1. Introduction
The study of infectious diseases is a critical area in epidemiology, where mathematical models serve as essential tools for understanding disease spread dynamics, predicting outbreaks, and evaluating the effectiveness of interventions. The Susceptible-Infected-Recovered (
) model, a cornerstone of epidemiological modeling, classifies populations into susceptible (
), infected (
), and recovered (
) compartments. Its simplicity and versatility have allowed for extensive adaptations to incorporate real-world factors. For example, Marinov [
1] employed an adaptive
model with time-dependent rates to analyze the dynamics of COVID-19, integrating data from various national contexts to capture transmission variations and to evaluate vaccination strategies. Similarly, Balderrama et al. [
2] explored optimal control strategies for a
epidemic model under quarantine limitations, highlighting the trade-offs between quarantine stringency and economic or social disruption. Further illustrating the adaptability of the
model, El Khalifi [
3] investigated an extended
model with gradually waning immunity, acknowledging individual heterogeneity in immune system responses and demonstrating the impact of duration of immunity on long-term disease prevalence. These studies highlight the ability of the
model to address real-world complexities, while also suggesting limitations in capturing the influence of past events on current disease dynamics.
However, traditional
models often simplify disease dynamics by assuming instantaneous interactions and neglecting historical factors, such as the influence of past infection rates on current immunity levels. To address these limitations, fractional-order derivatives, which extend the concept of differentiation to non-integer orders [
4,
5,
6,
7], have emerged as a powerful tool. In contrast to integer-order derivatives, fractional derivatives inherently incorporate memory effects and long-range interactions, leading to more accurate representations of biological processes like disease transmission and recovery. This characteristic has led to several applications in the context of
models, which offer potentially more accurate predictions of epidemic spread. For example, Alqahtani [
8] analyzed a fractional-order
model that incorporates the capacity of the healthcare system, showing an improved fit of the model to the observed infection data compared to its integer-order counterpart. Kim [
9] introduced a normalized time-fractional
model using a novel fractional derivative designed to improve understanding of the influence of fractional-order on epidemiological dynamics and disease prediction accuracy, specifically demonstrating a reduction in prediction error when forecasting peak infection rates. Riabi et al. [
10] investigated a fractional
epidemic model with the Atangana–Baleanu–Caputo operator, utilizing the homotopy perturbation method to obtain a series solution and demonstrating an increased number of immunized individuals compared to other methods. Alazman et al. [
11] introduced a diffusion component into a fractional
model and analyzed its impact using a general fractional derivative, illustrating the effects of diffusion on the model’s dynamics, revealing how diffusion can alter the spatial distribution of the infected population, a feature absent in traditional models. Beyond epidemiology, fractional calculus shows promise in areas like modeling drug delivery in pharmacokinetics, where non-local tissue interactions affect drug distribution, and in neuroscience for capturing memory effects in neuronal signaling. However, challenges remain in the widespread adoption of fractional-order models, including the computational cost of solving fractional differential equations and the difficulty in directly interpreting fractional-order parameters in terms of underlying biological mechanisms. Nevertheless, the ability of fractional calculus to capture memory and non-local effects makes it a valuable tool for enhancing the realism and predictive power of models in diverse biological systems exhibiting delayed responses or cumulative effects.
The utility of fractional calculus extends far beyond epidemiological modeling, with applications across various scientific fields. These applications leverage fractional calculus’s ability to capture complex dynamics and memory effects often observed in real-world phenomena. Examples include physics and polymer technology, where fractional calculus aids in modeling complex material behaviors [
12], and electrical circuits, enabling the incorporation of fractional-order elements for enhanced circuit representation [
13]. In bioengineering, fractional calculus is utilized to model biological processes [
14], while in robotics, it facilitates the design of fractional-order controllers for improved performance [
15]. Its utility extends to fluid mechanics, where it helps model non-Newtonian fluid behavior [
16], and electrodynamics of complex media, aiding in describing materials with memory effects [
17]. Control theory benefits from fractional-order controllers, offering advantages over traditional methods [
18], and, as discussed previously, disease modeling leverages fractional calculus to capture memory effects and non-local interactions in epidemiological models [
19]. This widespread applicability underscores the power of fractional calculus in capturing complex behaviors not adequately represented by traditional integer-order calculus.
