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New Approaches to Sustainable Development in Clusters and Regional Innovation Systems

A special issue of Sustainability (ISSN 2071-1050). This special issue belongs to the section "Economic and Business Aspects of Sustainability".

Deadline for manuscript submissions: closed (31 December 2022) | Viewed by 27049

Special Issue Editors


E-Mail Website1 Website2
Guest Editor
Department of Economics and Management, University of Florence, 50121 Florence, Italy
Interests: industrial districts and paths of local development; innovation and change in SME systems; place-based and multi-scale policies of productive development; specific public goods; universities and regional development; social innovation and environmental sustainability

E-Mail Website1 Website2
Guest Editor
Department of Economics and Management, University of Florence, 50121 Florence, Italy
Interests: rural development; sustainable agriculture; agroecological transitions; collective action in rural contexts; policy impact analysis

Special Issue Information

Dear Colleagues,

This Special Issue sets itself within the field of studies on economic-, social-, and environmentally-sustainable regional development facing a set of contemporary multi-scale and interrelated global challenges. Such challenges include those posed to ecosystems by resource overuse, territorial disaggregation and pollution, and biodiversity decline, but also extending to technological and globalization disruptions of productive and societal contexts, as well as more broadly to the threats to sustainable individual and collective well-being such as those prompted by the recent pandemic event.

The collection of papers will bring new evidence and interpretations on supporting and hindering factors to paths towards sustainability within and between traditional or emergent localized clusters of productive activities (local production systems). Specifically, the papers will look at cases embedded or anchored in the different places (cities, industrial districts, rural areas, etc.) and ecosystems that may constitute a regional context of territorial development (sub-national areas such as NUTS 2 regions in the EU, metropolitan statistical areas in the USA, prefectures and large cities in China, etc.).

Case-studies related to parts of the theme can already be found. These intertwine with a plurality of theoretical lenses and perspectives of research on regional sustainability including, among others, models of sustainable regional innovation systems, bio-regions, competitiveness poles, and innovative milieux; green investments and greening transitions in industrial districts, business clusters, agricultural and natural-resource innovation systems, and other models of territorial development; models of knowledge creation and institutional interrelation in social and productive systems sensible to limits and impacts of the natural environment, such as the quintuple helix, the innovation ecosystems, and the sustainability transition theories with their multi-level frames.

For more details and examples, see the Streams of Research and recommended References below.

In this context, the increasing strength of societal, technological, and environmental challenges (and prospective multiplicative impacts of the current pandemic) has generated the increased number and variety of paths pointing to sustainability transitions in local productive clusters. These must be assessed through a timely collective effort that is able to insert the cases within frames of multi-level ecosystems and social, institutional, production, and knowledge networks. Therefore, the Guest Editors welcome the submission of drafts and papers (details below) contributing novel evidence and interpretations on the theme highlighted above in Italics, under one or more of the abovementioned lens and streams of research. Specific attention will be given to papers proposing original analyses of new or evolving approaches and practices in the governance of such local paths towards sustainable development related to regional innovation systems, supportive factors, or barriers; in addition, signs of success or failure should also be considered.

The authors strongly encourage potential contributors to first submit a long abstract online within 6 months after the publication of the call. This should contain a summary of the aim, approach, methodology, and expected results of the proposed contribution. The Guest Editors will provide feedback on the submitted abstracts so as to confirm that the proposals fit within the scope of the Special Issue and to support the submission process. The fully-written manuscripts should then be submitted by the end of the submission deadline (31 January 2022).

An open set of Streams of Research

(references are illustrative, not exhaustive)

- The transformative dynamics (path renewal, creation, exhaustion) of local clusters of productive activities and their places when meeting threats and opportunities of territorial development related to sustainability challenges [1–10].

- The need to combine social and material innovation within digital (e.g., Industry 4.0) and green productive investments for fueling circular solutions and sustainability transitions played out at the local level [11–13].

- The support to sustainable transitions given by regional innovation systems (RIS) able to favor trans-local, cross-cluster, and multi-scalar resource and knowledge fertilization through networks of relevant actors [14–20].

- The creation and upscaling of multi actor, cross sectoral innovation niches capable to foster sustainable transitions [21–23].

- The relation of sustainable RIS with models of polycentric partnerships centered in helical initiatives (triple, quadruple) of hybridized agencies and innovative milieux [24–28].

- The role adopted in sustainable regional development by corporate social responsibility and shared value strategies played by local and trans-local business actors under new types and hybrid domains of business models and processes of value creation and capture [29,30].

