods based on DL have gradually been applied to wake detection. In 2019, Kang and Kim first proposed a convolutional neural network (CNN) for ship wake detection in TerraSAR-X images. However, this method was limited to estimating ship velocities and required the wake signatures to be spatially adjacent to the parent ship (i.e., the ship generating the wake) [
14]. Later in 2021, Del Prete et al. presented a dataset including more than 250 wake chips. Several object detectors based on CNNs were tested and assessed for their effectiveness in detecting wake in SAR images. The results demonstrated that wake detection is very different from ship detection [
15]. In 2022, Wang provided the datasets of SAR images, including both simulated SAR images and real SAR images, and proved the feasibility of performing DL technology on the simulated datasets [
16]. Utilizing DL algorithms, such as YOLO5, wake samples from SAR images are learned and trained automatically to extract features, enabling the automatic detection and tracking of ship wakes. Radon transforms are then used for analyzing and extracting ship motion information, and validation with real SAR wake data has shown improvements in wake detection [
17]. However, deep learning methods face challenges, such as insufficient SAR wake samples and noise interference during the process of extracting motion information, particularly in the selection and extraction of peak points in the transformed domain [
18]. Despite these advancements, existing methods remain limited by the insufficient suppression of sea clutter and dependency on post-imaging processing. The classification and introduction of spaceborne SAR wake enhancement research methods in recent years are shown in
Table 1. Our work addresses these gaps by integrating wake enhancement directly into the SAR imaging pipeline, leveraging sub-aperture sequences to achieve real-time noise reduction.
In principle, the accuracy of wake detection in the aforementioned methods is constrained by the sea surface background noise in SAR images and the linear feature intensity of wakes. Therefore, various preprocessing techniques, such as filtering, segmentation, and signal separation, are necessary for original SAR images to reduce background noise and enhance the linear feature of wakes, thereby increasing peak intensity in the transformed domain and improving wake detection effectiveness. Spaceborne SAR imaging involves the process of converting echo signals into images, with focusing processing performed in the azimuth direction using synthetic aperture time. The sea surface, as a random rough surface under marine wind conditions, is theoretically composed of large-scale approximately periodic waves overlaid with small-scale ripples and foam. Hence, in SAR images, the sea surface background presents a complex and dynamically changing random texture. However, unlike point targets, such as maritime vessels, the linear features of wakes are generally unaffected by the random motion of sea surface scattering points, which would otherwise result in a decrease in the azimuth resolution of the image pixels. Particularly, with high-resolution SAR employing sliding spotlight mode, the rotation of azimuth scanning angles brings about richer sea surface imaging information, which plays a crucial role in enhancing wake features during imaging processing.
Therefore, this study primarily focuses on enhancing wake processing in high-resolution spaceborne SAR, leveraging the differences in the linear characteristics of wake echoes and the motion characteristics of random ocean background clutter. The research investigates methods for enhancing wake features during imaging processing in sliding spotlight mode, aiming to fundamentally improve the quality of wake images and enhance wake detection performance. Thus, the goal of this study is not to improve traditional wake detection or deep learning algorithms. The research content of this paper does not focus on the image domain implemented by traditional algorithms, but rather on wake feature enhancement through echo signal optimization processing during high-resolution spaceborne SAR imaging. This paper first combs the current research status and existing problems of the study on the enhancement of ship wake, and then, the image characteristics of ship wake are analyzed based the mechanism of ship wake of spaceborne SAR.
This study proposes a method for enhancing ship wakes based on sub-aperture image sequences, specifically tailored for high-resolution SAR imaging. By employing equivalent multi-channel processing, this method preserves and enhances wake and wave information within sub-aperture images, resulting in clear images with enhanced wake features. Again, evaluation methods for assessing the effectiveness of ship wake image enhancement are studied. Finally, experiments are conducted using the real data of AS01 satellite and validate that the proposed method can enhance wake detection capabilities, thereby improving the applicability of spaceborne SAR in marine target detection.