Within epidemiological modeling, the application of fractional calculus to the
framework has been explored using various fractional derivatives, including Caputo, Caputo–Fabrizio, and Atangana–Baleanu. These derivatives incorporate memory effects and non-local interactions, leading to more realistic representations of the spread of infectious diseases [
20,
21,
22]. The Caputo fractional derivative is well suited for systems with well-defined initial conditions, while the Caputo–Fabrizio derivative is useful for systems with less-defined initial states. The Atangana–Baleanu derivative, with its non-singular kernel, provides advantages in modeling complex dynamics with crossovers. However, many studies focus on specific fractional derivatives, potentially limiting the exploration of generalized operators that can encompass a wider range of behaviors and simulate diseases with diverse memory characteristics. The selection of an appropriate fractional derivative is a crucial consideration, as it can significantly influence the model’s properties, such as stability and the existence of solutions. While fractional
models have been applied to various diseases, a more thorough investigation of their qualitative and quantitative properties is still needed. Many previous studies have concentrated on numerical simulations, often lacking in-depth exploration of the theoretical foundations, such as the boundedness, positivity, and stability of solutions. Furthermore, rigorous comparisons between different fractional derivatives are often absent.
To address these gaps, we extend the classical
framework [
23] by considering the incidence rate as
, which suggests a closed population with density-dependent interactions influenced by the total population size
N (
). Furthermore, we incorporate a
term, representing the rate at which recovered individuals lose immunity and return to the susceptible compartment. Crucially, we employ a Power Caputo fractional derivative (PCFD) [
24], which generalizes well-known fractional derivatives like Caputo–Fabrizio [
25], Atangana–Baleanu [
26], weighted Atangana–Baleanu [
27], and weighted Hattaf fractional derivatives [
28]. The PCFD provides a flexible and adaptable modeling framework capable of capturing diverse memory and non-local effects within disease dynamics. This work primarily focuses on the theoretical development, mathematical analysis, and numerical simulation of the PCFD SIR model to demonstrate its properties and potential. We use parameters representative of the COVID-19 pandemic to demonstrate the behavior of our novel PCFD SIR model. The construction of this paper is as follows: In
Section 2, we present the construction of the proposed fractional
model. In
Section 3, we recall the necessary mathematical foundations, detailing the power Caputo fractional derivative.
Section 4 presents a rigorous qualitative analysis that demonstrates the boundedness and positivity of the solutions, which is critical to ensuring biological feasibility and applicability in the real world. In this section, we also investigate the stability of the disease-free equilibrium (DFE), deriving the basic reproduction number
, a key epidemiological parameter for assessing the potential for disease spread. In addition, sensitivity analysis identifies influential parameters, revealing factors affecting disease transmission and recovery. In
Section 5, we introduce a two-step Lagrange interpolation polynomial-based numerical method for approximating solutions to the fractional
model. Then, in
Section 4.2, we explore symmetric model cases, including Caputo–Fabrizio, Atangana–Baleanu, and weighted Hattaf. Finally,
Section 7 provides the biological interpretation of our results and conclusions.
2. Mathematical Model
In this section, we extend the classical
model [
23], given by
by considering the incidence rate
. This suggests a closed population where interactions are density-dependent and influenced by the total population size
N (
). We assume that the total population size
N is constant throughout the duration of the epidemic, which is justified by the relatively short timescale of the epidemic compared to demographic processes such as birth and death. Also, we add
term, which represents the rate at which recovered individuals lose immunity and return to the susceptible compartment. We incorporate a power Caputo fractional-order dynamics and various important parameters related to disease transmission, recovery, and mortality. The fractional derivatives introduce memory effects and non-local interactions into the dynamics. The following model strength lies in its adaptability according to power parameters
p in
, allowing for the exploration of diverse scenarios related to intervention and disease:
with initial conditions
and
The definitions of parameters are presented in
Table 1. The
model (
1) contains three equations as follows:
Susceptible Population Dynamics (
)
where
represents the birth rate or influx of new susceptible individuals into the population. The term
represents the rate at which susceptible individuals become infected,
is the transmission rate,
is the number of susceptible individuals,
is the number of infected individuals,
N is the total population size (
), assumed constant (as shown in
Figure 1).
