1. Introduction
Active millimeter- and submillimeter-wave radar systems have become indispensable tools for bolstering civil security in airports, bus stations, crowded public areas, and beyond [
1,
2,
3,
4,
5,
6,
7]. These non-destructive testing (NDT) systems play a pivotal role in security screening by detecting concealed objects, including weapons and drugs, providing effective and secure solutions.
Conventional monostatic and quasi-monostatic radar systems [
8,
9,
10,
11] face limitations in complex geometries due to shadow regions caused by specular reflections falling outside the receiving area. To overcome this limitation, our proposal integrates multiple wideband millimeter-wave transmitters and receivers to obtain high-resolution radar images in real-time [
12,
13,
14,
15]. Multistatic systems provide several advantages by capturing information from multiple angles, including advanced stealth object detection and reduced susceptibility to jamming. In addition, this approach allows for a lower spatial sampling frequency than traditional systems, which benefits from secondary lobe cancellation [
16,
17,
18,
19]. Unlike other commonly used methods for image processing, such as fractal wavelets [
20,
21,
22,
23,
24,
25,
26], the approach of this study extracts artifacts by averaging the phasors of the electromagnetic fields acquired by the multistatic system.
In this paper, we present a novel methodology for identifying an optimal 2D sparse array configuration for generating multistatic radar images based on predefined design parameters. While various array configurations exist for THz security applications, we chose a uniform sparse array configuration due to its suitability for our research problem. Conventional dense arrays offer superior image resolution but require a significant number of elements, resulting in unwieldy arrays, high computational requirements, and potential impracticality for real-time applications. In contrast, random distributions offer a simpler design process and the potential for improved resolution compared to uniform meshes but lack the systematic performance optimization characteristic of our chosen methodology and occasionally yield unpredictable image quality [
27].
Genetic algorithms (GAs) have emerged as the preferred method for array optimization due to their adaptability, robustness, and efficiency in tackling complex array design problems encountered in scientific research. GAs excel at exploring large search spaces; handling non-linear, non-convex optimization landscapes; and supporting multi-objective optimization. They are highly efficient in combinatorial search spaces and work effectively with black-box functions, making them suitable for complex optimization challenges.
The core objective of this study is to identify the optimal antenna configuration from a set of design parameters. The structure of this paper unfolds as follows:
Section 2 outlines the architecture, imaging procedure, and the evaluation function used for potential solutions. In
Section 3, we introduce GAs and describe their specific application in this context.
Section 4 delves into the simulation process, while
Section 5 presents the results, including a compelling comparison between optimized and non-optimized approaches. Finally, in
Section 6, we summarize our achievements and lay out future steps to further enhance imaging system efficiency.
2. Multistatic Architecture
A multistatic architecture refers to a configuration in which multiple spatially distributed transmitters and receivers collaborate to perform sensing or imaging tasks. This architecture contrasts with traditional monostatic radar systems, where a single radar unit serves as both the transmitter and the receiver.
In a multistatic radar system, each transmitter emits electromagnetic waves toward the designated area of interest. Multiple receivers are strategically placed in various locations to simultaneously detect reflections or echoes of waves that were transmitted and interacted with targets in the surrounding environment.
The main idea behind multistatic architectures is to utilize the spatial diversity of receivers to obtain more detailed and comprehensive information regarding the observed scene. These approaches offer several advantages in both scientific and practical applications, including:
Multistatic architectures can achieve increased spatial resolution through the collection of data from various angles. This provides the system with the ability to distinguish small details, resulting in more precise measurements that are paramount in the identification of targets, object recognition, and other imaging tasks.
Deploying transmitters and receivers across multiple locations improves system resilience, making it harder for adversaries to disrupt. In case one component is compromised, the system remains operational with the unaffected ones.
Multistatic systems reduce blind spots caused by obstructions or interference, achieved through the use of multiple sensors, which provide comprehensive coverage.
Multistatic radar systems are highly effective in detecting and tracking stealth targets that exhibit low visibility due to their inability to maintain stealth from all angles, thus becoming more visible from diverse viewpoints.
The designs of multistatic systems are flexible and allow for customized configurations that meet specific operational requirements, accommodating a wide range of applications.
These advantages collectively make multistatic radar systems a valuable tool for defense and surveillance applications.