- The role in sustainable regional development played by entrepreneurial and engaged universities (and other educational, research, and knowledge exchange institutions adopting similar or related approaches) within innovation networks [31–35].

- The role in sustainable regional development played by local and non-local civic and cultural actors intermediating the constitution of new place-based identities and stocks of social and cultural capital around local productive clusters while promoting creative communities of sustainable practices [36–41].

- The role in sustainable regional development played by place leaders favoring the translation of emergent collective demand for sustainability and health into collective action and participatory practices for the provision of specific public goods and new commons [42–45].

- The need to consider both human agency and natural life processes as drivers of local and regional sustainable development as exemplified in quintuple helix, innovation ecosystems, and place-based sustainability transitions approaches [21,25,46–48].

- Conversely, the hindering role against sustainable development played by socio-cultural, territorial, and institutional lock-in, specialization traps, thin social capital, weak or unbalanced compositions of innovation partnerships, rent-seeking and rent-preserving coalitions, power struggles within and between multi-level governance structures, and the difficulties of place-based policies, monopolistic power within productive and innovation systems, and the specific difficulties in the global South [7,9,49–57].

References

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  47. Grundel I.; Dahlström M. A Quadruple and Quintuple Helix Approach to Regional Innovation Systems in the Transformation to a Forestry-Based Bioeconomy. Knowl. Econ. 2016, 7, pp. 963–983.
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  53. Eidt, C. M.; Pant, L. P.; Hickey, G. M. Platform, participation, and power: how dominant and minority stakeholders shape agricultural innovation. Sustainability 2020, 12(2), 461.
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  55. Beer, A.; McKenzie, F.; Blazec, J.; Sotarauta, M.; Ayres, S. Every place matters: Towards effective place-based policy. Regional studies policy impact books. Taylor & Francis, Abingdon, UK, 2020
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Prof. Marco Bellandi
Dr. Gianluca Stefani
Guest Editors

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Keywords

  • green clusters
  • industrial districts
  • circular economy
  • bioeconomy
  • sustainable regional innovation systems
  • innovative milieux
  • territorial development
  • agricultural innovation systems
  • agricultural innovation ecosystems
  • triple, quadruple, quintuple helix for sustainability
  • multi-level approach to sustainability transitions
  • engaged universities and hybrid domains of strategies of innovation
  • social and material innovation in sustainability transitions
  • socio-cultural and institutional lock-in
  • distributive conflicts
  • rent coalitions
  • monopolistic power
  • contemporary challenges
  • pandemic crisis
  • post-pandemic recovery

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Published Papers (7 papers)