This form modifies the incidence rate
to account for saturation effects, emphasizing that the infection rate depends on the number of individuals in
and
without relying on the recovered population
. The factor of ‘2’ accounts for the increased contact rates within households of two individuals, where the probability of transmission is higher [
29]. The term
represents the number of susceptible individuals dying per unit time, where
is the natural death rate. The term
represents the rate at which recovered individuals lose immunity and return to the susceptible compartment.
Infected Population Dynamics (
)
The term
represents the same infection process as in the susceptible equation. The term
represents the rate at which infected individuals recover through healthcare intervention and leave the infected compartment. Here,
is the baseline recovery rate attributable to healthcare intervention,
is the maximum recovery rate when healthcare resources are sufficient,
b is a constant modulating the recovery rate based on the infected population [
30]. The fraction
models the effect of healthcare resource constraints: When
is small, the recovery rate approaches
, when
is large, the recovery rate asymptotically approaches
. This reflects the real-world scenario in which a surge in infections can overwhelm healthcare systems, reducing the quality and availability of care for each infected individual. The term
represents the rate at which infected individuals die from infection. The term
represents the number of infected individuals who die per unit time from natural causes.
Recovered Population Dynamics (
)
The term represents the rate at which infected individuals recover through healthcare intervention and enter the recovered compartment, as described in the infected population equation. The term accounts for the removal of recovered individuals due to: Natural death (), loss of immunity (), causing individuals to re-enter the susceptible compartment.
6. SIR Model on COVID-19
A key strength of this model lies in its enhanced capabilities to simulate a range of real-world infectious disease scenarios. Specifically, the model incorporates the
term (where
represents the rate of immunity loss), thereby enabling the capture of diseases where protection following infection is not lifelong, such as influenza. In such cases, the model can effectively investigate the initial propagation of novel strains within a susceptible population, and providing insights into the effectiveness of early intervention strategies. Furthermore, the PCFD employs a flexible framework for capturing diverse memory and non-local effects within disease dynamics according to its power parameter p, and generalizes well-known fractional derivatives. Moreover, a density-dependent recovery rate, represented mathematically by
, accounts for the impact of healthcare resource limitations, a feature particularly relevant for simulating outbreaks where access to medical care significantly influences outcomes. In this section, we illustrate the application and behavior of the SIR model using parameters representative of the COVID-19 pandemic (
Table 2) to provide a concrete real-world example and motivate the use of this advanced fractional framework.
Here, we consider
, and the values of parameters as in
Table 2 with initial conditions
The complete code of simulations is provided in a GitHub repository via the link:
https://github.com/Almalahi/COMPLETE-CODE-SIR-MODEL (accessed on 29 March 2025).
By these values, with PCFD model (
1), we have
Figure 5,
Figure 6 and
Figure 7 present a graphical depiction of the
,
and
with different fractional order of the PCFD model (
1).
These visualizations offer a direct view into the dynamic interplay of the three epidemiological classes in different cases, illustrating their temporal evolution.
7. Symmetric Cases of Model (1)
The fractional derivative employed within model (
1) offers a high degree of generalization, encompassing several symmetric cases contingent upon the specific choices of its parameters
, the fractional derivative’s power,
p, and the weighting function,
. In the ensuing subsections, we will explore and analyze simulations of these distinct symmetric scenarios, for comparison, to highlight the flexibility of the PCFD and illustrate the versatility and richness of the fractional model using the COVID-19 representative parameter set.
