Improved Method for Unstable Slope Identification in Coal-Mining Mountainous Areas Combining InSAR and Clustering Techniques
Abstract
1. Introduction
2. Study Area and Data
2.1. Study Area
2.2. Data Sources
3. Methodology
3.1. InSAR Signal Decomposition Model
3.2. Spatially Varying Stratified Atmosphere Estimation (GWRR-M)
3.2.1. Local Linear Model and Geographic Weighting
3.2.2. Robust M-Estimation and Parameter Solution
3.2.3. Parameter Field Reconstruction and Stratified Phase Correction
3.3. Turbulent Atmosphere Compensation Based on SGDPI
3.3.1. Structural Feature Detection and Deformation Masking
3.3.2. Turbulent Phase Screen Reconstruction and Low-Pass Filtering
3.4. Final Atmospheric Correction and Deformation Rate Estimation
3.5. Unstable Slope Identification Based on STC-DPC
3.5.1. Construction of the Multidimensional Deformation Feature Space
3.5.2. Spatio-Temporal Constrained Distance Metric
3.5.3. Density Peaks Clustering and Cluster-Center Determination
3.5.4. Unstable Slope Index and Slope-Unit Determination
4. Results
4.1. Evaluation of the Atmospheric Correction Performance
4.2. SBAS-InSAR Deformation Monitoring Results
4.3. Unstable Slope Identification Results
4.4. Parameter Sensitivity Analysis
- Cutoff distance dc. The cutoff distance controls the scale of the local density estimation. Because dc enters the density and decision values through the average neighbor count, moderate variations of dc (e.g., neighbor ratios between 0.5% and 4%) rescale the density estimates almost uniformly across the point set, leaving the relative ordering of the decision values—and hence the identification of the cluster centers—essentially unchanged. This is a well-known property of density-peak-type algorithms, whose cluster assignments depend primarily on the density ranking rather than on the absolute density values. The clusters identified in this study are therefore expected to remain stable within this range, provided that the deformation point density does not vary too abruptly across the study area.
- Feature weights α/β/γ. The spatio-temporal constrained distance is a convex combination of the spatial, kinematic, and temporal components (α + β + γ = 1). Moderate variations of the weights change the relative contribution of each component but preserve the relative ordering of the pairwise distances when the components are not strongly conflicting. In this study, the kinematic (deformation-rate) component—the most diagnostic indicator of active deformation—retains a weight of at least 0.3 in all configurations examined, so that the dominant clustering structure remains governed by the deformation field. In addition, the USI is normalized over the feature space, which further reduces the influence of the specific weighting scheme on the final ranking.
- USI threshold. The inventory size is monotonic with respect to the USI threshold by construction: raising the threshold removes the lowest-ranked slopes, whereas lowering it adds candidates with smaller USI values. The threshold therefore directly controls the trade-off between detection completeness and the number of objects requiring targeted verification. In this study, the threshold was set to 0.5, a value that requires the four normalized indicators to be, on average, above their median level; the resulting inventory (187 potentially unstable slopes) was subsequently examined against the spatial distribution of known goaf areas and fault zones (Section 4.2).
- GWRR-M bandwidth b. The bandwidth determines the localization of the stratified-atmosphere regression. An excessively large bandwidth approaches the global linear regression and fails to capture the spatial non-stationarity of the stratified atmosphere in rugged terrain, whereas an excessively small bandwidth makes the regression sensitive to local noise and reduces the number of samples available per window. In this study, the bandwidth was set adaptively within 1–2 km on the basis of the local terrain complexity (Section 3.2.1), which is commensurate with the 2 km × 2 km sub-block size and with the turbulence correlation length of approximately 1 km, so that the correction remains well localized without overfitting.
4.5. Verification of the Identification Results Using Google Earth Imagery
5. Discussion
5.1. Advantages and Limitations of the Atmospheric Correction Method
5.2. Innovation and Applicability of the STC-DPC Algorithm
5.3. Validation Strategy and Limitations of the Accuracy Assessment
6. Conclusions
- A two-stage coupled atmospheric phase correction framework was constructed. In the first stage, a geographically weighted robust regression method incorporating M-estimation (GWRR-M) is used to estimate the spatially nonstationary vertically stratified atmosphere; in the second stage, structure-guided deformation-protected interpolation (SGDPI) is used to compensate for the turbulent atmosphere. The experimental results show that the improved method reduces the phase standard deviation of a typical interferogram from 1.6 rad to 0.6 rad, with an average reduction of 42.3% across all interferometric pairs—outperforming conventional global linear correction in the tested cases. Moreover, the dual deformation-protection mechanism effectively avoids overcorrection, improving the deformation monitoring accuracy of SBAS-InSAR in complex mountainous areas.
- A spatio-temporal constrained density peaks clustering algorithm (STC-DPC) was proposed. By constructing a multidimensional deformation feature space, designing a spatio-temporal constrained distance metric, and defining the unstable slope index (USI), the algorithm realizes the automatic identification and quantitative ranking of unstable slopes. A total of 187 potentially unstable slopes were identified, and field investigations confirmed obvious deformation signs at representative identified sites. Visual interpretation of Google Earth imagery showed that 8 of the 187 identified slopes exhibit clear macroscopic instability features consistent with the InSAR deformation field (Section 4.5, Figure 9), providing direct evidence of the practical value of the identification; the remaining slopes, mostly in an early deformation stage without visible surface evidence, were retained for monitoring. A recall-type completeness assessment could not be performed because the study area lacks a complete inventory of unstable slopes, and its quantification is an important task for future work. Compared with the identification results obtained without atmospheric correction (79 slopes), the improved method detects a larger number of active slopes in areas of strong topographic relief and weak deformation, indicating an improved detection capability.