These systems are primarily designed for real-time personal security and surveillance applications. Therefore, it is vital to minimize the number of elements needed, which can be achieved by opting for sparse arrays instead of the denser ones that are generally used. Sparse arrays offer many advantages in this context. In particular, they improve cost efficiency by reducing the number of antenna elements required, leading to savings in hardware acquisition, deployment, and maintenance. They also reduce the computational load for signal processing and data analysis, which is critical for real-time applications. These arrays demonstrate versatility by seamlessly adapting to different scenarios and skillfully balancing performance and complexity. Most importantly, they address resource conservation and environmental sustainability by requiring fewer resources. Using sparse arrays strategically optimizes performance while efficiently managing resources and complexity compared to denser alternatives.
2.1. Baseline Configuration
This work marks the initial phase in the development of a prototype, which is currently undergoing construction. As a result, design constraints have been defined by considering the available hardware and its specific characteristics. The system’s architecture relies on multiple transmitters (tx) and receivers (rx), positioned at t and r, respectively. This work focuses on analyzing a specific architecture consisting of a 2D sparse array with 64 transmitting antennas (NTX) and 49 receiving antennas (NRX) positioned in front of an object under test (OUT).
The transmitting antennas are equidistantly spaced at a distance of d cm, while the receiving antennas are also equidistantly spaced at a distance of d cm. To ensure symmetrical responses with respect to both the X = 0 and Z = 0 axes, this equidistance is maintained in both the horizontal and vertical directions. The system operates in the frequency range of 120 to 150 GHz using only 12 different frequencies, which corresponds to a minimum working wavelength () of 2 mm.
2.2. Imaging
The imaging process involves creating an individual image for each transmitting antenna, combining contributions from all receivers to create the final image.
Figure 1 provides a visual representation, simplifying the procedure within a basic system configuration of NTX = 3 and NRX = 2.
In this concept, each transmitting antenna emits signals toward the OUT, creating distinct electromagnetic responses from the target. Receiving antennas systematically capture these responses, reflecting the unique interaction of the transmitted signals with the object. Coherent summation of these responses, encompassing phase and amplitude information, is performed for each transmitting antenna.
As a result, for a system with NTX transmitting antennas, NTX transmitter images are generated, each representing a unique perspective offered by a specific transmitting element.
The final image is created by combining these transmitter images coherently. It provides a comprehensive depiction of the object under scrutiny, revealing intricate characteristics and spatial distribution. This fusion of information from multiple transmitting antennas enhances imaging resolution and fidelity, offering a more detailed and accurate representation of the target object.
2.3. Point Spread Function
The PSF plays a crucial role in radar systems, as it defines how electromagnetic waves interact with point-like targets, guiding the detection and localization of objects. It characterizes the spatial distribution of radar energy received from a point scatterer and directly impacts the system’s resolution. A smaller PSF signifies higher radar resolution, enabling the distinction of closely spaced targets. Various factors, including radar frequency, antenna characteristics, and signal processing methods, influence the PSF, thereby affecting the accuracy of target localization. Thus, a comprehensive understanding of the PSF is indispensable for optimizing radar systems utilized in surveillance, tracking, and remote sensing applications.
According to the reciprocity theorem, the total PSF of the system when focused at point
can be computed from the PSF of the transmitting and receiving arrays as follows [
28]:
Here, multiple frequencies are employed in an ultra wideband (UWB) radar configuration, and represents the wavenumber at the l-th frequency.
3. Optimization Algorithm
In the realm of mathematical and computational sciences, the choice between using optimization algorithms and exhaustively exploring all feasible solutions depends on a reasonable trade-off between efficiency, scalability, and accuracy. When faced with complex optimization challenges characterized by a large solution space, the use of optimization algorithms is a methodologically sound choice. The effectiveness of optimization algorithms is further manifested in their ability to handle constraints and ensure the precise attainment of predefined objectives, thereby providing solutions that satisfy the desired criteria. In addition, their adaptability allows the tailoring of optimization strategies to different types of problems, increasing their utility in academic and scientific domains. Consequently, optimization algorithms represent a rational preference for cases that require computational rigor and scalability, making them indispensable in scenarios where comprehensive exploration of all solution alternatives is infeasible or prohibitively resource-intensive.