COVID-19 Model with Caputo–Fabrizio Fractional Approach
If
Then, the model (
1) reduce to the Caputo–Fabrizio fractional COVID-19 model given by
With the same parameter values in
Table 2, the graphs of approximate solutions in case of Caputo–Fabrizio model (
14) are given as follows:
Figure 8 and
Figure 9 provide a detailed graphical representation of the classes
,
, and
, with
in different fractional order of the Caputo–Fabrizio fractional model (
14).
COVID-19 Model with Atangana–Baleanu Fractional Approach
If
Then, the model (
1) reduce to the Atangana–Baleanu fractional COVID-19 model given by
The graphs of approximate solutions of Atangana–Baleanu fractional model (
15) are given as follows:
- •
Figure 10 provide a detailed graphical depiction of
,
, and
populations as simulated by the Atangana–Baleanu fractional model (
15) with
and
.
COVID-19 Model with Weighted Atangana–Baleanu Fractional Approach
If
Then, the model (
1) reduce to the weighted Atangana–Baleanu fractional model given by
The graphs of approximate solutions of weighted Atangana–Baleanu fractional model (
16) are given as follows:
- •
Figure 11 and
Figure 12 provide a detailed graphical depiction of
,
, and
populations as simulated by the weighted Atangana–Baleanu fractional model (
16) with
,
with different fractional order.
COVID-19 Model with Weighted Generalized Hattaf Fractional Approach
If
Then, the model (
1) reduce to the weighted generalized Hattaf fractional model given by
The graphs of approximate solutions of weighted generalized Hattaf fractional model (
17) are given as follows:
Figure 13 and
Figure 14 provide a detailed graphical depiction of
,
, and
classes as simulated by the weighted generalized Hattaf fractional model (
17) with
with different fractional order.
Table 3,
Table 4,
Table 5,
Table 6 and
Table 7 address the comparison of fractional models and the standard integer-order SIR model against the “Actual COVID-19 Trend” characteristics.
8. Discussion and Biological Interpretation
This study introduced a novel SIR model incorporating a generalized PCFD and applied it using parameters representative of the COVID-19 pandemic (
Table 2) to provide a concrete real-world example and illustrate the potential of this advanced fractional framework. The simulation results, presented in
Figure 5,
Figure 6,
Figure 7,
Figure 8,
Figure 9,
Figure 10,
Figure 11,
Figure 12,
Figure 13 and
Figure 14 and summarized comparatively in
Table 3,
Table 4,
Table 5,
Table 6 and
Table 7, offer significant insights into how fractional calculus, particularly the flexible PCFD approach, can capture diverse epidemic dynamics. This section discusses the biological interpretation of these findings, evaluating the performance of different fractional derivatives against the standard integer-order model and benchmark characteristics derived from actual COVID-19 trends, thereby addressing the need to demonstrate the model’s relevance and potential advantages through illustrative simulations.
Our analysis reveals that the choice of fractional derivative and its associated parameters (
) profoundly influences the predicted epidemic trajectory, even when using the same underlying parameter set (
Table 2). This is clearly demonstrated in
Table 4,
Table 5,
Table 6 and
Table 7, where different symmetric cases of the PCFD yield markedly different alignments with the benchmark COVID-19 trend. This highlights the importance of selecting an appropriate modeling framework and tuning its parameters carefully for specific applications. The fractional order,
, is particularly influential, primarily modulating the “memory” embedded in the system—how strongly past events influence present dynamics. The ability to adjust this memory effect via
is key to potentially achieving improved alignment with real-world data. For instance, compared to the baseline integer-order model which showed only moderate alignment (
Table 4,
Table 5,
Table 6 and
Table 7), specific fractional models like Caputo–Fabrizio (
,
Table 4) and Weighted Hattaf (
,
Table 7) demonstrated high alignment, successfully capturing the peak timing, magnitude, and duration characteristics of the benchmark trend much more closely. This improved fit, as summarized in the overall comparison (
Table 3), suggests that the memory effects implicit in these specific fractional orders better represent the underlying dynamics of the illustrative COVID-19 scenario than the standard derivative. Conversely, other fractional derivatives like Atangana–Baleanu (
Table 5) and Weighted Atangana–Baleanu (
Table 6) showed low alignment for the tested parameters, emphasizing that simply using any fractional derivative does not guarantee superiority.