- The spatial distribution and development characteristics of unstable slopes in the coal-mining mountainous areas of western Beijing were revealed. The identified unstable slopes are mainly distributed in closed-mine areas, fault intersection zones, and steep-slope areas with gradients of 10–35°, with a mean deformation rate of −25.3 mm/a, exhibiting a pattern suggesting a possible combined influence of mining disturbance and topography.
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
References
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| Category | Parameter | Value/Description |
|---|---|---|
| SAR data | Satellite/band | Sentinel-1A/C-band (5.6 cm) |
| Imaging mode/polarization | IW/VV | |
| Time span/scenes | January 2019–December 2023/120 scenes | |
| Interferometric | Temporal baseline threshold | 48 days |
| combination | Perpendicular baseline threshold | 150 m |
| Number of interferograms | 285 pairs | |
| Auxiliary data | DEM | SRTM 1 Arc-Second (30 m) |
| Processing | inversion | SBAS-InSAR |
| Parameter | Description | Reference Value |
|---|---|---|
| Denoising radius Rd | Neighborhood search radius for isolated-point removal | 100 m |
| Minimum neighbors Nmin | Lower bound of neighbor count for isolated-point detection | 5 |
| Velocity threshold vt | Threshold for active deformation point extraction (scanned in steps over an interval) | 10–30 mm/a |
| Cutoff distance dc | Cutoff distance for local density computation | 1–2% mean neighbor ratio |
| Minimum cluster size Nc | Minimum point count for a valid deformation cluster | 10 |
| Slope threshold st | Lower bound of mean slope for active slope deformation zones | 15° |
| Feature weights α/β/γ | Spatial/kinematic/temporal weights in the constrained distance | 0.4/0.4/0.2 |
| Adaptive bandwidth b | Local regression bandwidth of GWRR-M, adaptive to local terrain complexity | 1–2 km (terrain-adaptive) |
| USI threshold | Threshold of the Unstable Slope Index for unstable-slope determination | 0.5 |
| Statistic | Raw | Global Linear Correction | Two-Stage Correction |
|---|---|---|---|
| Mean phase standard deviation (rad) | 1.55 | 1.49 | 0.89 |
| Mean relative reduction (%) | — | 3.8 | 42.3 |
| Statistic | Proposed Method | Without Atmospheric Correction |
|---|---|---|
| Number of identified unstable slopes | 187 | 79 |
| Newly identified slopes | 108 | — |
| Dominant slope range | 10–35° | 10–35° |
| Individual slope area (km2) | 0.05–2.8 | 0.2–2.0 |
| Mean deformation rate (mm/a) | −25.3 | −21.2 |
| Parameter | Tested Values | No. of Identified Slopes | Change vs. Reference (%) | Reference Slopes Retained (%) |
|---|---|---|---|---|
| Cutoff distance dc (neighbor ratio) | 0.5%/1%/2%/4% | 189/187/185/183 | +1.1/0/−1.1/−2.1 | 99.5/100/98.9/97.3 |
| Feature weights α/β/γ | 0.4/0.4/0.2; 0.5/0.3/0.2; 0.3/0.5/0.2; 0.4/0.3/0.3; 0.3/0.3/0.4 | 187/186/188/185/184 | 0/−0.5/+0.5/−1.1/−1.6 | 100/99.5/99.5/98.9/98.4 |
| USI threshold | 0.4/0.5/0.6 | 203/187/171 | +8.6/0/−8.6 | 100/100/91.4 |
| GWRR-M bandwidth b (km) | 1.0/1.5/2.0 | 185/187/186 | −1.1/0/−0.5 | 98.9/100/99.5 |
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Gui, W.; Wang, Y.; Qiu, Y.; Chen, Y.; Li, P. Improved Method for Unstable Slope Identification in Coal-Mining Mountainous Areas Combining InSAR and Clustering Techniques. GeoHazards 2026, 7, 113. https://doi.org/10.3390/geohazards7040113
Gui W, Wang Y, Qiu Y, Chen Y, Li P. Improved Method for Unstable Slope Identification in Coal-Mining Mountainous Areas Combining InSAR and Clustering Techniques. GeoHazards. 2026; 7(4):113. https://doi.org/10.3390/geohazards7040113
Chicago/Turabian StyleGui, Weizhen, Yuanjian Wang, Yahui Qiu, Yan Chen, and Peixian Li. 2026. "Improved Method for Unstable Slope Identification in Coal-Mining Mountainous Areas Combining InSAR and Clustering Techniques" GeoHazards 7, no. 4: 113. https://doi.org/10.3390/geohazards7040113
APA StyleGui, W., Wang, Y., Qiu, Y., Chen, Y., & Li, P. (2026). Improved Method for Unstable Slope Identification in Coal-Mining Mountainous Areas Combining InSAR and Clustering Techniques. GeoHazards, 7(4), 113. https://doi.org/10.3390/geohazards7040113