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14 pages, 292 KiB  
Article
Small Wins through Inducement Prizes: Introducing Challenge-Oriented Regional Prizes (CORP)
by Arnault Morisson, Isabelle Liotard and Valérie Revest
Sustainability 2023, 15(4), 3240; https://doi.org/10.3390/su15043240 - 10 Feb 2023
Cited by 1 | Viewed by 2706
Abstract
There is an emerging consensus that innovation policies must be geared towards solving societal challenges. The policy complexity of the third generation of innovation policy (TGIP), however, puts less-developed European regions at risk of being left behind from this novel policy paradigm due [...] Read more.
There is an emerging consensus that innovation policies must be geared towards solving societal challenges. The policy complexity of the third generation of innovation policy (TGIP), however, puts less-developed European regions at risk of being left behind from this novel policy paradigm due to lower institutional and governance capacities. Building on the concept of a small wins strategy that focuses on small-scale and bottom-up initiatives that are guided by a shared mission to address wicked problems, the article’s methodology uses expert interviews, examples of challenge prizes, and desk research to explore whether inducement prizes can potentially engage less-developed regions (LDRs) in TGIP to address place-based societal challenges through a small wins strategy. The article introduces the concept of a challenge-oriented regional prize (CORP) as a stepping-stone policy tool to engage LDRs in TGIP through a small wins strategy, namely regarding issues of directionality, legitimacy, responsibility, and strategic orientation. CORPs are, however, not a silver bullet policy tool for LDRs to engage in TGIPs due to their design and implementation constraints. Full article
12 pages, 1613 KiB  
Article
Analysis of the Specialization Patterns of an Agricultural Innovation System: A Case Study on the Banana Production Chain (Colombia)
by Santiago Quintero, Diana P. Giraldo and William Orjuela Garzon
Sustainability 2022, 14(14), 8550; https://doi.org/10.3390/su14148550 - 13 Jul 2022
Cited by 4 | Viewed by 2089
Abstract
The learning approach, understood as the process through which agribusiness creates knowledge and develops capabilities, is key to understanding the voluntary effort made by the firm to acquire the capabilities necessary to compete in an agricultural innovation system (AIS) and improve their transition [...] Read more.
The learning approach, understood as the process through which agribusiness creates knowledge and develops capabilities, is key to understanding the voluntary effort made by the firm to acquire the capabilities necessary to compete in an agricultural innovation system (AIS) and improve their transition to sustainability. In this framework, learning is understood as a complex phenomenon emerging alongside specialization. Agent-based modelling (ABM) has proven to be an appropriate method of analysis for such phenomena; however, existing models have limitations related to the bounded rationality of agents, their relational proximity, and market forces. In order to help overcome these limitations, we propose this model representing the local dynamics of competing and collaborating innovation agents, and the complementarity of their capabilities. The model makes it possible to study the dynamics of local learning and how patterns of specialization emerge, and to improve the transfer and adoption of technologies (smart farming), increasing their productivity and sustainability, and reducing their environmental impact in an agricultural innovation system. It also provides a point of reference to guide policies, programs, and strategies aiming to improve the system’s economic and innovative performance. To achieve this objective, we use a case study of the banana production chain to build an agent-based model. Full article
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18 pages, 1053 KiB  
Article
Governance in the Italian Processed Tomato Value Chain: The Case for an Interbranch Organisation
by Antonella Samoggia, Francesca Monticone and Gianandrea Esposito
Sustainability 2022, 14(5), 2749; https://doi.org/10.3390/su14052749 - 26 Feb 2022
Cited by 6 | Viewed by 3784
Abstract
Collective action among producers is a corrective measure for power imbalance, which affects primary producers in agro-food supply chains. As associations of producers and processors, Interbranch Organisations (IBOs) promote dialogue, best practice, and market transparency. However, interbranch cooperation is still a less explored [...] Read more.
Collective action among producers is a corrective measure for power imbalance, which affects primary producers in agro-food supply chains. As associations of producers and processors, Interbranch Organisations (IBOs) promote dialogue, best practice, and market transparency. However, interbranch cooperation is still a less explored subject in agro-food governance studies. Therefore, the present paper aims to analyse the role of IBO North Italy for Processing Tomato (IBO NIPT) in the governance of the processed tomato value chain. The IBO for Processing Tomatoes of Northern Italy was chosen as a case study as it is one of the eight recognized IBOs in the country and Italy is the third biggest producer of tomatoes for processing worldwide. Semi-structured interviews with stakeholders involved in the processed tomato value chain were carried out to reach this aim. Abridged transcripts were analysed through thematic analysis by two or three researchers. The present study has three research steps: first, to explore the history of the IBO NIPT; second, to explore its current role as collective institution acting towards power imbalances; third, the IBO’s role in reference price streamlining. A multi-theoretical approach based on the following three theoretical frameworks was used to analyse the interviews: New Institutional Economics (NIE); Devaux’s framework for collective action; and Transaction Cost Economics. The paper highlights the role of local institutions in bringing innovations in the food supply chain and suggests that the future of IBOs in Italy has to be expanded beyond reference price streamlining and could benefit from the cooperation of retailers. Full article
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25 pages, 3606 KiB  
Article
Sustainable Transitions Narratives: An Analysis of the Literature through Topic Modelling
by Gianluca Stefani, Mario Biggeri and Lucia Ferrone
Sustainability 2022, 14(4), 2085; https://doi.org/10.3390/su14042085 - 11 Feb 2022
Cited by 11 | Viewed by 4323
Abstract
A large and fast-growing field of studies, known as sustainability transitions, emerged at the end of the 1990s, relying on a number of theoretical approaches. Transition management, strategic niche management, sociotechnical transition and technological innovation systems are among the most popular frameworks used [...] Read more.
A large and fast-growing field of studies, known as sustainability transitions, emerged at the end of the 1990s, relying on a number of theoretical approaches. Transition management, strategic niche management, sociotechnical transition and technological innovation systems are among the most popular frameworks used to theorize sustainability transitions, although other approaches have been used as well. Our research analyses a specific corpus of text composed of approximately 3500 abstracts of papers collected in the Scopus database related to the term sustainability transition with the help of machine learning techniques. We explore related subfields of this literature, both related to theoretical framework or sectoral focus and their evolution across years and publication outlets, depicting different sustainability narratives. Full article
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17 pages, 514 KiB  
Article
Local Productive Systems’ Transitions to Industry 4.0+
by Marco Bellandi and Lisa De Propris
Sustainability 2021, 13(23), 13052; https://doi.org/10.3390/su132313052 - 25 Nov 2021
Cited by 10 | Viewed by 2715
Abstract
The paper is positioned in the emerging debate on the technological change brought about by the Fourth Industrial Revolution, often referred to as Industry 4.0. Our analysis is at the local, sub-national level. The aim is to explore what drivers and barriers local [...] Read more.
The paper is positioned in the emerging debate on the technological change brought about by the Fourth Industrial Revolution, often referred to as Industry 4.0. Our analysis is at the local, sub-national level. The aim is to explore what drivers and barriers local productive systems might face when seeking to embark on transitions that reconcile smart, equitable, and sustainable priorities, under enhanced models called Industry 4.0+. The novelty of the paper is to develop such models by designing a conceptual framework that juxtaposes the drivers and the barriers of sustainability transitions with local productive systems. This novel framework suggests possible pathways that local productive systems can initiate to achieve more equitable and green outcomes for their economy and society by directing the development of digital-related solutions. Full article
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13 pages, 516 KiB  
Article
The Lithium Wars: From Kokkola to the Congo for the 500 Mile Battery
by Philip Cooke
Sustainability 2021, 13(8), 4215; https://doi.org/10.3390/su13084215 - 10 Apr 2021
Cited by 6 | Viewed by 4925
Abstract
This paper presents an analysis and interpretation of the current state of play in the global value network of minerals mining, refining and transformation processes in the contemporary battery industry, which will power potentially crucial future industries for manufacture of electric vehicles (EVs) [...] Read more.
This paper presents an analysis and interpretation of the current state of play in the global value network of minerals mining, refining and transformation processes in the contemporary battery industry, which will power potentially crucial future industries for manufacture of electric vehicles (EVs) and solar-storage energy systems. The dark influence of the carbon lock-in landscape is gradually being mitigated under the challenge of achieving the “500 mile” battery charge, which would make a transformational difference in the replacement of renewably fuelled vehicles and storage systems, currently still predominantly driven by fossil fuels. The challenge has led to a “war” between manufacturers, miners and refiners, who have realised that the challenge has come alive while most have been vacillating. At an “individualist” rather than an “institutionalist” level, Elon Musk, for all his faults, deserves credit for “moving the market” in these two important industry sectors. This paper anatomises key events and processes stimulating change in this global economic activity through an “abductive” reasoning model and a qualitative “pattern recognition” methodology that proves valuable in achieving rational, probabilistic forecasts. Established incremental innovation characterises first responses in the “war” but research agencies like ARPA are active in funding research that may produce radical battery innovation in future. Full article
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Review