2. Enhancement Methods for High-Resolution SAR Ship Wake Processing
2.1. Typical Wake Images in Spaceborne SAR
When maritime vessels move through the ocean, wake ripples are generated on the sea surface due to variations in water density layers, altering the roughness of the ocean surface. The sea surface roughness significantly influences the backscattering characteristics of electromagnetic waves, capturing the micro-dynamic phenomena caused by vessel movement [
19]. SAR, as a highly sensitive small-scale wave detector, can measure subtle variations in sea surface roughness, enabling wake detection. Under complex marine conditions, the scattering echoes received by SAR mainly originate from smaller waves with wavelengths close to the transmission wavelength, while larger ocean waves introduce some degree of tilt modulation. Due to the inherent complexity of the sea surface, which is essentially characterized by random and continuous variations, the scattering observed by SAR radar exhibits similar characteristics. Studies have identified various characteristics of ship wakes in SAR images, with these differences being related to radar parameters, imaging angles, ocean conditions, wind speeds, vessel parameters, and motion parameters [
20]. Based on the different image characteristics of ship wakes, they can be classified into the following three categories: surface waves (Kelvin wake or narrow V-shaped wake), turbulent wakes, and internal wave wakes.
In the above
Figure 1, (a) depicts the Kelvin wake phenomenon, characterized by bright line features, such as the leftmost bright line, typically located within the range of 16° to 19.5° on both sides of the vessel’s track. (b) shows a typical narrow V-shaped wake of surface waves, also characterized by bright line features, forming bright line features in the wake of the vessel’s movement. Bright lines with an angle of less than 10° from the turbulent wake are usually classified as narrow V-shaped wakes. (c) represents a turbulent wake, characterized by dark line features. In
Figure 1a,b, the vessel target itself is not clearly visible and is almost undetectable. This is because the vessel is in motion along the satellite flight direction, causing changes in the azimuth frequency in SAR imaging processing, leading to the defocusing of the target image and a decrease in the target echo amplitude [
21]. In
Figure 1c, it can be clearly seen that the radial movement of the vessel causes a change in the Doppler frequency in the imaging processing, resulting in the vessel target image deviating from its actual azimuth coordinate position, but the wake remains in the correct position. Based on the above image analysis, since wakes in SAR images often appear as continuous bright or dark lines of a certain length, using Radon transform can convert the linear features in the image into peaks or valleys in the Radon transform domain, thus transforming the linear wake detection problem in SAR images into a peak/valley extraction problem.
2.2. High-Resolution Spaceborne SAR Wake Imaging
As a typical model of random rough surface scattering, ocean waves exhibit dynamic characteristics due to their complex motion. In SAR imaging, there exists Bragg resonance between the ocean waves and SAR electromagnetic waves. Under moderate incidence angle conditions, certain frequencies of incident electromagnetic waves and waves in the ocean will emit coherent superimposed enhanced echoes, forming Bragg resonance. Therefore, the actual wake structure obtained in imaging exhibits complex phenomena and is influenced by various factors, such as ocean environmental parameters, vessel motion parameters, or radar parameters and imaging processing algorithms.
High-resolution spaceborne SAR adopts sliding spotlight mode for imaging. In the sliding spotlight mode, the antenna does not point to a fixed area within the illuminated scene but instead points to a virtual rotation center below the illuminated plane (rotation center), as shown in
Figure 2. The ground projection of the antenna beam essentially slides along the direction of satellite flight within the illuminated scene, as illustrated in the figure below. Therefore, the synthetic aperture time of sliding spotlight SAR is relatively long, reaching the order of seconds or even tens of seconds. This prolonged synthetic aperture time in sliding spotlight mode allows for the collection of more comprehensive information, especially regarding moving targets, such as ships and their wakes, resulting in improved imaging quality and wake detection capabilities.
According to the spatial geometry model of spaceborne SAR, the SAR imaging processing can be viewed as a two-dimensional correlation process to extract the target area’s scattering coefficient using the acquired echo data, which includes range compensation processing and azimuth compensation processing:
Range Compensation Processing: This is a one-dimensional shift-invariant process with a known correlation kernel. It compensates for the effects of range migration and focuses the radar signal in the range direction.
Azimuth Compensation Processing: Due to the presence of range migration, azimuth compensation processing involves a two-dimensional time-variant correlation process. It compensates for the effects of Doppler shifts caused by the relative motion between the radar platform and the target scene.