3.1. Cost Function
In optimization, the cost function plays a vital role in evaluating solution efficiency and appropriateness within the problem space. Its primary objective is to measure solution quality in terms of optimization objectives while considering problem constraints to enable numerical performance evaluation. The optimization algorithm aims to minimize a function to identify the ideal solution among multiple options. In this case, the goal is to establish the transmitter element spacing (d) and receiver element spacing (d) combination that yields the lowest magnitude of the secondary lobes.
Figure 2 shows the cost function for the case under study. As expected, it presents complex, non-linear, discontinuous, and non-convex landscapes. Furthermore, not every value fulfills the problem requirements, resulting in a difficult optimization task. Therefore, we utilized the GA optimization algorithm due to its ability to handle such complexity. The next sections provide the rationale for selecting this technique over others and the details of the implementation for this particular issue.
3.2. Genetic Algorithm
The cost function utilized in this method (as demonstrated in
Section 3.1) creates landscapes that tend to be complex, nonlinear, often non-convex, and (more importantly) not continuous, posing formidable challenges for optimization.
Gradient methods, Bayesian optimization, simulated annealing, or and colony optimization techniques [
29,
30,
31,
32,
33,
34,
35,
36] are well-known methods that work well in scenarios with smooth and well-behaved objective functions.
In contrast, GAs present a compelling set of characteristics that make them the ideal choice for this problem. Their ability to navigate high-dimensional solution spaces, coupled with their resilience in dealing with noisy or irregularly sampled objective functions, positions them as a robust and versatile optimization tool. The adaptive nature of GAs, which merge the best solutions and introduce mutations, facilitates extensive exploration of the solution space, greatly increasing the likelihood of finding globally optimal configurations. In addition, GAs are amenable to parallelization, leveraging the computational power of modern resources to accelerate the optimization process.
GAs have demonstrated remarkable efficacy in tackling real-world challenges [
37,
38,
39,
40]. They operate within a population-based framework, where each member represents a potential solution. The fitness of individuals gauges their problem-solving capabilities. Highly fit individuals reproduce by mating with others, passing on their advantageous traits. This orchestrated progression births a new generation with the promise of enhanced solutions.
GAs conduct this evolutionary process by combining genetic material from the most promising individuals through recombination (crossover) and introducing occasional mutations. As generations unfold, GAs tend toward optimization. Top-performing individuals propagate favorable traits and information, while mutations prevent stagnation. Consequently, GAs adeptly navigate complex search spaces, as depicted in
Figure 3.
A well-designed GA can converge on optimal solutions, offering strength in diverse problem domains. Although GAs cannot guarantee global optimality due to inherent randomness, they often quickly find practical solutions that suffice for real-world applications.
3.2.1. Custom GA Configuration
Once the optimization tool has been selected, the optimal configuration with the smallest secondary lobes should be identified. Only configurations that meet the criteria below will be evaluated:
The aperture size (horizontal and vertical) cannot exceed 100 cm.
Due to hardware limitations, the minimum distance between elements is set to 2 cm.
The array is symmetric on both the X and Z axes.
Transmitter and receiver elements are uniformly spaced in both horizontal and vertical dimensions.
In this study, the GA was utilized to calculate the most suitable value, while was kept constant. Although there were previous attempts to optimize both variables at the same time, it was found that fixing the value of to cover the desired aperture size and concentrating on determining the optimal value is a more efficient method.
This process is computationally intensive, as the GA solver must construct the appropriate architecture, compute the PSF, and evaluate the cost function for each potential - pair. However, by taking advantage of GPU acceleration and MATLAB’s vector computation capabilities, we can quickly and efficiently obtain initial results. Fixing while optimizing only for yields results in less than 3 min and 18 s. If both and are optimized simultaneously, the process extends to about 15 min.
3.2.2. MATLAB Implementation
Optimization was performed using MATLAB’s GA Toolbox, which provides a platform for creating and using GAs. The function requires a series of input parameters to adapt the optimization problem. The most important inputs are described below:
- 1.
Cost Function (CostFcn): This parameter represents the function that needs to be optimized. It takes a set of input decision variables and generates a single value, the cost, to be minimized. As previously noted, the PSF is the cost function. It receives as an input and produces the PSF value related to the array configuration obtained from the combination of -.
- 2.
Number of decision variables (nvars): This parameter indicates the number of variables being optimized.