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31 pages, 6332 KiB  
Review
Exploring the Evolution of the Topics and Research Fields of Territorial Development from a Comprehensive Bibliometric Analysis
by Claudia Jazmín Galeano-Barrera, María Eugenia Arango Ospina, Edgar Mauricio Mendoza García, Dewar Rico-Bautista and Efrén Romero-Riaño
Sustainability 2022, 14(11), 6515; https://doi.org/10.3390/su14116515 - 26 May 2022
Cited by 4 | Viewed by 4495
Abstract
Countries with great deficiencies in development, research, and innovation are investing resources to advance in this aspect; meanwhile, it is necessary to advance in initiatives that promote local development, through the correct use and management of endogenous territorial capacities to achieve economic, social, [...] Read more.
Countries with great deficiencies in development, research, and innovation are investing resources to advance in this aspect; meanwhile, it is necessary to advance in initiatives that promote local development, through the correct use and management of endogenous territorial capacities to achieve economic, social, and environmental development, and this is where the territorial development approach has intervened during the last decades. To obtain an understanding of the evolution of the research field on territorial development, a study of research topics and groups of research topics is implemented from subscription-based data sources (Scopus, Science direct, Ebsco, and Web of Science) and open access (Lens and Dimension platforms). Keyword co-occurrence techniques were implemented, and indicators of link strength and density-centrality of clusters were used to abstract patterns of change within the field of study. The evolution of the area, trends, and issues related to territorial development are identified in the different databases, mapping a discipline that still lacks comparative publications between research results at different scales. Full article
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