Linear chirp scaling and other imaging algorithms are commonly used in SAR processing. After range compression and compensation for various azimuth error factors, the echo signals
in the SAR image’s range–Doppler domain are obtained. Typically, matched filtering is used for azimuth focusing processing. After azimuth Fourier inverse transformation, ignoring the complex constant, the original SAR image is obtained [
22].
In the equations:
represents the backscattering coefficient of the sea surface, which varies with the azimuthal imaging angle.
represents the envelope after azimuth antenna transformation.
represents the envelope after linear frequency modulation compression processing in the range direction.
represents the effective slant angle.
represents the reference effective slant angle.
represents the slant range at the moment of beam center when using the equivalent slant range model.
represents the azimuth frequency.
represents the effective velocity.
In the imaging process of high-resolution spaceborne SAR, sliding spotlight mode is commonly employed, where the radar antenna scans in the opposite direction of the flight path, continuously approaching a virtual rotation point. Taking the example with 0.5 m resolution, the synthetic aperture time reaches 4 s, and the antenna rotation angle in the azimuth direction exceeds 3°, causing variations in the sea surface backscattering coefficient of over 2 dB [
23]. Therefore, under such conditions, the sea surface backscattering coefficient influenced by antenna direction and surface fluctuations exhibits certain temporal variations. In this scenario, the anisotropic scattering behavior of the sea surface background due to random motion results in the phenomenon of random noise in the sea surface background. The unique motion of scattering points caused by wake formation leads to azimuthal pixel movement and decreased resolution. Consequently, in high-resolution SAR ocean images with long synthetic aperture times, the wave texture appears blurred, and the signal-to-noise ratio is relatively low [
24]. The movement of wave texture on the sea surface primarily involves the propagation of wave phase and energy. However, the water body itself undergoes simple reciprocating motion and does not propagate with the waves. Therefore, features such as narrow V-shaped wakes and turbulent wakes formed by vessels remain stable in position and persist for a longer duration in the image, unaffected by various motions’ effects on imaging offsets. Thus, from a fundamental perspective of high-resolution spaceborne SAR imaging, the processing of raw echo data with different imaging times and azimuth angles can enhance the typical characteristics of wakes.
2.3. Ship Wake Enhancement Method Based on Equivalent Sequence Images
Many scholars at home and abroad have studied the method of dividing the single-channel azimuth into sub-apertures to effectively obtain signals in the range–Doppler domain for two or more channels. They utilize multi-channel techniques, such as adaptive time integration (ATI), displaced phase center antenna (DPCA), and space–time adaptive processing (STAP) to suppress stationary clutter and detect moving targets [
25]. Inspired by the enhancement and detection methods for stable point targets in single-channel multi-apertures, a ship wake enhancement method based on overlap sub-aperture magnitude images (OSMI) in the azimuth overlap sub-aperture amplitude image sequence is proposed. This method enhances the linear features of wakes in the imaging process to obtain high-quality original images, laying the foundation for subsequent wake detection applications. The following
Figure 3 depicts the flowchart of the wake enhancement algorithm.
The method includes the following steps: (1) The proposed method begins with inputting a single-look complex (SLC) image, which is then sliced to generate a sequence of sub-aperture images. (2) These sub-aperture images undergo standard deviation and mean equalization processing to ensure that the grayscale values of the equalized images have the same standard deviation and variance. (3) The equalized images are subjected to median filtering to remove noise. (4) The wake-enhanced image is outputted.
According to Equation (1), during the synthetic aperture time in SAR imaging, ground targets are continuously illuminated, and the azimuth signal exhibits linear frequency modulation characteristics. Therefore, using the correspondence between the azimuth signal spectrum and the azimuth angle, sub-aperture slicing can be achieved in the azimuth frequency domain. By separately imaging each sub-aperture data, equivalent timeseries images can be obtained. Let the azimuth signal bandwidth be , and the number of sequence images be . Hence, each sub-image has a bandwidth of in the azimuth direction to obtain overlapping sub-images and maintain a certain bandwidth overlap for each sub-aperture image. During the processing, a fixed sliding window is used to ensure the same resolution and overlap requirements. During the implementation process, the SLC sub-apertures are processed one by one. FFT transformation is performed along the azimuth direction of SLC data, and a fixed sliding window is used to segment the frequency spectrum of the azimuth signal, obtaining segments corresponding to different azimuth angles. The segmented echo signals in the range–Doppler domain are subjected to inverse Fourier transform in the azimuth direction to obtain timeseries sub-aperture SAR images, which are indexed based on the azimuth perspective of each sub-aperture image.