- 3.
Linear inequality constraints (A and b): These constraints do not apply in our situation as the problem’s intrinsic characteristics depend on nonlinear constraints.
- 4.
Linear equality constraints (Aeq and beq): Similarly not applicable due to the use of nonlinear constraints.
- 5.
Lower and upper bounds for decision variables (lb and ub): These arrays establish the boundaries of the search space by defining the range within which each variable is permitted to vary.
- 6.
Initial population (): This is the initial set of candidate solutions. A randomized starting point is chosen from the feasible variable values.
- 7.
Options: This structure contains a range of control settings for the behavior of the GA. It includes definitions for parameters such as population size, number of generations, genetic operators (parent selection, recombination, and mutation), and replacement strategy.
- 8.
Nonlinear inequality constraints (nonlcon): An ad hoc function has been created to manage the constraints outlined in
Section 3.2.1.
Once the parameters have been configured, the GA is executed, and upon completion the algorithm generates two crucial pieces of information:
4. Simulation
A simulator based on PO principles is used to model the presented system [
41]. This simulator allows a comprehensive simulation of the electromagnetic response of the imaging system when exposed to an arbitrary OUT. In a first step, the simulator calculates the induced electric currents within the OUT by considering the interaction between the incident electromagnetic wave and the specific material properties and geometric characteristics of the OUT. This complex calculation is based on the solution of Maxwell’s equations, which allows the derivation of the spatial distribution of the induced currents on the surface of the OUT. The simulator then determines the electromagnetic field received by each individual receiver, resulting from the field scattered by the OUT. This step is performed independently for each transmitting antenna and over a range of discrete frequencies (f
).
In the context of radiation modeling, both the transmitting and receiving antennas are abstracted as ideal spherical sources. The OUTs are introduced into the simulator as computer-aided design (CAD) models, encapsulating their complex geometries. The detailed operation of the simulator is defined in [
41]; however, for a simplified scenario involving a single tx
, one OUT, and one rx
, the process can be summarized as follows:
- 1.
Incident field calculation: The process begins with a point source (tx
) emitting spherical electromagnetic waves, which propagate uniformly in all directions. These waves consist of electric (
) and magnetic (
) fields traveling at the speed of light. To determine the direction of incidence, the Poynting vector (
) is calculated using the following equation:
- 2.
Equivalent currents calculation: The next step involves calculating the equivalent currents on the surface of the metallic OUT, represented as
, which is responsible for radiating fields. These currents are determined as follows:
- 3.
Scattered field calculation: The simulator models the OUT as a collection of triangular patches with specific points and vectors, allowing for the calculation of the scattered magnetic field () at the receiver (rx) point using PO nearfield equations. This involves several substeps:
- (a)
Calculate the position vector () between the receiver and the center of each triangular patch, along with the distance () and direction ().
- (b)
Compute the magnetic field (
) at the receiver due to each triangular patch using the formula:
- (c)
Calculate the integral term (
) using the given expression and constants:
where
- (d)
Compute the electric field (
) at the receiver due to each triangular patch using the formula:
- (e)
Simplify Equations (
6) and (
10), since the distance between elements is much larger than the wavelength:
This entire process is iterated for all tx–rx combinations and across all . Consequently, at the end of this procedure, a matrix () is generated, representing the received electromagnetic fields at each frequency, as observed by the receivers for each specific tx–rx pair.
This simulation was carried out so that the process was the same as that by which the measurement system was configured, with which the same () parameters are obtained.
In the context of ISAR (inverse synthetic aperture radar) processing on the dataset [
42,
43], the initial step involves defining the imaging plane of interest, which usually, but not necessarily, includes the OUT. For every tx
–rx
combination, two crucial distances are computed, the distance from tx
to every point in the imaging plane (R
) and the distance from every point in the imaging plane to rx
(R
). Once these distances are established, they are used to calculate the value of the reflected signal (
) as follows:
The global image (
) is generated by coherently adding up the individual reflected signals obtained from all tx
–rx
combinations. Mathematically, this summation process is represented as follows:
is a composite image that consolidates the information from all the tx–rx pairs and provides a comprehensive view of the object’s scattering characteristics within the imaging plane. This global image is a valuable output of the ISAR processing, aiding in the detailed analysis and interpretation of the object’s characteristics and behavior in response to electromagnetic waves.