The PCFD model, by its generalized nature encompassing these various forms, allows for tuning these elements, offering enhanced flexibility to potentially match specific disease characteristics more accurately than restrictive models. We now examine the behavior of each population compartment, interpreting the simulation results (
Figure 5,
Figure 6,
Figure 7,
Figure 8,
Figure 9,
Figure 10,
Figure 11,
Figure 12,
Figure 13 and
Figure 14) in light of the comparative evaluation Tables:
- •
Susceptible Population (
): As expected,
initially declines in all simulations. However, the rate of decline and subsequent recovery or stabilization varies significantly, impacting the overall epidemic duration and alignment score. Models achieving high alignment (
Table 4 and
Table 7) exhibit
dynamics consistent with the benchmark epidemic duration (130–140 days), showing significant depletion by the peak infection time (e.g., S ≈ 220 for CF, S ≈ 200 for WGH at peak) and partial recovery towards the end (S ≈ 200 for CF, S ≈ 180 for WGH). In contrast, models with lower alignment, such as Atangana–Baleanu (
Table 5), show dynamics (e.g., S ≈ 150 at end) reflecting the much longer predicted epidemic duration (∼250 days). The diversity in S-dynamics across
Figure 5,
Figure 6,
Figure 7,
Figure 8,
Figure 9,
Figure 10,
Figure 11,
Figure 12,
Figure 13 and
Figure 14 illustrates the PCFD framework’s capacity to represent varied scenarios, including those with potentially faster (e.g.,
Figure 11, WAB) or slower (e.g.,
Figure 10, AB) susceptibility changes compared to the benchmark.
- •
Infected Population (
): The dynamics of the
compartment are central to the comparative evaluation. The benchmark trend showed a peak around 50–55 days with a relative magnitude of ∼39–42 individuals. The integer-order model predicted an earlier (35 days) and higher (48 individuals) peak (
Table 4,
Table 5,
Table 6 and
Table 7). Significantly, the Caputo–Fabrizio (
,
Table 4) and Weighted Hattaf (
,
Table 7) models closely matched the benchmark peak time (∼40/∼50 days) and magnitude (∼39/∼40 individuals). This successful replication highlights the potential of these fractional approaches (summarized in
Table 3). In contrast, the Atangana–Baleanu model (
Table 5) predicted an early peak (∼35 days), and the Weighted Atangana–Baleanu model (
Table 6) predicted either a very early peak (∼22 days for
) or a lower peak magnitude (∼30 for
), both failing to align well with the benchmark
curve characteristics. The PCFD’s ability to generalize allows it, in principle, to capture dynamics ranging from the well-aligned cases (like WGH) to the less aligned ones (like AB), depending on the chosen parameters (
). The modulation of peak characteristics via the fractional definition, combined with the density-dependent recovery term [
30], is crucial for realistic simulation.
- •
Recovered Population (
): The accumulation of the
population reflects the progression towards the end of the epidemic wave. In models with high alignment (
Table 4 and
Table 7), the
curve rises steadily and approaches its plateau around the benchmark duration of 130–140 days (reaching R ≈ 160 for CF, R ≈ 180 for WGH). This contrasts sharply with models showing poor duration alignment, like Atangana–Baleanu (
Table 5), where the
population continues to rise significantly beyond 140 days, reaching R ≈ 210 only around 250 days. The diverse shapes of the R curves in
Figure 5,
Figure 6,
Figure 7,
Figure 8,
Figure 9,
Figure 10,
Figure 11,
Figure 12,
Figure 13 and
Figure 14 again showcase the flexibility conferred by the fractional derivative choice, influencing factors like apparent recovery speed and the final proportion recovered within a given timeframe, relevant to understanding immunity accumulation [
33].