Before enhancing the linear features, it is necessary to standardize and equalize the sub-sequence images. This is achieved by intensity normalization to achieve relative histogram equalization. Due to the scattering characteristics of the sea surface, the grayscale values of pixels on the sea surface are correlated with the azimuth imaging angle, requiring the elimination of intensity differences caused by antenna pointing and directional patterns. Firstly, the histogram distribution of all sub-sequence images is calculated, and the mean
and standard deviation
of each image are computed. Histogram intensity normalization is then applied to each image in the OSMI, equalizing the grayscale values based on the mean and standard deviation, ensuring uniformity in terms of standard values and variance across all sub-images. The specific calculation method is as follows:
After adjusting the grayscale values of the
-th OSMI image, denoted as
, the mean
, and standard deviation
of each transformed image are calculated as follows [
24]:
Here, and are the original mean and standard deviation of the image.
The grayscale values of pixels in the sea surface background images change slowly with azimuth imaging angle and imaging time sequence. By normalizing the histogram, the timeseries curves of each pixel can be obtained. Filtering in this three-dimensional direction can yield sea surface background images and eliminate strong reflection values caused by significant changes in moving ship targets. Due to the complexity of SAR images, statistical signal processing is widely used in SAR image processing and analysis. Many scholars have proved the effectiveness of log ratio operator and Gaussian distribution modeling techniques in real SAR and PolSAR data [
26,
27]. In practice, the sub-sequence images are converted to dB units, and then, median filtering is applied to the OSMI images using the logarithmic operator. The specific formula is as follows [
28]:
Here, represents the output result image after enhancement, and the image is represented in dB during the calculation process.
2.4. Evaluation Method for Enhanced Ship Wake Detection Processing
The Radon transform and its various improved algorithms have long been significant methods for detecting ship wakes in spaceborne SAR, receiving extensive attention from scholars worldwide. The detection method for SAR wakes can be summarized as identifying wakes based on the energy difference between wake targets and sea surface backgrounds. Therefore, this paper evaluates the effectiveness of wake enhancement processing using the Radon algorithm, comparing the changes in wake linear features in the Radon transform domain before and after enhancement to verify the effectiveness of the enhancement algorithm.
The Radon transform is an integral transform that projects the image in space, mapping all pixels in the same direction to the Radon transform domain. The definition of the two-dimensional Radon transform on the plane is as follows [
6]:
Here, represents the entire image plane range, is the mask, represents the grayscale value of each pixel, is the Dirac function, is the intercept from the origin to the line, and is the angle between the normal direction of the line and the -axis.
In SAR images, various wakes have grayscale values that differ from the background. The linear features in the original image appear as points in the transform domain. This processing result transforms narrow V wakes and Kelvin wakes in the original image into bright points, while darker turbulent wakes become dark points. Thus, the wake detection problem in SAR images is transformed into the detection of peak/valley points in the transform domain, simplifying the processing process and improving detection accuracy.
For peak detection in wake detection, the search area is typically limited, and a reasonable interval is selected based on the wake direction. A sliding window approach is used, with window size determined by the size of the original image. Setting the window size too small introduces false peak points, while setting it too large may miss true wake peak points. The difference between the detected pixel and the mean of all pixels in each window in the Radon transform domain is calculated, and a threshold is used to determine whether it is a peak value. The threshold can be set to twice the image variance. By traversing the entire image, all peak sequences are obtained, and the corresponding represent distance, angle, and peak amplitude. By analyzing the differences in the Radon transform domain before and after enhancement, the effectiveness of the wake enhancement algorithm can be quantitatively assessed, demonstrating its ability to improve the detection of ship wakes in high-resolution spaceborne SAR images.