5. Results
The results presented were obtained using the hardware described below:
HW-1: Laptop
- –
12th Gen Intel® Core™ i7-12700H @ 2.70 GHz
- *
RAM: 32 GB
- *
Number of Cores: 14 (20 logical cores per physical)
- –
1 × NVIDIA GeForce RTX 3070 Ti Laptop GPU
- *
Memory: 8 GB (GDDR6 SDRAM)
- *
Number of CUDA Cores: 5888
HW-2: Server GPU
- –
32 × 13th Gen Intel® Core™ i9-13900K @ 5.80 GHz
- *
RAM: 128 GB
- *
Number of Cores: 24 (32 logical cores per physical)
- –
1 × NVIDIA GeForce RTX 4090
- *
Memory: 24 GB (GDDR6X)
- *
Number of CUDA Cores: 16384
5.1. Optimal 2D Sparse Array
To evaluate the performance of the method, an architecture with NTX = 64 and NRX = 49 was used. As previously described in
Section 3.2.1, the desired aperture size, both in range and cross-range, was set to 1 m. To precisely meet this design criterion,
was set to 14.3 cm. Additionally, it is critical to consider the minimum inter-element separation, which was set to 2 cm due to the physical characteristics of the hardware available for prototype construction. As described in
Section 2.1, the system was operated in a frequency range from 120 GHz to 150 GHz, implying the use of wavelengths in the order of 2 mm.
Given all of these design considerations, the GA was used to determine the optimal
.
Figure 4a visually depicts the progression of
values during optimization, alongside their associated costs, until the optimal value was achieved. It is noteworthy that this graph illustrates the correlation between distance and cost, with GA convergence manifesting at the point where the distance equates to the minimal cost. The optimization process ultimately yielded an optimal value of
= 10.0103 cm, which was subsequently employed in the construction of the optimal configuration (as shown in
Figure 4b).
5.1.1. PSF
The ideal cross-range size of the PSF for this system, as described by the equation
can be understood as the spatial resolution of the imaging system [
44]. In this equation,
represents the aperture size of the array,
represents the wavelength of the electromagnetic waves being used, and
L is the distance between the OUT and the array.
The PSF effectively defines the smallest resolvable detail or spot size in the resulting images produced by the system. According to the given equation, this PSF results in a spot with an approximate diameter of 6 mm centered at the origin (0,0). This means that, in ideal conditions, the imaging system can resolve features in the object as small as this 6 mm spot size, allowing for detailed observation and analysis of the OUT’s characteristics.
It is also desirable to eliminate additional contributions and minimize the presence of secondary lobes, which can have several negative effects, such as degradation of resolution, contamination of the image with unwanted artifacts, and difficulty in accurate interpretation of the image, which in turn can hinder the identification of specific objects or details. However, due to the inherent characteristics of these architectures, which do not strictly adhere to the Nyquist criterion, achieving this is unattainable. These diffraction lobes will inevitably appear as a direct consequence of the architectural features and impose constraints on the FoV during the reconstruction process. The objective is to position them as far away as possible from the main lobe and minimize their magnitude.
Secondary lobes are observed at a distance of approximately 13 cm from the main lobe and have a magnitude of 24.6 dB less than the main lobe. Although the PSF is not ideal, it comes quite close. The secondary lobes are distant enough and at a low enough level to not negatively impact the reconstructions that the system can perform.
Figure 5 shows the PSF at a distance of 3 m of the architecture resulting from the GA optimization.
The goal of the optimization is to obtain a PSF that is as clean as possible, with the aim of keeping the secondary lobes as far away and as low as possible. Without the assistance of these optimization tools, the most intuitive way to design the architecture would be to evenly distribute the transmitters and receivers along the X and Z axes. For example, to achieve a 1 m aperture, the spacing between elements should be 13.33 cm.
Figure 6a shows the resulting configuration, and
Figure 6b shows the PSF at 3 m. Multiple secondary lobes are observed, located extremely close to the main lobe, and furthermore, they have a significantly high level, nearly of the same order of magnitude as the main lobe. This is an unfavorable result as it predicts a significant degradation in the quality of the recovered images, making it difficult to clearly distinguish any objects. Comparing
Figure 5a and
Figure 6b, there is a significant improvement of the optimized system with respect to the unoptimized one.