In conclusion, this section explicitly addressed the need for demonstrating the real-world relevance and motivation of the proposed PCFD SIR model through comparative evaluation (
Table 3). By applying the model using COVID-19 representative parameters (
Table 2) and comparing the outcomes against a benchmark trend (
Table 4,
Table 5,
Table 6 and
Table 7), we have shown that specific fractional derivatives generalized by the PCFD (namely Caputo–Fabrizio and Weighted Hattaf under the tested conditions) can offer superior alignment compared to the standard integer-order model. The primary motivation for using the generalized PCFD framework lies in its inherent flexibility to capture a wider spectrum of dynamics—particularly varying memory effects influencing transmission, peak characteristics, and recovery patterns—than is possible with standard integer-order models or single fixed fractional derivatives. The results clearly indicate that the choice of fractional derivative significantly impacts predicted epidemic dynamics, and careful selection or fitting is crucial. The comparative tables strongly suggest that the PCFD approach offers a valuable and adaptable tool for exploring.
9. Conclusions
This study introduced and analyzed a novel fractional Susceptible-Infected-Recovered (SIR) model incorporating PCFD and a density-dependent recovery rate reflecting healthcare capacity constraints. We proved solutions’ boundedness and positivity, analysed the stability of the disease-free equilibrium, derived an explicit formula for the basic reproduction number (
), and conducted a sensitivity analysis. The analysis confirms the biological plausibility of the model and reveals the dominant influence of the transmission rate (
) on
. Numerical simulations vividly demonstrate the significant impact of the fractional order (
) on crucial epidemic characteristics, such as peak timing and severity. This highlights a core strength and challenge of fractional modeling: the choice of derivative and its associated parameters—the fractional order
, the power parameters
p and
, and the weighting function
—collectively determine the type and strength of memory embedded within the model. These choices profoundly influence predicted epidemic dynamics in simulation, modulating how past events shape current infection rates, recovery processes, and mortality, thereby substantially altering projections of epidemic spread, peak characteristics, and overall duration. For instance, lower fractional orders generally emphasize longer-term historical dynamics, while higher orders prioritize more recent events. The PCFD framework’s generality, encompassing specific derivatives like Caputo–Fabrizio, Atangana–Baleanu, and generalized Hattaf (including weighted variants) as special cases, offers significant flexibility. However, this underscores the critical importance of selecting or fitting these fractional parameters appropriately for specific disease contexts, as different choices lead to distinct predictions in model outputs. Furthermore, the model’s inclusion of detailed recovery pathways (both dependent on and independent of healthcare intervention) and an infection-induced death rate enhances its realism in representing diverse disease outcomes and the impact of healthcare systems. The comparison
Table 3,
Table 4,
Table 5,
Table 6 and
Table 7 demonstrates that models incorporating fractional derivatives—particularly the Caputo–Fabrizio (CF) and weighted generalized Hattaf (WGH) cases—yield predictions that are more consistent with observed data in terms of peak infection timing and total case count. The advantage of fractional-order derivatives over classical models lies in their inherent ability to capture memory and hereditary properties of the infection dynamics. This allows the model to account for the influence of historical infection rates on current behavior—something integer-order models fundamentally lack. As seen in our simulations and comparative analysis, fractional models adjust more effectively to real-world outbreak patterns, thereby offering superior descriptive and predictive power. One of the unique strengths of our approach is the use of the Power Caputo Fractional Derivative (PCFD), which serves as a unifying operator encompassing various well-known fractional derivatives as special cases. This flexibility not only provides a broader mathematical foundation but also allows the model to be calibrated based on specific memory kernels suited to different types of epidemics. Such generality enhances the model’s adaptability across a spectrum of diseases with varying temporal characteristics.. Future work will focus on extending this model to incorporate spatial dynamics and age-structured populations, as well as calibrating and validating the model against specific real-world epidemiological time-series data, aiming to further enhance its utility for detailed epidemic forecasting and control.