5.1.2. Imaging
To validate the performance of the presented configuration, a model based on a 1951 USAF MIL-STD-150A resolution test chart was used as the OUT. This type of geometry consists of several groups of bars (in this specific case modeled as metal plates) separated by a certain distance and is widely used to analyze and validate imaging systems. The CAD model used in the following simulation is shown in
Figure 7a, and
Table 1 specifies its geometry.
To perform the experiment, the OUT was placed at a standoff distance of 3 m. As can be seen in
Figure 7b, the reconstruction replicates all the details of the original image. This shows that the system has a very high resolution, since it is able to reconstruct all the elements of the two groups of bars, which indicates that it is able to detect targets with an accuracy of less than 1 mm.
6. Conclusions
This study presents a novel method to improve 2D sparse arrays, enhancing imaging performance by integrating advanced electromagnetic simulations and powerful mathematical optimization algorithms, including GAs. The results show the potential to achieve superior reconstruction quality while using less than
of the elements typically required by conventional full-density 2D arrays. To give context, the present version utilizes only 113 elements in contrast to the one million element requirement for a full-dense array that adheres to Nyquist’s theorem, which mandates minimum separation of
between elements. Refer to [
13] for a detailed analysis of multistatic radar configurations for human body imaging. This study compares a multistatic sparse setup to established millimeter-wave imaging systems used for security screening. It should be noted that the comparison was carried out at lower frequency ranges than the ones in our study. However, the findings are still applicable to confirm that our approach is one of the most effective solutions.
The implications of this innovative method extend beyond the laboratory, with applications in On-The-Move (OTM) imaging systems that enable real-time 3D imaging of dynamic targets. Notably, the reduction in the number of elements, coupled with optimized simulation codes that leverage vector computations in MATLAB and harness the capabilities of GPUs and parallelization resources, drastically shortens simulation execution times, making the approach highly efficient.
In essence, this study is a significant advancement in imaging technology, leading to the development of highly efficient and agile imaging systems with unmatched image quality. It not only contributes substantially to the field of image processing but also lays a solid foundation for prospective advancements in the domain. This breakthrough has far-reaching implications, including enhancing medical imaging, where the reduction in hardware requirements can lead to more accessible and cost-effective diagnostic tools. Furthermore, it can improve surveillance systems, allowing for the deployment of smaller, more discreet arrays without compromising performance, thus bolstering security and tracking capabilities. In the realm of aerospace and autonomous vehicles, this innovation can lead to more compact and lightweight radar systems, enhancing navigation and obstacle avoidance. Its manifold applications make it a revolutionary development across multiple industries, offering increased efficiency, lowered costs, and superior image quality.
Author Contributions
Conceptualization: M.A., B.G.-V., O.R., A.P., J.G. and L.P.-E.; Methodology: M.A., B.G.-V. and J.G.; Software: M.A., L.P.-E., B.G.-V. and Y.R.-V.; Validation: M.A. and B.G.-V.; Formal analysis: M.A., B.G.-V. and L.P.-E.; Investigation: M.A., B.G.-V., L.P.-E., I.S.-M. and J.G.; Resources: M.A., B.G.-V., L.P.-E. and I.S.-M.; Data curation: L.P.-E. and M.A.; Writing—original draft preparation: L.P.-E.;Writing—review and editing: M.A., B.G.-V., L.P.-E., Y.R.-V., O.R., A.P., J.G. and I.S.-M.; Visualization: M.A., B.G.-V., L.P.-E., Y.R.-V., O.R., A.P., J.G. and I.S.-M.; Supervision: M.A. and B.G.-V.; Project administration: M.A. and B.G.-V.; Funding acquisition: M.A., B.G.-V., O.R., A.P. and J.G. All authors have read and agreed to the published version of the manuscript.
Funding
This research was funded by MCIN/AEI/10.13039/501100011033 for projects PID2020-113979RB-C21 and PID2020-113979RB-C22, as well as by the European Union NextGenerationEU/PRTR for project RYC2021-033593-I. Additionally, financial support was received from the Xunta de Galicia (Centro singular de investigación de Galicia accreditation 2019–2022) and the European Union (European Regional Development Fund—ERDF).
Data Availability Statement
Data are contained within the article.
Conflicts of Interest
The authors declare no conflict of interest.
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